Current Report Filing (8-k)
June 05 2019 - 4:49PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
June 4, 2019
Date of Report (Date of earliest event reported)
ADESTO TECHNOLOGIES CORPORATION
(Exact name of Registrant as specified in its charter)
Delaware
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001-37582
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16-1755067
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(State or other jurisdiction of
incorporation)
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(Commission file number)
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(I.R.S. Employer Identification
No.)
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3600 Peterson Way, Santa Clara, CA
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95054
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(Address of principal executive offices)
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(Zip Code)
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(408) 400-0578
(Registrants telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instruction A.2 below):
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company
x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
x
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.0001 par value per shares
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IOTS
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NASDAQ
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Item 5.07. Submissions of Matters to a Vote of Security Holders.
On June 4, 2019, Adesto Technologies (the
Registrant
) held its 2019 Annual Meeting of Stockholders (the
Meeting
). At the Meeting, the stockholders voted on the following two proposals and cast their votes as follows:
1. To elect a Class I director, to serve until the third annual meeting of stockholders following the Meeting and until his successor has been elected and qualified or until his earlier resignation or removal:
Nominee
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For
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Withheld
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Broker Non-
Votes
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Keith Crandell
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12,007,219
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1,090,107
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8,394,718
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The director named under Proposal No. 1 was elected.
2.
To ratify the appointment of BPM LLP as the Registrants independent registered public accounting firm for the year ending December 31, 2019:
Shares Voted in Favor:
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21,445,921
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Shares Voted Against:
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21,890
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Shares Abstaining:
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24,233
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ADESTO TECHNOLOGIES CORPORATION
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Date: June 5, 2019
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By:
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/s/ Ron Shelton
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Name: Ron Shelton
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Title: Chief Financial Officer
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3
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