Current Report Filing (8-k)
December 29 2020 - 12:53PM
Edgar (US Regulatory)
0001690437
false
0001690437
2020-12-29
2020-12-29
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): December 29, 2020
GraniteShares
Gold Trust
(Exact
name of registrant as specified in its charter)
New
York
|
|
001-38195
|
|
82-6393903
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S.
Employer
Identification No.)
|
c/o
GraniteShares LLC
205
Hudson Street
7th
Floor
New
York, NY 10013
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (646) 876-5096
N/A
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c))
|
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
Shares
|
|
BAR
|
|
NYSE
Arca, Inc.
|
Item
1.01. Entry into a Material Definitive Agreement
On
December 24, 2020, the Sponsor entered into a Marketing Agent Services Agreement (the “New Agreement”) with ALPS Distributors,
Inc. This agreement will be effective on January 01, 2021
On
December 31, 2020, the Marketing Services Agreement and Securities Activities and Services Agreement (the “Previous Agreement”)
previously entered into by the Sponsor and Foreside Fund Services, L.L.C. will terminate.
The
services provided by the New Agreement and the Previous Agreement are substantially similar.
Item
9.01. Financial Statements and Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned in the capacities thereunto duly authorized.
|
|
GraniteShares
LLC
|
|
|
Sponsor
of the GraniteShares Gold Trust
|
|
|
(Registrant)
|
|
|
|
Date:
|
December 29, 2020
|
/s/
William Rhind
|
|
|
William
Rhind*
|
|
|
CEO
and CFO
|
|
|
|
Date:
|
December 29, 2020
|
/s/
Benoit Autier
|
|
|
Benoit
Autier*
|
|
|
Chief
Accounting Officer
|
*The
Registrant is a trust and the persons are signing in their capacities as officers of GraniteShares LLC, the Sponsor of the Registrant.
GraniteShares Gold (AMEX:BAR)
Historical Stock Chart
From Nov 2024 to Dec 2024
GraniteShares Gold (AMEX:BAR)
Historical Stock Chart
From Dec 2023 to Dec 2024