UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 144

NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

OMB APPROVAL

OMB Number:         3235-0101

Expires:             July 31, 2023

Estimated average burden hours per response          1.00

SEC USE ONLY

DOCUMENT SEQUENCE NO.

 

ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale  or executing a sale directly with a market maker.

CUSIP NUMBER

 

1 (a) NAME OF ISSUER (Please type or print)

GOLD RESOURCE CORPORATION

(b) IRS IDENT. NO.

84-1473173

(c) S.E.C. FILE NO.

001-34857

WORK LOCATION

 

1 (d) ADDRESS OF ISSUER

 

2000 S. COLORADO BLVD.

STREET

 

SUITE 10200

 

 

 

(b)

CITY

 

DENVER

   

STATE

 

CO

ZIP CODE

 

80403

(e) TELEPHONE NO.

AREA CODE

303

NUMBER

320-7708

2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD

JASON D. REID

 

RELATIONSHIP TO ISSUER

FORMER OFFICER

(c) ADDRESS STREET

2886 CARRIAGE MANOR POINT

 

CITY

COLORADO SPRINGS

STATE

CO

ZIP CODE

80906

 

INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

3 (a)

Title of the
Class of
Securities
To Be Sold

(b)

 

Name and Address of Each Broker Through Whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities

SEC USE ONLY

(c)

Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))

(d)

Aggregate
Market
Value

(See instr. 3(d))

(e)

Number of Shares
or Other Units
Outstanding

(See instr. 3(e))

(f)

Approximate
Date of Sale

(See instr. 3(f))

(MO. DAY YR.)

(g)

Name of Each
Securities
Exchange

(See instr. 3(g))

 

Broker-Dealer
File Number

COMMON

CHARLES SCHWAB

201 COLUMBINE STREET, SUITE #130
DENVER, CO 80206

  434,254 $1,172,485 74,289,434 1/25/2021 NYSE AMERICAN
COMMON

CANACCORD GENUITY

609 GRANVILLE STREET, SUITE 2200,
VANCOUVER, BC V7Y 1H2

 

  33,487 90,414 74,289,434 1/25/2021 NYSE AMERICAN
COMMON

COMPUTERSHARE

462 SOUTH 4th STREET, SUITE 1600

LOUISVILLE, KY 40202

  85,855 231,808 74,289,434 1/25/2021 NYSE AMERICAN

 

INSTRUCTIONS: 3. (a) Title of the class of securities to be sold
1.  (a) Name of issuer (b) Name and address of each broker through whom the securities are intended to be sold
(b) Issuer’s I.R.S. Identification Number (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(c) Issuer’s S.E.C. file number, if any (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(d) Issuer’s address, including zip code (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown
(e) Issuer’s telephone number, including area code   by the most recent report or statement published by the issuer
    (f) Approximate date on which the securities are to be sold
2.  (a) Name of person for whose account the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold
(b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)    
(c) Such person’s address, including zip code    

 

  Potential persons who are to respond to the collection of information contained in this form are not  
  required to respond unless the form displays a currently valid OMB control number. SEC 1147 (08-07)

 

 

 

 

TABLE I –– SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

 

Title of
the Class
Date you
Acquired
Nature of Acquisition Transaction Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of
Securities Acquired
Date of
Payment
Nature of Payment

COMMON

COMMON

COMMON

COMMON

COMMON

COMMON

COMMON

COMMON

COMMON

COMMON

COMMON

COMMON

COMMON

COMMON

1/21/2009

3/4/2009

5/10/2012

11/15/2012

3/3/2014

5/14/2014

8/4/2017

1/15/2018

8/2/2018

8/15/2018

8/8/2019

8/15/2019

8/15/2020

12/29/2020

Stock Option Exercise

Stock Option Exercise

Gift

Market Purchase

Gift

Market Purchase

Compensatory Stock Award

Stock Option Exercise

Compensatory Stock Award

Compensatory Stock Award

Compensatory Stock Award

Compensatory Stock Award

Compensatory Stock Award

Compensatory Stock Award

Gold Resource Corporation

Gold Resource Corporation

Bill Reid, Unknown Date.

NA

Bill Reid, Unknown Date.

NA

Gold Resource Corporation

Gold Resource Corporation

Gold Resource Corporation

Gold Resource Corporation

Gold Resource Corporation

Gold Resource Corporation

Gold Resource Corporation

Gold Resource Corporation

67,300

6,315

122,018

7,326

122,018

2,000

10,869

108,155

10,870

6,082

10,870

13,702

13,703

52,368

1/21/2009

3/4/2009

NA

11/15/2012

NA

5/14/2009

NA

1/15/2018

NA

NA

NA

NA

NA

NA

Net Exercise

Net Exercise

NA

Cash

NA

Cash

NA

Net Exercise

NA

NA

NA

NA

NA

NA

 

INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

 

 

 

Title of Securities Sold

 

Date of Sale

Amount of
Securities Sold

 

Gross Proceeds

JASON REID, 2886 CARRIAGE MANOR POINT, COLORADO SPRINGS CO 80906

JASON REID, 2886 CARRIAGE MANOR POINT, COLORADO SPRINGS CO 80906

 

 

 

 

 

 

COMMON STOCK

COMMON STOCK

1/20/21

1/22/21

300,000

140,764

 

734,166

378,000

 

REMARKS:

 

INSTRUCTIONS:

See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

  ATTENTION: The person for whose account the securities to which this notice relates are to be  sold  hereby represents by  signing this notice that he  does not  know any  material adverse information in  regard to   the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

 

1-25-2021     /s/ Jason D. Reid
DATE OF NOTICE     (SIGNATURE)
    The notice shall be signed by the person for whose account the securities are to be sold. At least one copy
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,   of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures.
IF  RELYING ON RULE 10B5-1    

 

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (02-08)

 

 

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