Amended Statement of Beneficial Ownership (3/a)
May 04 2021 - 5:17PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Risch Therace |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/20/2021
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3. Issuer Name and Ticker or Trading Symbol
AMERICAN ELECTRIC POWER CO INC [AEP]
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(Last)
(First)
(Middle)
1 RIVERSIDE PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Senior Vice President / |
(Street)
COLUMBUS 43215
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 4/30/2021
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | $0 | I | Original Form 3 incorrectly reported this person indirectly holding shares in the 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Common Stock | 2862 | (3) | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 6811.65 | (3) | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 2919.44 | (3) | D | |
AEP Supplemental Savings Plan | (4) | (4) | Common Stock | 95 | (4) | I | by AEP Supplemental Savings Plan |
Explanation of Responses: |
(1) | The restricted stock units vest in three equal installments May 1, 2022, May 1, 2023 and May 1, 2024 |
(2) | The restricted stock units vest in three equal installments May 1, 2021, May 1, 2022 and May 1, 2023 |
(3) | Each restricted stock unit represents a contingent right to receive one share of AEP common stock. |
(4) | Amounts shown represent units in AEP Stock Fund of the AEP Supplemental Savings Plan. The number of shares reported is computed based on the unit value of the participant's account and the share price and is only representative of the shares which would be represented in the account. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Risch Therace 1 RIVERSIDE PLAZA COLUMBUS 43215 |
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| Senior Vice President |
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Signatures
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/s/ David C House, Attorney-in-Fact for Therace M. Risch | | 5/4/2021 |
**Signature of Reporting Person | Date |
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