Post-effective Amendment to an S-8 Filing (s-8 Pos)
July 05 2016 - 5:22PM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on July 5, 2016
Registration No. 333- 205523
Registration No. 333- 205524
Registration No. 333- 205525
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8 REGISTRATION STATEMENT NO. 333-205523
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8 REGISTRATION STATEMENT NO. 333-205524
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8 REGISTRATION STATEMENT NO. 333-205525
UNDER
THE
SECURITIES ACT OF 1933
AVENUE FINANCIAL HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
|
|
|
Tennessee
|
|
20-5556885
|
(State or other jurisdiction of
incorporation or organization)
|
|
(I.R.S. Employer
Identification No.)
|
|
|
111 10
th
Avenue South, Suite 400, Nashville TN
|
|
37203
|
(Address of principal executive offices)
|
|
(Zip Code)
|
Avenue Financial Holdings, Inc. 2007 Stock Option Plan
Avenue Financial Holdings, Inc. 2012 Restricted Stock Plan for Non-Employee Directors
Avenue Financial Holdings, Inc. 2012 Long Term Incentive Plan
(Full title of the plans)
M. Terry Turner, Chief Executive Officer
Pinnacle Financial Partners, Inc.
150 Third Avenue South, Suite 900
Nashville, TN 37201
Telephone: (615) 744-3700
(Name, address and telephone number of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
|
|
|
|
|
|
|
Large accelerated filer
|
|
¨
|
|
Accelerated filer
|
|
¨
|
|
|
|
|
Non-accelerated filer
|
|
x
(Do not check if a smaller reporting company)
|
|
Smaller reporting company
|
|
¨
|
DEREGISTRATION OF SECURITIES
These Post-Effective Amendments relate to the following Registration Statements on Form S-8 (collectively, the Registration
Statements) of Avenue Financial Holdings, Inc. (the Registrant):
1.
|
File No. 333-205523, pertaining to the registration of 361,500 shares of the Registrants common stock, no par value (the Common Stock), issuable under the Registrants 2007 Stock Option Plan,
which was filed with the Securities and Exchange Commission (the SEC) on July 7, 2015;
|
2.
|
File No. 333-205524, pertaining to the registration of 100,000 shares of Common Stock issuable under the Registrants 2012 Restricted Stock Plan for Non-Employee Directors, which was filed with the SEC on
July 7, 2015; and
|
3.
|
File No. 333-205525, pertaining to the registration of 400,000 shares of Common Stock issuable under the Registrants 2012 Long Term incentive Plan, which was filed with the SEC on July 7, 2015.
|
On July 1, 2016, pursuant to an Agreement and Plan of Merger, dated January 28, 2016 (the Merger
Agreement), by and between the Registrant and Pinnacle Financial Partners, Inc. a Tennessee corporation (Pinnacle), Registrant merged with and into Pinnacle, with Pinnacle being the surviving entity (the Merger).
As a result of the Merger, the Registrant has terminated any offering of the Registrants securities pursuant to the Registration
Statements. In accordance with an undertaking made by the Registrant in the Registration Statements to remove from registration, by means of a post-effective amendment, any of the securities which remain unsold at the termination of the offerings,
the Registrant hereby removes and withdraws from registration all of such securities of the Registrant registered but unsold under the Registration Statements, if any.
As no securities are being registered herein, the sole purpose being to terminate and deregister, the disclosure requirements for exhibits
under Regulation S-K Item 601 are inapplicable to this filing.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets
all of the requirements for filing on Form S-8 and has duly caused these Post Effective Amendments to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Nashville, State of Tennessee, on July 5, 2016. No other
person is required to sign these Post-Effective Amendments to the Registration Statements in reliance on Rule 478 of the Securities Act of 1933, as amended.
|
|
|
PINNACLE FINANCIAL PARTNERS, INC
As successor by merger to Avenue Financial Holdings, Inc.
|
By:
|
|
/s/ Harold R. Carpenter
|
|
|
Harold R. Carpenter
|
|
|
Executive Vice President and Chief Financial Officer
|
AVENUE FINANCIAL HOLDINGS, INC. (NASDAQ:AVNU)
Historical Stock Chart
From Apr 2024 to May 2024
AVENUE FINANCIAL HOLDINGS, INC. (NASDAQ:AVNU)
Historical Stock Chart
From May 2023 to May 2024