Rockhopper Exploration plc Holdings in Company (9329S)
March 14 2023 - 7:40AM
UK Regulatory
TIDMRKH
RNS Number : 9329S
Rockhopper Exploration plc
14 March 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B0FVQX23
Issuer Name
ROCKHOPPER EXPLORATION PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
RAB Capital Holdings Limited
City of registered office (if applicable)
Brentwood
Country of registered office (if applicable)
United Kingdom
Name City of registered office Country of registered office
William Philip Richards St Helier Jersey
=========================== ==============================
Eagles Trust Limited St Brelade Jersey
=========================== ==============================
RAB Capital Jersey Limited St Brelade Jersey
=========================== ==============================
4. Details of the shareholder
Name City of registered office Country of registered office
Pershing Securities Limited London United Kingdom
=========================== ==============================
5. Date on which the threshold was crossed or reached
13-Mar-2023
6. Date on which Issuer notified
14-Mar-2023
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 3.750000 0.000000 3.750000 22000000
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 5.360000 0.000000 5.360000
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00B0FVQX23 22000000 0 3.750000 0.000000
====================== ====================== ====================== ======================
Sub Total 8.A 22000000 3.750000%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Sub Total 8.B2
========================================================= =================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
William Philip RAB Capital Jersey
Richards Limited
====================== ====================== ====================== ======================
William Philip Eagles Trust
Richards Limited
====================== ====================== ====================== ======================
William Philip William Philip
Richards Richards
====================== ====================== ====================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
14 March 2023
13. Place Of Completion
London
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END
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