Statement of Changes in Beneficial Ownership (4)
May 13 2021 - 7:05PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ZERZA ARMIN |
2. Issuer Name and Ticker or Trading Symbol
Activision Blizzard, Inc.
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ATVI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
C/O ACTIVISION BLIZZARD, INC., 3100 OCEAN PARK BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/11/2021 |
(Street)
SANTA MONICA, CA 90405
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.000001 per share | 5/11/2021 | | S | | 14365 | D | $94.8422 (1) | 162438 | D | |
Common Stock, par value $0.000001 per share | 5/11/2021 | | M | | 4636 | A | $60.87 | 167074 | D | |
Common Stock, par value $0.000001 per share | 5/11/2021 | | M | | 1310 | A | $52.52 | 168384 | D | |
Common Stock, par value $0.000001 per share | 5/11/2021 | | M | | 3412 | A | $53.89 | 171796 | D | |
Common Stock, par value $0.000001 per share | 5/11/2021 | | S | | 9358 | D | $94.8843 (2) | 162438 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Options | $60.87 | 5/11/2021 | | M | | 4636 | | (4) | 11/6/2027 | Common Stock, par value $0.000001 per share | 4636.0 | $60.87 | 0 | D | |
Employee Stock Options | $52.52 | 5/11/2021 | | M | | 1310 | | (5) | 11/11/2029 | Common Stock, par value $0.000001 per share | 1310.0 | $52.52 | 2620 | D | |
Employee Stock Options | $53.89 | 5/11/2021 | | M | | 3412 | | (6) | 11/12/2028 | Common Stock, par value $0.000001 per share | 3412.0 | $53.89 | 1705 | D | |
Explanation of Responses: |
(1) | The price in column 4 is a weighted average price. The prices actually paid for the stock ranged from $94.81 to $94.845 per share. Mr. Zerza has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range. |
(2) | The price in column 4 is a weighted average price. The prices actually paid for the stock ranged from $94.88 to $94.885 per share. Mr. Zerza has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range. |
(3) | Following the transactions reported on this Form 4, Mr. Zerza held 136,116 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock, and 26,322 restricted share units, each representing the right to receive one share of the Company's common stock. |
(4) | The exercised options were fully vested on November 6, 2020. |
(5) | The exercised options were vested as of November 11, 2020 and the grant will be fully vested on November 11, 2022. |
(6) | The exercised options were vested as of November 12, 2020 and the grant will be fully vested on November 12, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ZERZA ARMIN C/O ACTIVISION BLIZZARD, INC. 3100 OCEAN PARK BOULEVARD SANTA MONICA, CA 90405 |
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| Chief Financial Officer |
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Signatures
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/s/ Armin Zerza | | 5/13/2021 |
**Signature of Reporting Person | Date |
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