Barclays PLC Form 8.5 (EPT/NON-RI) GB GROUP PLC (0325B)
September 28 2022 - 7:45AM
UK Regulatory
TIDMBARC TIDMGBG
RNS Number : 0325B
Barclays PLC
28 September 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
---------------------------------------------------------
(b) Name of offeror/offeree in relation GB GROUP PLC
to whose
------------------------------------------
relevant securities this form
relates:
-------------- --------------------------------------------------------- ---------- -------------- --------------
(c) Name of the party to the offer GB GROUP PLC
with which exempt
------------------------------------------
principal trader is connected
-------------- ------------------------------------------- ------------ ---------- -------------- --------------
(d) Date position held/dealing undertaken: 23 September 2022
-------------- --------------------------------------------------------- ------------------------------------------
(e) In addition to the company in NO
1(b) above, is the exempt principal
trader making disclosures in respect
of any other party to the offer?
-------------- --------------------------------------------------------- ---------- -------------- --------------
2. POSITIONS OF THE EXEMPT PRINCIPAL
TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the
dealing (if any)
Class of relevant security: 2.5p ordinary
------------------------- --------------------------
Interests Short Positions
------------------------- --------------------------
Number (%) Number (%)
---------------------------------------------- ----------- ------------ ---------- --------------
(1) Relevant securities
owned
and/or controlled: 372,232 0.15% 1,288,789 0.51%
(2) Cash-settled derivatives:
1,630,808 0.65% 458,217 0.18%
(3) Stock-settled derivatives
(including options)
and agreements
to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,003,040 0.79% 1,747,006 0.69%
(b) Rights to subscribe for new securities (including directors
and other executive
options)
Class of relevant security in
relation to
------------
which subscription right exists
----------------------------------------------------------- --------------------------------------------------------
Details, including nature of
the rights
------------
concerned and relevant percentages:
----------------------------------------------------------- --------------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT
PRINCIPAL TRADER
(a) Purchases and sales
-------------- ------------------------------------------- ------------ ---------- -------------- --------------
Class Purchase/sale Total Highest Lowest
of relevant number price per price per
of unit unit
security securities paid/received paid/received
-------------- ------------- --------------- ----------- ------------ ---------- -------------- --------------
2.5p ordinary Purchase 18,760 6.1200 6.0981
GBP GBP
2.5p ordinary Sale 55,968 6.1250 6.09 GBP
GBP
---------------------------- ------------------------ -------------- --------------
(b) Cash-settled derivative transactions
-------------- --------------------------------------------------------- ---------- -------------- --------------
Class Product Nature Number Price
of of dealing of per
relevant description reference unit
security securities
-------------- ------------- --------------- ----------- ------------ ---------- -------------- --------------
2.5p ordinary SWAP Decreasing Long 3,120 6.1200
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Long 3,811 6.1123
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Long 7,586 6.1232
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary CFD Decreasing Short 1 6.1200
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Short 12 6.1704
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary CFD Decreasing Short 507 6.0989
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary CFD Decreasing Short 818 6.0981
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary CFD Decreasing Short 1,306 6.1200
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary CFD Decreasing Short 3,857 6.1059
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Decreasing Short 5,350 6.1121
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 65 6.0000
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 474 6.1104
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 614 6.1103
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 2,282 6.1000
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 3,496 6.1167
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 3,580 6.1212
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 4,516 6.1280
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 7,000 6.1279
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 7,586 6.1232
GBP
---------------------------- ------------------------ -------------- --------------
2.5p ordinary SWAP Increasing Long 6,459 6.1162
GBP
---------------------------- ------------------------ -------------- --------------
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or
varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to received
which
option per unit
relates
------------- --------------- ----------- ------------ ---------- -------------- --------------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- --------------- ----------- -------------- --------------
(d) Other dealings (including subscribing
for new securities)
Class Nature of Details Price
of relevant Dealings per unit
(if
security applicable)
-------------- ------------- --------------- ----------- -------------- --------------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal
or refrain from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert with a
party to the offer:
----------------------------------------------------------------------------------------------------- --------------
NONE
---------------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights of future acquisition or disposal of any
relevant securities to which
any derivative is referenced:
----------------------------------------------------------- ------------ ---------- -------------- --------------
NONE
---------------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
--------------------------------------------------------
Date of disclosure: 26 Sep
2022
Contact name: Large Holdings Regulatory
Operations
Telephone number: 020 3134 7213
------------------------ -------------- --------------
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