Current Report Filing (8-k)
September 09 2019 - 7:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 9, 2019
ATHENEX, INC.
(Exact
name of registrant as specified in its charter)
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Delaware
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001-38112
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43-1985966
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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1001 Main Street, Suite 600, Buffalo, New York
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14203
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (716)
427-2950
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Exchange Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, par value $0.001 per share
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ATNX
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The Nasdaq Global Select Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 7.01 Regulation FD Disclosure.
On September 9, 2019, Athenex, Inc. (the Company) made available the corporate presentation that the Company will utilize from time to time in
meetings with investors. The presentation is available in the Investor Relations section of the Companys website, www.athenex.com, under News & Events and is also furnished as Exhibit 99.1 to this Current Report on Form 8-K.
Investors should note that the Company announces material information in Securities and Exchange Commission
(SEC) filings and press releases. Based on guidance from the SEC, the Company plans to use the Investor Relations section of its corporate website, www.athenex.com, to provide updates to its corporate presentation. It is possible that
the updates posted there could be deemed to be material information. The information on the Companys website is not incorporated by reference into this Current Report on Form 8-K.
The information in this Item 7.01 shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or
otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information in this Item 7.01 is not incorporated by reference into any filing with the SEC made by the Company, whether
made before or after the date hereof, regardless of any general incorporation language in the filing unless specifically stated so therein.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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ATHENEX, INC.
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Date: September 9, 2019
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/s/ Randoll Sze
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Name: Randoll Sze
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Title: Chief Financial Officer
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