Statement of Changes in Beneficial Ownership (4)
January 25 2021 - 6:10PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McLawhorn Charles L III |
2. Issuer Name and Ticker or Trading Symbol
CONTANGO OIL & GAS CO
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MCF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP/General Counsel/Corp Sec |
(Last)
(First)
(Middle)
717 TEXAS AVENUE, SUITE 2900 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/21/2021 |
(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/21/2021 | | A | | 7973 | A | $0.00 (1)(2) | 7973 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This Form 4 reports securities acquired in connection with the merger (the "Merger") contemplated by that certain Agreement and Plan of Merger, dated as of October 25, 2020, by and among Contango Oil & Gas Company ("Contango"), Michael Merger Sub LLC ("Merger Sub"), Mid-Con Energy Partners, LP ("Mid-Con") and Mid-Con Energy GP, LLC ("Mid-Con GP") (the "Merger Agreement"). On January 21, 2021, as a result of the Merger contemplated by the Merger Agreement, at the Effective Time (as defined in the Merger Agreement), each outstanding eligible common unit representing limited partner interests in Mid-Con (each, a "Mid-Con Common Unit") was converted automatically into the right to receive 1.7500 (the "Exchange Ratio") shares of common stock of Contango ("Contango Common Stock"), with cash paid in lieu of the issuance of any fractional shares of Contango Common Stock. |
(2) | The shares of Contango Common Stock reported above were acquired by the Reporting Person as a result of the Merger in respect of the Mid-Con Common Units owned by the Reporting Person immediately prior to the Effective Time in a transaction exempt pursuant to Rule 16b-3. On the trading day immediately prior to the Effective Time, the closing price of Contango Common Stock was $2.85 per share. |
Remarks: This Form 4 has been signed by E. Joseph Grady, Assistant Secretary of Contango Oil & Gas Company, on behalf of Mr. McLawhorn. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
McLawhorn Charles L III 717 TEXAS AVENUE SUITE 2900 HOUSTON, TX 77002 |
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| SVP/General Counsel/Corp Sec |
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Signatures
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/s/E.Joseph Grady | | 1/25/2021 |
**Signature of Reporting Person | Date |
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