Current Report Filing (8-k)
March 24 2023 - 10:14AM
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 24, 2023
UNITED
STATES COMMODITY INDEX FUNDS TRUST
(Exact name of registrant as specified in its charter)
Delaware |
001-34833 |
27-1537655 |
(State
or other jurisdiction |
(Commission File
Number) |
(I.R.S. Employer |
of incorporation) |
|
Identification No.) |
1850
Mt. Diablo Boulevard, Suite 640
Walnut
Creek, California 94596
(Address
of principal executive offices) (Zip Code)
(510) 522-9600
Registrant’s
telephone number, including area code
Not
Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| o | Written communication pursuant
to Rule 425 under the Securities Act (17 CFR 230.425) |
| o | Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| o | Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| o | Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | |
Trading Symbol(s) | |
Name of each exchange on which registered: |
Shares of United States Commodity Index Fund | |
USCI | |
NYSE Arca, Inc. |
Shares of United States Copper Index Fund | |
CPER | |
NYSE Arca, Inc. |
| |
| |
|
Item
7.01. Regulation FD Disclosure.
On March 24, 2023, each of United States Commodity Index Fund (“USCI”)
and United States Copper Index Fund (“CPER”), which are series of the United States Commodity Index Funds Trust (the “Registrant”),
issued their annual financial statements for the year ended December 31, 2022, as required pursuant to Rule 4.22 under the Commodity Exchange
Act. A copy of the annual financial statements for USCI is furnished as Exhibit 99.1 to this Current Report on Form 8-K and also can be
found on USCI’s website at www.uscfinvestments.com. A copy of the annual financial statements for CPER is furnished as Exhibit 99.2
to this Current Report on Form 8-K and also can be found on CPER’s website at www.uscfinvestments.com. The information furnished
in this Current Report on Form 8-K, including Exhibit 99.1 and Exhibit 99.2, shall not be deemed to be “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it
be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth
by specific reference in any such filing.
Item
9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit 99.1 Annual Financial Statements of the Registrant for the year ended December 31, 2022.
Exhibit 99.2 Annual Financial Statements of the Registrant for the year ended December 31, 2022.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly authorized.
|
|
UNITED
STATES COMMODITY INDEX FUNDS TRUST |
|
|
By: |
United
States Commodity Funds LLC, its sponsor |
|
|
|
|
Date: |
March
24, 2023 |
By: |
/s/
Stuart P. Crumbaugh |
|
|
Name: |
Stuart P. Crumbaugh |
|
|
Title: |
Chief Financial Officer |
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