Amended Statement of Ownership (sc 13g/a)
February 14 2022 - 03:01PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 33)*
SERVOTRONICS,
INC.
(Name of Issuer)
Common Stock, par value $0.20 per share
(Title of Class
of Securities)
81773232 10 0
(CUSIP Number)
December 31, 2021
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
* The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
CUSIP
No. 81773232 10
0 |
SCHEDULE
13G |
Page2
of 5 Pages |
1 |
Names of
Reporting Persons
Servotronics, Inc.
Employee Stock Ownership Trust
|
2 |
Check
the Appropriate Box if a Member of a Group
(See
Instructions)
|
(a) ¨
(b) ¨
|
3 |
SEC Use
Only
|
4 |
Citizenship or Place
of Organization
New
York
|
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
5 |
Sole
Voting Power
56,635
|
6 |
Shared
Voting Power
0
|
7 |
Sole
Dispositive Power
440,649
|
8 |
Shared
Dispositive Power
0
|
9 |
Aggregate
Amount Beneficially Owned by Each Reporting Person
440,649
|
10 |
Check
if the Aggregate Amount in Row (9) Excludes Certain
Shares
(See
Instructions)
|
¨
|
11 |
Percent of
Class Represented by Amount in Row (9)
17.7%
|
12 |
Type of
Reporting Person (See Instructions)
EP
|
CUSIP
No. 81773232 10
0 |
SCHEDULE
13G |
Page3
of 5 Pages |
AMENDMENT NO. 33
TO
SCHEDULE 13G
SERVOTRONICS, INC.
|
Item 1(a) |
Name of Issuer: |
Servotronics, Inc.
|
Item 1(b) |
Address of Issuer's Principal Executive Offices: |
1110 Maple Street, Elma, New York 14059
|
Item 2(a) |
Name of Person Filing: |
Servotronics, Inc. Employee Stock Ownership Trust (the “ESOT”)
|
Item 2(b) |
Address of Principal Business Office: |
1110 Maple Street, Elma, New York 14059
The ESOT is a trust organized in the State of New York.
|
Item 2(d) |
Title of Class of Securities: |
Common Stock, $.20 par value
81773232 10 0
|
Item 3 |
This Statement is Filed Pursuant to Rule 13d-1(b) by
an: |
|
(f) |
x |
An employee benefit
plan or endowment fund in accordance with Section
240.13d-1(b)(1)(ii)(F). |
|
Item 4 |
Ownership (as of December 31, 2021): |
|
(a) |
Amount Beneficially Owned: |
440,649
17.7%
|
(c) |
The ESOT has sole dispositive
power with respect to 440,649 shares and sole voting power with
respect to approximately 56,635 shares. |
CUSIP
No. 81773232 10
0 |
SCHEDULE
13G |
Page4
of 5 Pages |
|
Item 5 |
Ownership of Five Percent or Less of a Class: |
Not applicable.
|
Item 6 |
Ownership of More than Five Percent on Behalf of Another
Person: |
Not applicable.
|
Item 7 |
Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company or Control Person: |
Not applicable.
|
Item 8 |
Identification and Classification of Members of the
Group: |
Not applicable.
|
Item 9 |
Notice of Dissolution of Group: |
Not applicable.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
CUSIP
No. 81773232 10
0 |
SCHEDULE
13G |
Page5
of 5 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Dated: February 14, 2022
|
SERVOTRONICS,
INC. EMPLOYEE STOCK OWNERSHIP TRUST |
|
|
|
|
|
By: |
/s/ |
Bernadine
Kucinski, Trustee |
|
|
|
Bernadine
Kucinski, a Trustee |
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