Vote
Summary
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ARES
CAPITAL CORPORATION
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Security
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04010L103
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Meeting
Type
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Special
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Ticker
Symbol
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ARCC
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Meeting
Date
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08-Jul-2019
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ISIN
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US04010L1035
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Agenda
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935002775
- Management
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Record
Date
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08-Apr-2019
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Holding
Recon Date
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08-Apr-2019
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City
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Country
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United
States
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Vote
Deadline Date
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05-Jul-2019
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SEDOL(s)
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Quick
Code
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Item
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Proposal
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Proposed
by
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Vote
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For/Against
Management
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1.
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To
authorize the Company, with the approval of its board
of directors, to sell or
otherwise issue shares of its
common stock at a price below
its then current net asset
value per share subject to
the limitations set forth in the
proxy statement for the special
meeting of stockholders
(including, without limitation,
that the number of shares
issued does not exceed 25%
of the Company's then
outstanding common stock).
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Management
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For
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For
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Account
Number
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Account
Name
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Internal
Account
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Custodian
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Ballot
Shares
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Unavailable
Shares
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Vote
Date
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Date
Confirmed
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997AL45
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GLV
BNP
PLEDGE
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997AL45
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STATE
STREET BANK
& TRUST CO
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164,300
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0
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19-Apr-2019
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09-Jul-2019
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HDFC
BANK LTD
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Security
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Y3119P174
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Meeting
Type
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Annual
General Meeting
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Ticker
Symbol
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Meeting
Date
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12-Jul-2019
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ISIN
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INE040A01026
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Agenda
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711314005
- Management
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Record
Date
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05-Jul-2019
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Holding
Recon Date
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05-Jul-2019
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City
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Country
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MUMBAI
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India
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Vote
Deadline Date
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09-Jul-2019
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SEDOL(s)
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B5Q3JZ5
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Quick
Code
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Item
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Proposal
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Proposed
by
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Vote
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For/Against
Management
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1
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ADOPTION
OF THE AUDITED FINANCIAL
STATEMENTS (STANDALONE) FOR THE YEAR
ENDED MARCH 31, 2019 AND REPORTS OF THE
BOARD OF DIRECTORS AND AUDITORS THEREON
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Management
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For
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For
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2
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ADOPTION
OF THE AUDITED FINANCIAL
STATEMENTS (CONSOLIDATED) FOR THE YEAR
ENDED MARCH 31, 2019 AND REPORT OF THE
AUDITORS THEREON
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Management
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For
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For
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3
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DECLARATION
OF DIVIDEND ON EQUITY SHARES
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Management
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For
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For
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4
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APPOINTMENT
OF DIRECTOR IN PLACE OF MR.
SRIKANTH NADHAMUNI (DIN 02551389), WHO
RETIRES BY ROTATION AND BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-APPOINTMENT
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Management
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For
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For
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5
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APPOINTMENT
OF STATUTORY AUDITORS AND
FIXING OF THEIR REMUNERATION: MSKA &
ASSOCIATES, CHARTERED ACCOUNTANTS
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Management
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For
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For
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6
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RATIFICATION
OF REMUNERATION / FEES PAID TO
THE ERSTWHILE
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Management
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For
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For
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7
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APPOINTMENT
OF MR. SANJIV SACHAR (DIN
02013812) AS INDEPENDENT DIRECTOR OF THE
BANK
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Management
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For
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For
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8
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APPOINTMENT
OF MR. SANDEEP PAREKH (DIN
03268043) AS INDEPENDENT DIRECTOR OF THE
BANK
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Management
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For
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For
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9
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APPOINTMENT
OF MR. M. D. RANGANATH (DIN
07565125) AS INDEPENDENT DIRECTOR OF THE
BANK
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Management
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For
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For
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10
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APPROVAL
OF RELATED PARTY TRANSACTIONS
WITH HOUSING DEVELOPMENT FINANCE
CORPORATION LIMITED PURSUANT TO APPLICABLE
PROVISIONS
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Management
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For
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For
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11
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APPROVAL
OF RELATED PARTY TRANSACTIONS
WITH HDB FINANCIAL SERVICES LIMITED
PURSUANT TO APPLICABLE PROVISIONS
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Management
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For
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For
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12
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RAISING
OF ADDITIONAL CAPITAL BY ISSUE OF
DEBT INSTRUMENTS
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Management
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For
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For
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13
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SUB-DIVISION
OF EQUITY SHARES FROM FACE
VALUE OF RS. 2/- EACH TO FACE VALUE OF RS. 1/-
EACH
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Management
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For
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For
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14
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ALTERATION
OF CLAUSE V OF THE MEMORANDUM
OF ASSOCIATION
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Management
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For
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For
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Account
Number
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Account
Name
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Internal
Account
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Custodian
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Ballot
Shares
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Unavailable
Shares
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Vote
Date
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Date
Confirmed
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AL27
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GLV
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STATE
STREET BANK
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140,883
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0
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13-Jun-2019
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10-Jul-2019
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LINK
REAL ESTATE INVESTMENT TRUST
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Security
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Y5281M111
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Meeting
Type
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Annual
General Meeting
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Ticker
Symbol
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Meeting
Date
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24-Jul-2019
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ISIN
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HK0823032773
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Agenda
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711328787
- Management
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Record
Date
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18-Jul-2019
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Holding
Recon Date
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18-Jul-2019
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City
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Country
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HONG
KONG
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Hong
Kong
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Vote
Deadline Date
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19-Jul-2019
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SEDOL(s)
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B0PB4M7
- B0RN5X9 - B0WGPC2
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Quick
Code
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Item
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Proposal
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Proposed
by
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Vote
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For/Against
Management
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CMMT
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PLEASE
NOTE IN THE HONG KONG MARKET THAT A
VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME
AS A "TAKE NO ACTION" VOTE.
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Non-Voting
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CMMT
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PLEASE
NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE
BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2019/
0620/ltn20190620924.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2019/
0620/ltn20190620938.pdf
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Non-Voting
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3.1
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TO
RE-ELECT MR ED CHAN YIU CHEONG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
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Management
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For
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For
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3.2
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TO
RE-ELECT MR BLAIR CHILTON PICKERELL AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
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Management
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For
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For
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3.3
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TO
RE-ELECT MS MAY SIEW BOI TAN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
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Management
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For
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For
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4
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TO
GRANT A GENERAL MANDATE TO THE
MANAGER TO BUY BACK UNITS OF LINK
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Management
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For
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For
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Account
Number
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Account
Name
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Internal
Account
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Custodian
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Ballot
Shares
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Unavailable
Shares
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Vote
Date
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Date
Confirmed
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AL27
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GLV
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STATE
STREET BANK
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59,500
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0
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27-Jun-2019
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22-Jul-2019
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EMBASSY
OFFICE PARKS REIT
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Security
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Y2R9YR104
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Meeting
Type
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Annual
General Meeting
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Ticker
Symbol
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Meeting
Date
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25-Jul-2019
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ISIN
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INE041025011
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Agenda
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711364707
- Management
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Record
Date
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19-Jul-2019
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Holding
Recon Date
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19-Jul-2019
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City
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Country
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BANGAL
ORE
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/
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India
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Vote
Deadline Date
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19-Jul-2019
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SEDOL(s)
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BJH4V15
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Quick
Code
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Item
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Proposal
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Proposed
by
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Vote
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For/Against
Management
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CMMT
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PLEASE
NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
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Non-Voting
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2
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TO
APPOINT THE STATUTORY AUDITORS AND TO
FIX THEIR REMUNERATION: M/S. S.R. BATLIBOI &
ASSOCIATES LLP, CHARTERED ACCOUNTANTS
(FIRM REGISTRATION NO. - 101049W/E300004
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Management
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For
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For
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3
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TO
APPOINT THE VALUER
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Management
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For
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For
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CMMT
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05
JUL 2019: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN NUMBERING-OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
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Non-Voting
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Account
Number
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Account
Name
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Internal
Account
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Custodian
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Ballot
Shares
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Unavailable
Shares
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Vote
Date
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Date
Confirmed
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AL27
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GLV
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STATE
STREET BANK
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137,600
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0
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02-Jul-2019
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20-Jul-2019
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LARSEN
& TOUBRO LTD
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Security
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Y5217N159
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Meeting
Type
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Annual
General Meeting
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Ticker
Symbol
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Meeting
Date
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01-Aug-2019
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ISIN
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INE018A01030
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Agenda
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711361066
- Management
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Record
Date
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25-Jul-2019
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Holding
Recon Date
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25-Jul-2019
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City
/
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Country
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MUMBAI
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/
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India
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Vote
Deadline Date
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26-Jul-2019
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SEDOL(s)
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B0166K8
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Quick
Code
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Item
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Proposal
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Proposed
by
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Vote
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For/Against
Management
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CMMT
|
PLEASE
NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
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Non-Voting
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1
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ADOPTION
OF AUDITED FINANCIAL STATEMENTS
FOR THE YEAR ENDED MARCH
31, 2019 AND THE
REPORTS OF THE BOARD OF DIRECTORS
AND
AUDITORS THEREON AND THE
AUDITED
CONSOLIDATED FINANCIAL STATEMENTS
OF THE
COMPANY AND THE REPORTS OF
THE AUDITORS
THEREON FOR THE YEAR ENDED
MARCH 31, 2019
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Management
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For
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For
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2
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DIVIDEND
ON EQUITY SHARES FOR THE FINANCIAL
YEAR 2018-19: INR 18.00 PER SHARE
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Management
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For
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For
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3
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APPOINT
MR. M. V. SATISH (DIN: 06393156) AS A
DIRECTOR LIABLE TO RETIRE BY ROTATION
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Management
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For
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For
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4
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APPOINT
MR. SHAILENDRA ROY (DIN: 02144836), AS
A DIRECTOR LIABLE TO RETIRE BY ROTATION
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Management
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For
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For
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5
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APPOINT
MR. R. SHANKAR RAMAN (DIN: 00019798),
AS A DIRECTOR LIABLE TO RETIRE BY ROTATION
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Management
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For
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For
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6
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APPOINT
MR. J. D. PATIL (DIN: 01252184), AS A
DIRECTOR LIABLE TO RETIRE BY ROTATION
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Management
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For
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For
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7
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RE-APPOINT
MR. M. M. CHITALE (DIN: 00101004), AS
AN INDEPENDENT DIRECTOR
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Management
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For
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For
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8
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RE-APPOINT
MR. M. DAMODARAN (DIN: 02106990),
AS AN INDEPENDENT DIRECTOR AND APPROVE HIS
CONTINUATION BEYOND THE AGE OF 75 YEARS
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Management
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For
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For
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9
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RE-APPOINT
MR. VIKRAM SINGH MEHTA (DIN:
00041197), AS AN INDEPENDENT DIRECTOR
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Management
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For
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For
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10
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RE-APPOINT
MR. ADIL ZAINULBHAI (DIN: 06646490),
AS AN INDEPENDENT DIRECTOR
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Management
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For
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For
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11
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CHANGE
IN SCALE OF SALARY OF MR. S. N.
SUBRAHMANYAN (DIN: 02255382), CHIEF
EXECUTIVE OFFICER AND MANAGING DIRECTOR
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Management
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For
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For
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12
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CHANGE
IN SCALE OF SALARY OF MR. R. SHANKAR
RAMAN (DIN: 00019798), CHIEF FINANCIAL OFFICER
& WHOLE-TIME DIRECTOR
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Management
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For
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For
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13
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ALTERATION
TO THE OBJECTS CLAUSE OF THE
MEMORANDUM OF ASSOCIATION OF THE
COMPANY
|
Management
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For
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For
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14
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RAISE
FUNDS THROUGH ISSUE OF CONVERTIBLE
BONDS AND/OR EQUITY SHARES
THROUGH
DEPOSITORY RECEIPTS AND INCLUDING
BY WAY
OF QUALIFIED INSTITUTION
PLACEMENT ('QIP'), TO
QUALIFIED INSTITUTIONAL BUYERS
('QIB') FOR AN
AMOUNT NOT EXCEEDING INR
4000 CRORE OR USD
600 MILLION, IF HIGHER
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
15
|
RATIFICATION
OF REMUNERATION PAYABLE TO
M/S R. NANABHOY & CO. COST ACCOUNTANTS
(REGN. NO. 00010) FOR THE FINANCIAL YEAR 2019-
20
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
35,900
|
|
0
|
29-Jun-2019
|
27-Jul-2019
|
|
|
EICHER
MOTORS LTD
|
|
|
|
|
|
Security
|
Y2251M114
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
01-Aug-2019
|
|
|
ISIN
|
INE066A01013
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
711394990
- Management
|
|
Record
Date
|
25-Jul-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
25-Jul-2019
|
|
|
City
/
|
Country
|
|
NEW
DELHI
|
/
|
India
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
26-Jul-2019
|
|
|
SEDOL(s)
|
6099819
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1
|
TO
REVIEW, CONSIDER AND ADOPT THE AUDITED
FINANCIAL STATEMENTS (INCLUDING
CONSOLIDATED FINANCIAL STATEMENTS) OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2019 TOGETHER WITH THE REPORTS
OF BOARD OF DIRECTORS AND THE AUDITORS
THEREON
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2
|
TO
DECLARE A DIVIDEND OF RS. 125/- PER EQUITY
SHARE FOR THE FINANCIAL YEAR ENDED MARCH
31, 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3
|
TO
APPOINT MR. SIDDHARTHA LAL, WHO RETIRES
BY ROTATION AND BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-APPOINTMENT AS A DIRECTOR,
LIABLE TO RETIRE BY ROTATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4
|
TO
CONSIDER AND RATIFY REMUNERATION OF
COST AUDITOR PAYABLE FOR FINANCIAL YEAR
2018-19
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5
|
TO
APPOINT MR. VINOD KUMAR DASARI AS WHOLE-
TIME DIRECTOR OF THE COMPANY AND
DETERMINE HIS REMUNERATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
6
|
TO
APPOINT MR. INDER MOHAN SINGH AS AN
INDEPENDENT DIRECTOR OF THE COMPANY
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
7
|
TO
APPOINT MR. VINOD KUMAR AGGARWAL AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
8
|
TO
CONSIDER AND APPROVE PAYMENT OF
REMUNERATION BY WAY OF COMMISSION TO
DIRECTORS, OTHER THAN MANAGING DIRECTOR(S)
AND WHOLE TIME DIRECTOR(S) OF THE COMPANY
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
9
|
TO
CONSIDER AND APPROVE PAYMENT OF
REMUNERATION TO MR. S. SANDILYA,
CHAIRMAN
(NON-EXECUTIVE INDEPENDENT
DIRECTOR) FOR
THE FINANCIAL YEAR 2018-19,
WHICH MAY EXCEED
FIFTY PER CENT OF THE TOTAL
REMUNERATION
PAYABLE TO ALL THE NON-EXECUTIVE
DIRECTORS
OF THE COMPANY
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
10
|
TO
APPROVE AND ADOPT EICHER MOTORS
LIMITED'S RESTRICTED STOCK UNIT PLAN 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
11
|
TO
APPROVE EXTENSION OF BENEFITS OF EICHER
MOTORS LIMITED'S RESTRICTED STOCK UNIT PLAN
2019 TO THE EMPLOYEES OF SUBSIDIARY
COMPANY(IES)
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
CMMT
|
15
JUL 2019: PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR-'AGAINST'
FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT
|
15
JUL 2019: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
2,400
|
|
0
|
09-Jul-2019
|
27-Jul-2019
|
|
|
CHOW
TAI FOOK JEWELLERY GROUP LTD
|
|
|
|
|
|
Security
|
G21146108
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
02-Aug-2019
|
|
|
ISIN
|
KYG211461085
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
711319625
- Management
|
|
Record
Date
|
29-Jul-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
29-Jul-2019
|
|
|
City
/
|
Country
|
|
HONG
KONG
|
/
|
Cayman
Islands
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
26-Jul-2019
|
|
|
SEDOL(s)
|
B4R39F7
- B7FN5H4 - B8C2PT3 -
BD8NKQ7 - BP3RT94
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE
BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE
WS/SEHK/2019/0614/LTN20190614027.PDF-AND-
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE
WS/SEHK/2019/0614/LTN20190614025.PDF
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
TO
RECEIVE AND ADOPT THE AUDITED FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 MARCH
2019 TOGETHER WITH THE REPORTS OF THE
DIRECTORS OF THE COMPANY (''DIRECTORS'') AND
THE INDEPENDENT AUDITOR THEREON
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2
|
TO
DECLARE A FINAL DIVIDEND AND SPECIAL
DIVIDEND FOR THE YEAR ENDED
31 MARCH 2019:
FINAL DIVIDEND OF HKD 0.20
PER SHARE AND A
SPECIAL DIVIDEND OF HKD 0.30
PER SHARE
(FY2018: A FINAL DIVIDEND
OF HKD 0.15 PER
SHARE AND A SPECIAL DIVIDEND
OF HKD 0.30 PER
SHARE)
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.A
|
TO
RE-ELECT MR. WONG SIU-KEE, KENT AS AN
EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.B
|
TO
RE-ELECT MR. SUEN CHI-KEUNG, PETER AS AN
EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.C
|
TO
RE-ELECT MR. CHAN HIU-SANG, ALBERT AS AN
EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.D
|
TO
RE-ELECT MR. LIU CHUN-WAI, BOBBY AS AN
EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.E
|
TO
RE-ELECT MS. CHENG CHI-MAN, SONIA AS A
NON-EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.F
|
TO
RE-ELECT MR. LAM KIN-FUNG, JEFFREY AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.G
|
TO
RE-ELECT MS. CHENG KA-LAI, LILY AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.H
|
TO
AUTHORISE THE BOARD OF DIRECTORS
(''BOARD'') TO FIX THE REMUNERATION OF THE
DIRECTORS
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4
|
TO
RE-APPOINT PRICEWATERHOUSECOOPERS AS
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD TO FIX ITS REMUNERATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5
|
TO
GRANT THE DIRECTORS A GENERAL MANDATE
TO ISSUE NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF THIS RESOLUTION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
6
|
TO
GRANT THE DIRECTORS A GENERAL MANDATE
TO BUY BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF THIS RESOLUTION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
7
|
SUBJECT
TO THE PASSING OF THE ORDINARY
RESOLUTIONS NUMBERED 5 AND 6 ABOVE, TO
EXTEND THE GENERAL MANDATE GRANTED TO
THE DIRECTORS TO ISSUE SHARES OF THE
COMPANY BY ADDING THE AGGREGATE NOMINAL
AMOUNT OF SHARES BOUGHT BACK BY THE
COMPANY
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
100,800
|
|
0
|
18-Jul-2019
|
18-Jul-2019
|
|
|
TITAN
COMPANY LIMITED
|
|
|
|
|
|
Security
|
Y88425148
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
06-Aug-2019
|
|
|
ISIN
|
INE280A01028
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
711415150
- Management
|
|
Record
Date
|
30-Jul-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
30-Jul-2019
|
|
|
City
/
|
Country
|
|
HOSUR
|
/
|
India
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
31-Jul-2019
|
|
|
SEDOL(s)
|
6139340
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1
|
TO
RECEIVE, CONSIDER AND ADOPT THE AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR
THE FINANCIAL YEAR ENDED MARCH 31, 2019,
TOGETHER WITH THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS THEREON
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2
|
TO
RECEIVE, CONSIDER AND ADOPT THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
MARCH 31, 2019, TOGETHER WITH THE REPORT OF
THE AUDITORS THEREON
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3
|
DECLARATION
OF DIVIDEND ON EQUITY SHARES
FOR THE FINANCIAL YEAR 2018-19: DIVIDEND ON
EQUITY SHARES AT THE RATE OF 500% (I.E. INR 5
PER EQUITY SHARE OF INR 1 EACH)
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4
|
RE-APPOINTMENT
OF MR. HARISH BHAT AS A
DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5
|
APPOINTMENT
OF MR. N. MURUGANANDAM AS A
DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
6
|
APPOINTMENT
OF MR. V ARUN ROY AS A
DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
7
|
APPOINTMENT
OF MR. PRADYUMNA VYAS AS AN
INDEPENDENT DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
8
|
RE-APPOINTMENT
OF MRS. HEMA RAVICHANDAR
AS AN INDEPENDENT DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
9
|
RE-APPOINTMENT
OF MRS. IREENA VITTAL AS AN
INDEPENDENT DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
10
|
APPOINTMENT
OF BRANCH AUDITORS
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
11
|
APPOINTMENT
OF DR. MOHANASANKAR
SIVAPRAKASAM AS AN INDEPENDENT DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
47,843
|
|
0
|
11-Jul-2019
|
11-Jul-2019
|
|
|
GOLUB
CAPITAL BDC, INC.
|
|
|
|
|
|
Security
|
38173M102
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Special
|
|
Ticker
Symbol
|
GBDC
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
04-Sep-2019
|
|
|
ISIN
|
US38173M1027
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935063610
- Management
|
|
Record
Date
|
12-Jul-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
12-Jul-2019
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
03-Sep-2019
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.
|
To
approve an amendment to the GBDC certificate of
incorporation to increase
the number of authorized
shares of capital stock from
101,000,000 shares to
201,000,000 shares, consisting
of 200,000,000 shares of
GBDC common stock, par value
$0.001 per share
("GBDC Common Stock"),
and 1,000,000 shares of
preferred stock, par value
$0.001 per share (the
"Certificate of Incorporation
Amendment Proposal").
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Contingent
upon approval of Certificate of Incorporation
Amendment Proposal, to approve
issuance of shares of
GBDC Common Stock pursuant
to Agreement and Plan
of Merger dated as of November
27, 2018 (as amended,
"Merger Agreement")
by and among GBDC, Fifth Ave
Subsidiary Inc., a wholly
owned subsidiary of GBDC
(Merger Sub), Golub Capital
Investment Corporation, a
Maryland corporation (GCIC),
GC Advisors LLC (GC
Advisors), and, for certain
limited purposes, Golub
Capital LLC (such proposal
is referred to as the "Merger
Stock issuance Proposal")
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Contingent
upon approval of each of the Certificate of
Incorporation Amendment Proposal
and the Merger
Stock Issuance Proposal,
to approve the amendment of
the investment advisory agreement
between GBDC and
GC Advisors (as amended,
the "New Investment
Advisory Agreement")
on the terms described in the
accompanying proxy statement
(such proposal is referred
to as the "Advisory
Agreement Amendment Proposal").
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
12,500
|
|
0
|
20-Jul-2019
|
20-Jul-2019
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
89,700
|
|
0
|
20-Jul-2019
|
20-Jul-2019
|
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
4,000
|
|
0
|
20-Jul-2019
|
20-Jul-2019
|
|
|
ROYCE
VALUE TRUST, INC.
|
|
|
|
|
|
Security
|
780910105
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
RVT
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
24-Sep-2019
|
|
|
ISIN
|
US7809101055
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935069612
- Management
|
|
Record
Date
|
18-Jul-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
18-Jul-2019
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
23-Sep-2019
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
Patricia
W. Chadwick
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
2
|
Arthur
S. Mehlman
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
3
|
Michael
K. Shields
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
100
|
|
23,600
|
13-Aug-2019
|
13-Aug-2019
|
|
SOLAR
CAPITAL LTD
|
|
|
|
|
|
Security
|
83413U100
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
SLRC
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
08-Oct-2019
|
|
|
ISIN
|
US83413U1007
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935072443
- Management
|
|
Record
Date
|
13-Aug-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
13-Aug-2019
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
07-Oct-2019
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
David
S. Wachter
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
approve a proposal to authorize Solar Capital Ltd. to
sell shares of its common
stock at a price or prices below
Solar Capital Ltd.'s then
current net asset value per share
in one or more offerings,
in each case subject to the
approval of its board of
directors and compliance with the
conditions set forth in the
proxy statement (including,
without limitation, that
the number of shares issued does
not exceed 25% of Solar Capital
Ltd.'s then outstanding
common stock immediately
prior to each such offering).
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
11,300
|
|
0
|
20-Aug-2019
|
20-Aug-2019
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
70,900
|
|
0
|
20-Aug-2019
|
20-Aug-2019
|
|
MICROSOFT
CORPORATION
|
|
|
|
|
|
Security
|
594918104
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
MSFT
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
04-Dec-2019
|
|
|
ISIN
|
US5949181045
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935092849
- Management
|
|
Record
Date
|
08-Oct-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
08-Oct-2019
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
03-Dec-2019
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: William H. Gates III
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Reid G. Hoffman
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Hugh F. Johnston
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Teri L. List-Stoll
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Satya Nadella
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Sandra E. Peterson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Penny S. Pritzker
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Charles W. Scharf
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Arne M. Sorenson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: John W. Stanton
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: John W. Thompson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1L.
|
Election
of Director: Emma Walmsley
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1M.
|
Election
of Director: Padmasree Warrior
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Advisory
vote to approve named executive officer
compensation
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratification
of Deloitte & Touche LLP as our independent
auditor for fiscal year 2020
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Shareholder
Proposal - Report on Employee
Representation on Board of Directors
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
5.
|
Shareholder
Proposal - Report on Gender Pay Gap
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
3,000
|
|
0
|
23-Oct-2019
|
23-Oct-2019
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
16,760
|
|
0
|
23-Oct-2019
|
23-Oct-2019
|
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
4,290
|
|
0
|
23-Oct-2019
|
23-Oct-2019
|
|
|
VAIL
RESORTS, INC.
|
|
|
|
|
|
Security
|
91879Q109
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
MTN
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
05-Dec-2019
|
|
|
ISIN
|
US91879Q1094
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935093790
- Management
|
|
Record
Date
|
08-Oct-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
08-Oct-2019
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
04-Dec-2019
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1a.
|
Election
of Director: Susan L. Decker
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1b.
|
Election
of Director: Robert A. Katz
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1c.
|
Election
of Director: John T. Redmond
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1d.
|
Election
of Director: Michele Romanow
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1e.
|
Election
of Director: Hilary A. Schneider
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1f.
|
Election
of Director: D. Bruce Sewell
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1g.
|
Election
of Director: John F. Sorte
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1h.
|
Election
of Director: Peter A. Vaughn
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Ratify
the selection of PricewaterhouseCoopers LLP as
the Company's independent registered public accounting
firm for the fiscal year ending July 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Hold
an advisory vote to approve executive
compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
120
|
|
7,100
|
22-Oct-2019
|
22-Oct-2019
|
|
|
PING
AN INSURANCE (GROUP) COMPANY OF CHINA LTD
|
|
|
|
|
|
Security
|
Y69790106
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
ExtraOrdinary
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
10-Dec-2019
|
|
|
ISIN
|
CNE1000003X6
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
711701599
- Management
|
|
Record
Date
|
08-Nov-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
08-Nov-2019
|
|
|
City
/
|
Country
|
|
SHENZH
EN
|
/
|
China
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
03-Dec-2019
|
|
|
SEDOL(s)
|
B01FLR7
- B01NLS2 - B03NP99 -
BD8NLC0 - BP3RWZ1
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE
BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2019/
1024/ltn20191024167.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2019/
1024/ltn20191024173.pdf
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
1.1
|
TO
CONSIDER AND APPROVE THE ELECTION OF
MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE 11TH SESSION OF THE
BOARD
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1.2
|
TO
CONSIDER AND APPROVE THE ELECTION OF
MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE 11TH SESSION OF THE
BOARD
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2
|
TO
CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE PROPOSED AMENDMENTS TO
THE ARTICLES OF ASSOCIATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
146,200
|
|
0
|
26-Oct-2019
|
26-Oct-2019
|
|
|
VISA
INC.
|
|
|
|
|
|
Security
|
92826C839
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
V
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
28-Jan-2020
|
|
|
ISIN
|
US92826C8394
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935113807
- Management
|
|
Record
Date
|
29-Nov-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
29-Nov-2019
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
27-Jan-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Lloyd A. Carney
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Mary B. Cranston
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Francisco Javier Fernández-Carbajal
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Alfred F. Kelly, Jr.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Ramon L. Laguarta
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: John F. Lundgren
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Robert W. Matschullat
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Denise M. Morrison
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Suzanne Nora Johnson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: John A. C. Swainson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: Maynard G. Webb, Jr.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Advisory
vote to approve executive compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratification
of the appointment of KPMG LLP as our
independent registered public accounting firm for the
2020 fiscal year.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
199
|
|
14,300
|
06-Dec-2019
|
06-Dec-2019
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
4,730
|
|
0
|
06-Dec-2019
|
06-Dec-2019
|
|
GOLUB
CAPITAL BDC, INC.
|
|
|
|
|
|
Security
|
38173M102
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
GBDC
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
04-Feb-2020
|
|
|
ISIN
|
US38173M1027
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935116649
- Management
|
|
Record
Date
|
10-Dec-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
10-Dec-2019
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
03-Feb-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Class I Director: David B. Golub
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Class I Director: Anita R. Rosenberg
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
ratify the selection of Ernst & Young LLP to serve as
the Company's independent registered public accounting
firm for the fiscal year ending September 30, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
50,000
|
|
0
|
18-Dec-2019
|
18-Dec-2019
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
136,900
|
|
0
|
18-Dec-2019
|
18-Dec-2019
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
37,500
|
|
0
|
18-Dec-2019
|
18-Dec-2019
|
|
APPLIED
MATERIALS, INC.
|
|
|
|
|
|
Security
|
038222105
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
AMAT
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
12-Mar-2020
|
|
|
ISIN
|
US0382221051
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935126258
- Management
|
|
Record
Date
|
16-Jan-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
16-Jan-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
11-Mar-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Judy Bruner
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Xun (Eric) Chen
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Aart J. de Geus
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Gary E. Dickerson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Stephen R. Forrest
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Thomas J. Iannotti
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Alexander A. Karsner
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Adrianna C. Ma
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Yvonne McGill
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: Scott A. McGregor
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Approval,
on an advisory basis, of the compensation of
Applied Materials' named executive officers for fiscal year
2019.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratification
of the appointment of KPMG LLP as Applied
Materials' independent registered public accounting firm
for fiscal year 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Approval
of an amendment and restatement of Applied
Materials' Certificate of Incorporation to allow
shareholders to act by written consent.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
12,200
|
|
15,800
|
31-Jan-2020
|
31-Jan-2020
|
|
SAMSUNG
ELECTRONICS CO LTD
|
|
|
|
|
|
Security
|
Y74718100
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
18-Mar-2020
|
|
|
ISIN
|
KR7005930003
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
712181786
- Management
|
|
Record
Date
|
31-Dec-2019
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
31-Dec-2019
|
|
|
City
/
|
Country
|
|
KYUNGG
I
|
/
|
Korea,
Republic Of
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
06-Mar-2020
|
|
|
SEDOL(s)
|
6771720
- B19VC15
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1
|
APPROVAL
OF FINANCIAL STATEMENTS
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.1
|
ELECTION
OF INSIDE DIRECTOR: HAN JONG HEE
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.2
|
ELECTION
OF INSIDE DIRECTOR: CHOE YUN HO
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3
|
APPROVAL
OF REMUNERATION FOR DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
81,319
|
|
0
|
22-Feb-2020
|
22-Feb-2020
|
|
PING
AN INSURANCE (GROUP) COMPANY OF CHINA LTD
|
|
|
|
|
|
Security
|
Y69790106
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
09-Apr-2020
|
|
|
ISIN
|
CNE1000003X6
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
712283869
- Management
|
|
Record
Date
|
09-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
09-Mar-2020
|
|
|
City
/
|
Country
|
|
SHENZH
EN
|
/
|
China
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
02-Apr-2020
|
|
|
SEDOL(s)
|
B01FLR7
- B01NLS2 - B03NP99 -
BD8NLC0 - BP3RWZ1
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2020/
0318/2020031801008.pdf,
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 362445 DUE TO ADDITION OF-
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED-AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
TO
CONSIDER AND APPROVE THE REPORT OF THE
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2
|
TO
CONSIDER AND APPROVE THE REPORT OF THE
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3
|
TO
CONSIDER AND APPROVE THE ANNUAL REPORT
OF THE COMPANY FOR THE YEAR 2019 AND ITS
SUMMARY
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4
|
TO
CONSIDER AND APPROVE THE REPORT OF
FINAL ACCOUNTS OF THE COMPANY FOR THE
YEAR 2019 INCLUDING THE AUDIT REPORT AND
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5
|
TO
CONSIDER AND APPROVE THE PROFIT
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2019 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
6
|
TO
CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2020, RE-
APPOINTING PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS THE PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS THE
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
INTERNATIONAL
AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING AND
AUTHORIZING THE BOARD OF DIRECTORS TO RE-
AUTHORIZE THE MANAGEMENT OF THE COMPANY
TO FIX THEIR REMUNERATION
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7
|
TO
CONSIDER AND APPROVE THE PERFORMANCE
EVALUATION OF THE INDEPENDENT NON-
EXECUTIVE DIRECTORS FOR THE YEAR 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
8
|
TO
CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE ISSUE OF DEBT FINANCING
INSTRUMENTS
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
9
|
TO
CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE PROPOSED GRANT
OF THE
GENERAL MANDATE BY THE GENERAL
MEETING TO
THE BOARD TO ISSUE H SHARES,
I.E. THE GRANT
OF A GENERAL MANDATE TO THE
BOARD TO
ALLOT, ISSUE AND DEAL WITH
ADDITIONAL H
SHARES NOT EXCEEDING 20%
OF THE AGGREGATE
NOMINAL AMOUNT OF THE H SHARES
IN ISSUE,
REPRESENTING UP TO LIMIT
OF 8.15% OF THE
TOTAL NUMBER OF SHARES OF
THE COMPANY IN
ISSUE, AT A DISCOUNT (IF
ANY) OF NO MORE THAN
10% TO THE BENCHMARK PRICE
(INSTEAD OF THE
20% LIMIT IMPOSED BY THE
RULES GOVERNING
THE LISTING OF SECURITIES
ON THE STOCK
EXCHANGE OF HONG KONG LIMITED)
AND
AUTHORIZE THE BOARD OF DIRECTORS
TO MAKE
CORRESPONDING AMENDMENTS
TO THE ARTICLES
OF ASSOCIATION OF THE COMPANY
AS IT THINKS
FIT SO AS TO REFLECT THE
NEW CAPITAL
STRUCTURE UPON THE ALLOTMENT
OR ISSUANCE
OF H SHARES
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
10
|
TO
CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE PROPOSED AMENDMENTS TO
THE ARTICLES OF ASSOCIATION OF THE COMPANY
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
11
|
PLEASE
NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: TO
CONSIDER AND
APPROVE THE RESOLUTION REGARDING
THE
ELECTION OF DIRECTOR OF THE
COMPANY,
ELECTING MR. LU MIN AS AN
EXECUTIVE DIRECTOR
OF THE COMPANY TO HOLD OFFICE
UNTIL THE
EXPIRY OF THE TERM OF THE
11TH SESSION OF
THE BOARD OF DIRECTORS
|
Shareholder
|
|
|
Against
|
|
|
Against
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
73,200
|
|
0
|
19-Mar-2020
|
19-Mar-2020
|
|
CITIGROUP
INC.
|
|
|
|
|
|
Security
|
172967424
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
C
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
21-Apr-2020
|
|
|
ISIN
|
US1729674242
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935139849
- Management
|
|
Record
Date
|
24-Feb-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
24-Feb-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
20-Apr-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Michael L. Corbat
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Ellen M. Costello
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Grace E. Dailey
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Barbara J. Desoer
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: John C. Dugan
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Duncan P. Hennes
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Peter B. Henry
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: S. Leslie Ireland
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Lew W. (Jay) Jacobs, IV
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: Renée J. James
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: Gary M. Reiner
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1L.
|
Election
of Director: Diana L. Taylor
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1M.
|
Election
of Director: James S. Turley
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1N.
|
Election
of Director: Deborah C. Wright
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1O.
|
Election
of Director: Alexander R. Wynaendts
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1P.
|
Election
of Director: Ernesto Zedillo Ponce de Leon
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Proposal
to ratify the selection of KPMG LLP as Citi's
independent registered public accounting firm for 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Advisory
vote to approve Citi's 2019 Executive
Compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Approval
of Additional Authorized Shares Under the
Citigroup 2019 Stock Incentive Plan.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5.
|
Stockholder
proposal requesting an amendment to Citi's
proxy access by-law provisions pertaining to the
aggregation limit.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
6.
|
Stockholder
proposal requesting that the Board review
Citi's governance documents and make
recommendations to shareholders on how the "Purpose
of a Corporation" signed by Citi's CEO can be fully
implemented.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
7.
|
Stockholder
proposal requesting a report disclosing
information regarding Citi's lobbying policies and
activities.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
20,100
|
|
50,530
|
12-Mar-2020
|
12-Mar-2020
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
5,000
|
|
0
|
12-Mar-2020
|
12-Mar-2020
|
|
BANK
OF AMERICA CORPORATION
|
|
|
|
|
|
Security
|
060505104
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
BAC
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
22-Apr-2020
|
|
|
ISIN
|
US0605051046
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935139825
- Management
|
|
Record
Date
|
02-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
02-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
21-Apr-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Sharon L. Allen
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Susan S. Bies
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Jack O. Bovender, Jr.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Frank P. Bramble, Sr.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Pierre J.P. de Weck
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Arnold W. Donald
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Linda P. Hudson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Monica C. Lozano
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Thomas J. May
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: Brian T. Moynihan
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: Lionel L. Nowell III
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1L.
|
Election
of Director: Denise L. Ramos
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1M.
|
Election
of Director: Clayton S. Rose
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1N.
|
Election
of Director: Michael D. White
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1O.
|
Election
of Director: Thomas D. Woods
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1P.
|
Election
of Director: R. David Yost
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1Q.
|
Election
of Director: Maria T. Zuber
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Approving
Our Executive Compensation (an Advisory,
Non-binding "Say on Pay" Resolution).
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratifying
the Appointment of Our Independent Registered
Public Accounting Firm for 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Make
Shareholder Proxy Access More Accessible.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
5.
|
Adopt
a New Shareholder Right - Written Consent
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
6.
|
Report
Concerning Gender/Racial Pay Equity.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
7.
|
Review
of Statement of the Purpose of a Corporation and
Report on Recommended Changes to Governance
Documents, Policies, and Practices.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
100
|
|
85,691
|
10-Mar-2020
|
10-Mar-2020
|
|
AGNC
INVESTMENT CORP.
|
|
|
|
|
|
Security
|
00123Q104
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
AGNC
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
23-Apr-2020
|
|
|
ISIN
|
US00123Q1040
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935138861
- Management
|
|
Record
Date
|
24-Feb-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
24-Feb-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
22-Apr-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.1
|
Election
of Director: Donna J. Blank
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1.2
|
Election
of Director: Morris A. Davis
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1.3
|
Election
of Director: John D. Fisk
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1.4
|
Election
of Director: Prue B. Larocca
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1.5
|
Election
of Director: Paul E. Mullings
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1.6
|
Election
of Director: Frances R. Spark
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1.7
|
Election
of Director: Gary D. Kain
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Approval
of the amendment to our Amended and
Restated Certificate of Incorporation to increase the total
authorized number of shares of common stock from
900,000,000 to 1,500,000,000.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Advisory
vote to approve the compensation of our named
executive officers.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Ratification
of appointment of Ernst & Young LLP as our
independent public accountant for the year ending
December 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
176,100
|
|
0
|
14-Mar-2020
|
14-Mar-2020
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
30,000
|
|
0
|
14-Mar-2020
|
14-Mar-2020
|
|
BARINGS
BDC, INC.
|
|
|
|
|
|
Security
|
06759L103
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
BBDC
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
30-Apr-2020
|
|
|
ISIN
|
US06759L1035
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935146046
- Management
|
|
Record
Date
|
03-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
03-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
29-Apr-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Class II Director: Michael Freno
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Class II Director: John A. Switzer
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
authorize the Company, with subsequent approval of
its Board of Directors, to
issue and sell shares of its
common stock at a price below
its then current net asset
value per share in one or
more offerings, subject to
certain limitations (including,
without limitation, that the
number of shares does not
exceed 25% of its then
outstanding common stock
immediately prior to each
such offering).
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
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|
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|
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|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
202,900
|
|
0
|
17-Mar-2020
|
17-Mar-2020
|
|
ELI
LILLY AND COMPANY
|
|
|
|
|
|
Security
|
532457108
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
LLY
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
04-May-2020
|
|
|
ISIN
|
US5324571083
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935148937
- Management
|
|
Record
Date
|
09-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
09-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
01-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: M. L. Eskew
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: W. G. Kaelin, Jr.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: D. A. Ricks
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: M. S. Runge
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: K. Walker
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Approval,
by non-binding vote, of the compensation paid
to the company's named executive officers.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratification
of Ernst & Young LLP as the independent
auditor for 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Approve
amendments to the Articles of Incorporation to
eliminate the classified board structure.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5.
|
Approve
amendments to the Articles of Incorporation to
eliminate supermajority voting provisions.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
6.
|
Shareholder
proposal to disclose direct and indirect
lobbying activities and expenditures.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
7.
|
Shareholder
proposal to publish a report on the
effectiveness of the forced swim test.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
8.
|
Shareholder
proposal to amend the bylaws to require an
independent board chair.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
9.
|
Shareholder
proposal on board diversity requesting
disclosures of specific minimum qualifications and board
nominee skills, experience, and ideological perspective.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
10.
|
Shareholder
proposal to publish feasibility report on
incorporating public concern over drug prices into senior
executive compensation arrangements.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
11.
|
Shareholder
proposal to implement a bonus deferral
policy.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
12.
|
Shareholder
proposal to disclose clawbacks on executive
incentive compensation due to misconduct.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
113
|
|
7,300
|
21-Mar-2020
|
21-Mar-2020
|
|
BAXTER
INTERNATIONAL INC.
|
|
|
|
|
|
Security
|
071813109
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
BAX
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
05-May-2020
|
|
|
ISIN
|
US0718131099
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935147036
- Management
|
|
Record
Date
|
12-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
12-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
04-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: José (Joe) E. Almeida
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Thomas F. Chen
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: John D. Forsyth
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: James R. Gavin III
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Peter S. Hellman
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Michael F. Mahoney
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Patricia B. Morrison
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Stephen N. Oesterle
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Cathy R. Smith
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: Thomas T. Stallkamp
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: Albert P.L. Stroucken
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1L.
|
Election
of Director: Amy A. Wendell
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Advisory
Vote to Approve Named Executive Officer
Compensation
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratification
of Appointment of Independent Registered
Public Accounting Firm
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Stockholder
Proposal - Independent Board Chairman
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
5.
|
Stockholder
Proposal - Right to Act by Written Consent
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
55,980
|
|
0
|
24-Mar-2020
|
24-Mar-2020
|
|
GILEAD
SCIENCES, INC.
|
|
|
|
|
|
Security
|
375558103
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
GILD
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
06-May-2020
|
|
|
ISIN
|
US3755581036
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935151883
- Management
|
|
Record
Date
|
13-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
13-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
05-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Jacqueline K. Barton, Ph.D.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Sandra J. Horning, M.D.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Kelly A. Kramer
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Kevin E. Lofton
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Harish Manwani
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Daniel P. O'Day
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Richard J. Whitley, M.D.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Per Wold-Olsen
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
ratify the selection of Ernst & Young LLP by the Audit
Committee of the Board of Directors as the independent
registered public accounting firm of Gilead for the fiscal
year ending December 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
To
approve, on an advisory basis, the compensation of
our Named Executive Officers as presented in the Proxy
Statement.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
To
vote on a stockholder proposal, if properly presented
at the meeting, requesting that the Board adopt a policy
that the Chairperson of the Board of Directors be an
independent director.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
5.
|
To
vote on a stockholder proposal, if properly presented
at the meeting, requesting that the Board eliminate the
ownership threshold for stockholders to request a record
date to take action by written consent.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
12,000
|
|
0
|
28-Mar-2020
|
28-Mar-2020
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
1,900
|
|
0
|
28-Mar-2020
|
28-Mar-2020
|
|
COMMUNITY
HEALTHCARE TRUST INCORPORATED
|
|
|
|
|
|
Security
|
20369C106
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
CHCT
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
07-May-2020
|
|
|
ISIN
|
US20369C1062
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935144523
- Management
|
|
Record
Date
|
06-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
06-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
06-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
Alan
Gardner
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
2
|
Claire
Gulmi
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
3
|
Robert
Hensley
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
4
|
Lawrence
Van Horn
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
5
|
Timothy
Wallace
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
approve, on a non-binding advisory basis, the
following resolution: RESOLVED,
that the stockholders of
Community Healthcare Trust
Incorporated approve, on a
non-binding advisory basis,
the compensation of the
named executive officers
as disclosed pursuant to Item
402 of Regulation S-K in
the Company's proxy statement
for the 2020 annual meeting
of stockholders.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
To
approve, on a non-binding advisory basis, the
frequency of a non-binding advisory vote on executive
compensation.
|
Management
|
|
|
3
Years
|
|
|
Against
|
|
|
|
|
|
|
4.
|
To
ratify the appointment of BDO USA, LLP as the
Company's independent registered public accountants for
2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
107,700
|
|
0
|
21-Mar-2020
|
21-Mar-2020
|
|
ZIMMER
BIOMET HOLDINGS, INC.
|
|
|
|
|
|
Security
|
98956P102
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
ZBH
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
08-May-2020
|
|
|
ISIN
|
US98956P1021
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935151516
- Management
|
|
Record
Date
|
09-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
09-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
07-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Christopher B. Begley
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Betsy J. Bernard
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Gail K. Boudreaux
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Michael J. Farrell
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Larry C. Glasscock
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Robert A. Hagemann
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Bryan C. Hanson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Arthur J. Higgins
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Maria Teresa Hilado
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: Syed Jafry
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: Michael W. Michelson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Ratify
the appointment of PricewaterhouseCoopers LLP
as our independent registered public accounting firm for
2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Advisory
vote to approve named executive officer
compensation (Say on Pay).
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
1,630
|
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
10,140
|
|
0
|
26-Mar-2020
|
26-Mar-2020
|
|
THE
GABELLI EQUITY TRUST INC.
|
|
|
|
|
|
Security
|
362397846
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
GABPRK
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
11-May-2020
|
|
|
ISIN
|
US3623978463
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935161303
- Management
|
|
Record
Date
|
17-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
17-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
08-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
Frank
J. Fahrenkopf, Jr
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
2
|
Salvatore
J. Zizza
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
3
|
Kuni
Nakamura
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
28,000
|
|
0
|
31-Mar-2020
|
31-Mar-2020
|
|
SUN
ART RETAIL GROUP LTD
|
|
|
|
|
|
Security
|
Y8184B109
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
12-May-2020
|
|
|
ISIN
|
HK0000083920
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
712343083
- Management
|
|
Record
Date
|
06-May-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
06-May-2020
|
|
|
City
/
|
Country
|
|
HONG
KONG
|
/
|
Hong
Kong
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
06-May-2020
|
|
|
SEDOL(s)
|
B3MPN59
- B42WXJ1 - B7N39Y1 -
BD8NN79 - BP3RYP5
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE IN THE HONG KONG MARKET THAT A
VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME
AS A "TAKE NO ACTION" VOTE.
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE
BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2020/
0403/2020040300917.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2020/
0403/2020040300877.pdf
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
TO
RECEIVE THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY AND
THE REPORTS OF THE DIRECTORS (THE
"DIRECTORS") AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2
|
TO
DECLARE A FINAL DIVIDEND OF HKD 0.15 PER
SHARE FOR THE YEAR ENDED 31 DECEMBER 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.A
|
TO
RE-ELECT MR. HUANG MING-TUAN AS AN
EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.B
|
TO
RE-ELECT MR. XAVIER, MARIE, ALAIN DELOM DE
MEZERAC AS A NON-EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.C
|
TO
RE-ELECT MR. BENOIT, CLAUDE, FRANCOIS,
MARIE, JOSEPH LECLERCQ AS A NON-EXECUTIVE
DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.D
|
TO
RE-ELECT MRS. ISABELLE, CLAUDINE,
FRANCOISE BLONDE EP. BOUVIER AS A NON-
EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.E
|
TO
RE-ELECT MR. HE YI AS AN INDEPENDENT NON-
EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.F
|
TO
RE-ELECT MR. DIETER YIH AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.G
|
TO
AUTHORIZE THE BOARD OF DIRECTORS (THE
"BOARD") TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4
|
TO
RE-APPOINT KPMG AS AUDITORS AND TO
AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5
|
TO
GIVE A GENERAL MANDATE TO THE DIRECTORS
TO BUY BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF
ISSUED SHARES OF THE COMPANY AS AT THE
DATE OF PASSING OF THIS RESOLUTION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
6
|
TO
GIVE A GENERAL MANDATE TO THE DIRECTORS
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20%
OF THE TOTAL NUMBER OF ISSUED SHARES OF
THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
7
|
TO
EXTEND THE GENERAL MANDATE GRANTED TO
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES BOUGHT BACK BY THE COMPANY
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
836,000
|
|
0
|
07-Apr-2020
|
07-Apr-2020
|
|
TENCENT
HOLDINGS LTD
|
|
|
|
|
|
Security
|
G87572163
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
13-May-2020
|
|
|
ISIN
|
KYG875721634
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
712379583
- Management
|
|
Record
Date
|
07-May-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
07-May-2020
|
|
|
City
/
|
Country
|
|
HONG
KONG
|
/
|
Cayman
Islands
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
06-May-2020
|
|
|
SEDOL(s)
|
BDDXGP3
- BGPHZF7 - BMN9869 -
BMNDJT1
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2020/
0407/2020040701452.pdf,
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
TO
RECEIVE AND CONSIDER THE AUDITED
FINANCIAL STATEMENTS, THE DIRECTORS'
REPORT AND THE INDEPENDENT AUDITOR'S
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2
|
TO
DECLARE A FINAL DIVIDEND
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.A
|
TO
RE-ELECT MR LAU CHI PING MARTIN AS
DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.B
|
TO
RE-ELECT MR CHARLES ST LEGER SEARLE AS
DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.C
|
TO
RE-ELECT PROFESSOR KE YANG AS DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.D
|
TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX
THE DIRECTORS' REMUNERATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4
|
TO
RE-APPOINT AUDITOR AND AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5
|
TO
GRANT A GENERAL MANDATE TO THE
DIRECTORS TO ISSUE NEW SHARES
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
6
|
TO
GRANT A GENERAL MANDATE TO THE
DIRECTORS TO REPURCHASE SHARES
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
7
|
TO
EXTEND THE GENERAL MANDATE TO ISSUE
NEW SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
8
|
TO
APPROVE THE PROPOSED AMENDMENTS TO
THE EXISTING AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION OF THE COMPANY AND TO ADOPT
THE SECOND AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION OF THE COMPANY
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
27,100
|
|
0
|
10-Apr-2020
|
10-Apr-2020
|
|
AMERICAN
INTERNATIONAL GROUP, INC.
|
|
|
|
|
|
Security
|
026874784
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
AIG
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
13-May-2020
|
|
|
ISIN
|
US0268747849
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935159877
- Management
|
|
Record
Date
|
18-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
18-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
12-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: W. DON CORNWELL
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: BRIAN DUPERREAULT
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: JOHN H. FITZPATRICK
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: WILLIAM G. JURGENSEN
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: CHRISTOPHER S. LYNCH
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: HENRY S. MILLER
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: LINDA A. MILLS
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: THOMAS F. MOTAMED
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: PETER R. PORRINO
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: AMY L. SCHIOLDAGER
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: DOUGLAS M. STEENLAND
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1L.
|
Election
of Director: THERESE M. VAUGHAN
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
vote, on a non-binding advisory basis, to approve
executive compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
To
act upon a proposal to amend and restate AIG's
Amended and Restated Certificate of Incorporation to
restrict certain transfers of AIG Common Stock in order to
protect AIG's tax attributes.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
To
act upon a proposal to ratify the amendment to extend
the expiration of the American International Group, Inc.
Tax Asset Protection Plan.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5.
|
To
act upon a proposal to ratify the selection of
PricewaterhouseCoopers LLP as AIG's independent
registered public accounting firm for 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
6.
|
To
vote on a shareholder proposal to give shareholders
who hold at least 10 percent of AIG's outstanding
common stock the right to call special meetings.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
13,500
|
|
17,400
|
01-Apr-2020
|
01-Apr-2020
|
|
SERVICE
CORPORATION INTERNATIONAL
|
|
|
|
|
|
Security
|
817565104
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
SCI
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
13-May-2020
|
|
|
ISIN
|
US8175651046
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935160046
- Management
|
|
Record
Date
|
16-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
16-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
12-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Alan R. Buckwalter
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Jakki L. Haussler
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Victor L. Lund
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Clifton H. Morris, Jr.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Ellen Ochoa
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Thomas L. Ryan
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: W. Blair Waltrip
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Ratify
the selection of PricewaterhouseCoopers LLP as
the Company's independent registered public accounting
firm for fiscal year ending December 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
To
approve, by advisory vote, named executive officer
compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
100
|
|
19,200
|
31-Mar-2020
|
31-Mar-2020
|
|
INTEL
CORPORATION
|
|
|
|
|
|
Security
|
458140100
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
INTC
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
14-May-2020
|
|
|
ISIN
|
US4581401001
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935158635
- Management
|
|
Record
Date
|
16-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
16-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
13-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: James J. Goetz
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Alyssa Henry
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Omar Ishrak
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Risa Lavizzo-Mourey
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Tsu-Jae King Liu
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Gregory D. Smith
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Robert ("Bob") H. Swan
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Andrew Wilson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Frank D. Yeary
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Ratification
of selection of Ernst & Young LLP as our
independent registered public accounting firm for 2020
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Advisory
vote to approve executive compensation of our
listed officers
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Approval
of amendment and restatement of the 2006
Employee Stock Purchase Plan
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5.
|
Stockholder
proposal on whether to allow stockholders to
act by written consent, if properly presented at the
meeting
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
6.
|
Stockholder
proposal requesting a report on the global
median gender/racial pay gap, if properly presented at
the meeting
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
14,100
|
|
0
|
01-Apr-2020
|
01-Apr-2020
|
|
SBA
COMMUNICATIONS CORPORATION
|
|
|
|
|
|
Security
|
78410G104
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
SBAC
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
14-May-2020
|
|
|
ISIN
|
US78410G1040
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935159221
- Management
|
|
Record
Date
|
12-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
12-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
13-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.1
|
Election
of Director For a three-year term expiring at the
2023 Annual Meeting: Steven E. Bernstein
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1.2
|
Election
of Director For a three-year term expiring at the
2023 Annual Meeting: Duncan H. Cocroft
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1.3
|
Election
of Director For a three-year term expiring at the
2023 Annual Meeting: Fidelma Russo
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Ratification
of the appointment of Ernst & Young LLP as
SBA's independent registered public accounting firm for
the 2020 fiscal year.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Approval,
on an advisory basis, of the compensation of
SBA's named executive officers.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Approval
of the 2020 Performance and Equity Incentive
Plan.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
4,560
|
|
0
|
04-Apr-2020
|
04-Apr-2020
|
|
PENNYMAC
MORTGAGE INVESTMENT TRUST
|
|
|
|
|
|
Security
|
70931T103
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
PMT
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
14-May-2020
|
|
|
ISIN
|
US70931T1034
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935166733
- Management
|
|
Record
Date
|
16-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
16-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
13-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Class II trustee for a term expiring at the 2023
Annual Meeting of Shareholders: Preston DuFauchard
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Class II trustee for a term expiring at the 2023
Annual Meeting of Shareholders: Nancy McAllister
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Class II trustee for a term expiring at the 2023
Annual Meeting of Shareholders: Stacey D. Stewart
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
ratify the appointment of our independent registered
public accounting firm for the fiscal year ending
December 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
To
approve, by non-binding vote, our executive
compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
103,900
|
|
0
|
04-Apr-2020
|
04-Apr-2020
|
|
JPMORGAN
CHASE & CO.
|
|
|
|
|
|
Security
|
46625H100
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
JPM
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
19-May-2020
|
|
|
ISIN
|
US46625H1005
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935170833
- Management
|
|
Record
Date
|
20-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
20-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
18-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Linda B. Bammann
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Stephen B. Burke
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Todd A. Combs
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: James S. Crown
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: James Dimon
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Timothy P. Flynn
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Mellody Hobson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Michael A. Neal
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Lee R. Raymond
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: Virginia M. Rometty
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Advisory
resolution to approve executive compensation
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratification
of independent registered public accounting
firm
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Independent
board chairman
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
5.
|
Oil
and gas company and project financing related to the
Arctic and the Canadian oil sands
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
6.
|
Climate
change risk reporting
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
7.
|
Amend
shareholder written consent provisions
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
8.
|
Charitable
contributions disclosure
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
9.
|
Gender/Racial
pay equity
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
100
|
|
17,400
|
07-Apr-2020
|
07-Apr-2020
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
3,000
|
|
0
|
07-Apr-2020
|
07-Apr-2020
|
|
AMGEN
INC.
|
|
|
|
|
|
Security
|
031162100
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
AMGN
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
19-May-2020
|
|
|
ISIN
|
US0311621009
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935172419
- Management
|
|
Record
Date
|
20-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
20-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
18-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Dr. Wanda M. Austin
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Mr. Robert A. Bradway
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Dr. Brian J. Druker
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Mr. Robert A. Eckert
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Mr. Greg C. Garland
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Mr. Fred Hassan
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Mr. Charles M. Holley, Jr.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Dr. Tyler Jacks
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Ms. Ellen J. Kullman
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: Dr. Ronald D. Sugar
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: Dr. R. Sanders Williams
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Advisory
vote to approve our executive compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
To
ratify the selection of Ernst & Young LLP as our
independent registered public accountants for the fiscal
year ending December 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Stockholder
proposal to require an independent board
chair.
|
Shareholder
|
|
|
Against
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
104
|
|
16,500
|
08-Apr-2020
|
08-Apr-2020
|
|
ZOETIS
INC.
|
|
|
|
|
|
Security
|
98978V103
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
ZTS
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
20-May-2020
|
|
|
ISIN
|
US98978V1035
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935169905
- Management
|
|
Record
Date
|
26-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
26-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
19-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Gregory Norden
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Louise M. Parent
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Kristin C. Peck
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Robert W. Scully
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Advisory
vote to approve our executive compensation
(Say on Pay).
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Advisory
vote on the frequency of future advisory votes
on executive compensation (Say on Pay frequency).
|
Management
|
|
|
3
Years
|
|
|
Against
|
|
|
|
|
|
|
4.
|
Ratification
of appointment of KPMG LLP as our
independent registered public accounting firm for 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
2,350
|
|
6,200
|
07-Apr-2020
|
07-Apr-2020
|
|
THERMO
FISHER SCIENTIFIC INC.
|
|
|
|
|
|
Security
|
883556102
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
TMO
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
20-May-2020
|
|
|
ISIN
|
US8835561023
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935170136
- Management
|
|
Record
Date
|
27-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
27-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
19-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Marc N. Casper
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Nelson J. Chai
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: C. Martin Harris
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Tyler Jacks
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Judy C. Lewent
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Thomas J. Lynch
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Jim P. Manzi
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: James C. Mullen
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Lars R. Sørensen
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: Debora L. Spar
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: Scott M. Sperling
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1L.
|
Election
of Director: Dion J. Weisler
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
An
advisory vote to approve named executive officer
compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratification
of the Audit Committee's selection of
PricewaterhouseCoopers LLP as the Company's
independent auditors for 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
2,145
|
|
0
|
08-Apr-2020
|
08-Apr-2020
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
100
|
|
1,006
|
08-Apr-2020
|
08-Apr-2020
|
|
EQUITABLE
HOLDINGS, INC.
|
|
|
|
|
|
Security
|
29452E101
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
EQH
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
20-May-2020
|
|
|
ISIN
|
US29452E1010
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935172229
- Management
|
|
Record
Date
|
23-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
23-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
19-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
Daniel
G. Kaye
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
2
|
Joan
Lamm-Tennant
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
3
|
Kristi
A. Matus
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
4
|
Ramon
de Oliveira
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
5
|
Mark
Pearson
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
6
|
Bertram
L. Scott
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
7
|
George
Stansfield
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
8
|
Charles
G.T. Stonehill
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Ratification
of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for fiscal
year 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Advisory
vote to approve the compensation paid to the
Company's named executive officers.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Approval
of an amendment of the Equitable Holdings,
Inc. 2019 Omnibus Incentive Plan.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
34,300
|
|
0
|
09-Apr-2020
|
09-Apr-2020
|
|
PENNYMAC
FINANCIAL SERVICES INC.
|
|
|
|
|
|
Security
|
70932M107
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
PFSI
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
28-May-2020
|
|
|
ISIN
|
US70932M1071
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935176164
- Management
|
|
Record
Date
|
30-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
30-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
27-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director for a one-year term: Stanford L.
Kurland
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director for a one-year term: David A. Spector
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director for a one-year term: Anne D.
McCallion
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director for a one-year term: Matthew Botein
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director for a one-year term: James K. Hunt
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director for a one-year term: Patrick Kinsella
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director for a one-year term: Joseph Mazzella
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director for a one-year term: Farhad Nanji
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director for a one-year term: Jeffrey A.
Perlowitz
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director for a one-year term: Theodore W.
Tozer
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director for a one-year term: Emily Youssouf
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
ratify the appointment of our independent registered
public accounting firm for the fiscal year ending
December 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
To
approve, by non-binding vote, our executive
compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
39,400
|
|
0
|
09-Apr-2020
|
09-Apr-2020
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
100
|
|
62,000
|
09-Apr-2020
|
09-Apr-2020
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
15,000
|
|
0
|
09-Apr-2020
|
09-Apr-2020
|
|
TPG
SPECIALTY LENDING, INC.
|
|
|
|
|
|
Security
|
87265K102
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Special
|
|
Ticker
Symbol
|
TSLX
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
28-May-2020
|
|
|
ISIN
|
US87265K1025
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935183335
- Management
|
|
Record
Date
|
30-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
30-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
27-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.
|
To
approve a proposal to authorize the Company to sell
or otherwise issue shares
of its common stock at a price
below its then-current net
asset value per share in one or
more offerings, in each case
subject to the approval of its
Board of Directors and subject
to the conditions set forth
in the accompanying proxy
statement.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
42,000
|
|
0
|
18-Apr-2020
|
18-Apr-2020
|
|
TPG
SPECIALTY LENDING, INC.
|
|
|
|
|
|
Security
|
87265K102
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
TSLX
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
28-May-2020
|
|
|
ISIN
|
US87265K1025
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935185175
- Management
|
|
Record
Date
|
30-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
30-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
27-May-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
Hurley
Doddy
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
2
|
Joshua
Easterly
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
3
|
Michael
Fishman
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
ratify the selection of KPMG LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
42,000
|
|
0
|
18-Apr-2020
|
18-Apr-2020
|
|
NVIDIA
CORPORATION
|
|
|
|
|
|
Security
|
67066G104
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
NVDA
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
09-Jun-2020
|
|
|
ISIN
|
US67066G1040
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935196445
- Management
|
|
Record
Date
|
13-Apr-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
13-Apr-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
08-Jun-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Robert K. Burgess
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Tench Coxe
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Persis S. Drell
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Jen-Hsun Huang
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Dawn Hudson
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Harvey C. Jones
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Michael G. McCaffery
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Stephen C. Neal
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Mark L. Perry
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: A. Brooke Seawell
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: Mark A. Stevens
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Approval
of our executive compensation.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratification
of the selection of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for fiscal year 2021.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4.
|
Approval
of an amendment and restatement of our
Amended and Restated 2007 Equity Incentive Plan.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5.
|
Approval
of an amendment and restatement of our
Amended and Restated 2012 Employee Stock Purchase
Plan.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
1,400
|
|
0
|
30-Apr-2020
|
30-Apr-2020
|
|
997AL60
|
GLV
MS
PLEDGE
|
997AL60
|
STATE
STREET BANK
& TRUST CO
|
3,060
|
|
0
|
30-Apr-2020
|
30-Apr-2020
|
|
SCORPIO
TANKERS INC.
|
|
|
|
|
|
Security
|
Y7542C130
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
STNG
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
09-Jun-2020
|
|
|
ISIN
|
MHY7542C1306
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935204519
- Management
|
|
Record
Date
|
20-Apr-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
20-Apr-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
08-Jun-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1.
|
DIRECTOR
|
Management
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
Emanuele
A. Lauro
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
2
|
Ademaro
Lanzara
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
3
|
Merrick
Rayner
|
|
|
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
ratify the appointment of PricewaterhouseCoopers
Audit as the Company's independent auditors for the
fiscal year ending December 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
21,800
|
|
0
|
01-May-2020
|
01-May-2020
|
|
SILERGY
CORP
|
|
|
|
|
|
Security
|
G8190F102
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
11-Jun-2020
|
|
|
ISIN
|
KYG8190F1028
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
712627706
- Management
|
|
Record
Date
|
10-Apr-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
10-Apr-2020
|
|
|
City
/
|
Country
|
|
TAIPEI
|
/
|
Cayman
Islands
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
03-Jun-2020
|
|
|
SEDOL(s)
|
BH4DMW9
- BHCKTR6
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1
|
TO
ACCEPT 2019 BUSINESS REPORT AND
CONSOLIDATED FINANCIAL STATEMENTS.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2
|
TO
ACCEPT THE PROPOSAL FOR THE
DISTRIBUTION OF 2019 EARNINGS.PROPOSED
CASH DIVIDEND :TWD 7.5 PER SHARE.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3
|
TO
APPROVE THE AMENDMENTS TO THE
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4
|
TO
APPROVE THE ISSUANCE OF NEW EMPLOYEE
RESTRICTED SHARES.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
19,940
|
|
0
|
12-May-2020
|
12-May-2020
|
|
LI
NING COMPANY LTD
|
|
|
|
|
|
Security
|
G5496K124
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
General Meeting
|
|
Ticker
Symbol
|
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
12-Jun-2020
|
|
|
ISIN
|
KYG5496K1242
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
712476250
- Management
|
|
Record
Date
|
08-Jun-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
08-Jun-2020
|
|
|
City
/
|
Country
|
|
HONG
KONG
|
/
|
Cayman
Islands
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
05-Jun-2020
|
|
|
SEDOL(s)
|
B01JCK9
- B01QJZ4 - BD8GFX8 -
BGKFJW1 - BHNBYS4
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE
BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2020/
0420/2020042000612.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2020/
0420/2020042000650.pdf
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
CMMT
|
PLEASE
NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
|
Non-Voting
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
TO
RECEIVE AND ADOPT THE AUDITED FINANCIAL
STATEMENTS AND REPORTS OF THE DIRECTORS
AND THE AUDITOR OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2
|
TO
DECLARE A FINAL DIVIDEND FOR THE YEAR
ENDED 31 DECEMBER 2019
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.I.A
|
TO
RE-ELECT MR. KOSAKA TAKESHI AS AN
EXECUTIVE DIRECTOR OF THE COMPANY (THE
"DIRECTOR")
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.I.B
|
TO
RE-ELECT MS. WANG YA FEI AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.I.C
|
TO
RE-ELECT DR. CHAN CHUNG BUN, BUNNY AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.II
|
TO
AUTHORISE THE BOARD OF DIRECTORS (THE
"BOARD") TO FIX THE DIRECTORS' REMUNERATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
4
|
TO
RE-APPOINT MESSRS.
PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC
ACCOUNTANTS, AS THE AUDITOR OF THE
COMPANY AND TO AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
5
|
TO
GIVE A GENERAL MANDATE TO THE DIRECTORS
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY ("SHARES")
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
6
|
TO
GIVE A GENERAL MANDATE TO THE DIRECTORS
TO REPURCHASE SHARES
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
7
|
TO
EXTEND THE GENERAL MANDATE GRANTED TO
THE DIRECTORS UNDER RESOLUTION NO. 5 BY
ADDING THE SHARES REPURCHASED BY THE
COMPANY PURSUANT TO THE GENERAL MANDATE
GRANTED TO THE DIRECTORS UNDER
RESOLUTION NO. 6
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
AL27
|
GLV
|
|
STATE
STREET BANK
|
225,000
|
|
0
|
23-Apr-2020
|
23-Apr-2020
|
|
MASTERCARD
INCORPORATED
|
|
|
|
|
|
Security
|
57636Q104
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
MA
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
16-Jun-2020
|
|
|
ISIN
|
US57636Q1040
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935196332
- Management
|
|
Record
Date
|
20-Apr-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
20-Apr-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
15-Jun-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Richard Haythornthwaite
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Ajay Banga
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Richard K. Davis
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1D.
|
Election
of Director: Steven J. Freiberg
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1E.
|
Election
of Director: Julius Genachowski
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1F.
|
Election
of Director: Choon Phong Goh
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1G.
|
Election
of Director: Merit E. Janow
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1H.
|
Election
of Director: Oki Matsumoto
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1I.
|
Election
of Director: Youngme Moon
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1J.
|
Election
of Director: Rima Qureshi
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1K.
|
Election
of Director: José Octavio Reyes Lagunes
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1L.
|
Election
of Director: Gabrielle Sulzberger
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1M.
|
Election
of Director: Jackson Tai
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1N.
|
Election
of Director: Lance Uggla
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
Advisory
approval of Mastercard's executive
compensation
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
3.
|
Ratification
of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Mastercard for 2020
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
8,749
|
|
0
|
30-Apr-2020
|
30-Apr-2020
|
|
ARES
CAPITAL CORPORATION
|
|
|
|
|
|
Security
|
04010L103
|
|
|
|
|
|
|
|
|
|
Meeting
Type
|
|
Annual
|
|
Ticker
Symbol
|
ARCC
|
|
|
|
|
|
|
|
|
|
Meeting
Date
|
|
22-Jun-2020
|
|
|
ISIN
|
US04010L1035
|
|
|
|
|
|
|
|
|
|
Agenda
|
|
935167999
- Management
|
|
Record
Date
|
25-Mar-2020
|
|
|
|
|
|
|
|
|
|
Holding
Recon Date
|
|
25-Mar-2020
|
|
|
City
/
|
Country
|
|
|
/
|
United
States
|
|
|
|
|
|
|
Vote
Deadline Date
|
|
19-Jun-2020
|
|
|
SEDOL(s)
|
|
|
|
|
|
|
|
Quick
Code
|
|
|
|
|
Item
|
Proposal
|
|
|
|
Proposed
by
|
|
Vote
|
|
For/Against
Management
|
|
|
|
|
|
|
1A.
|
Election
of Director: Michael J Arougheti
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1B.
|
Election
of Director: Ann Torre Bates
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
1C.
|
Election
of Director: Steven B McKeever
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
2.
|
To
ratify the selection of KPMG LLP as the Company's
independent registered public accounting firm for the year
ending December 31, 2020.
|
Management
|
|
|
For
|
|
|
For
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Account
Number
|
Account
Name
|
Internal
Account
|
Custodian
|
Ballot
Shares
|
|
Unavailable
Shares
|
Vote
Date
|
Date
Confirmed
|
|
|
997AL27
|
GLV
|
997AL27
|
STATE
STREET BANK
& TRUST CO
|
17,200
|
|
0
|
03-Apr-2020
|
03-Apr-2020
|
|
997AL45
|
GLV
BNP
PLEDGE
|
997AL45
|
STATE
STREET BANK
& TRUST CO
|
34,650
|
|
0
|
03-Apr-2020
|
03-Apr-2020
|
Pursuant to the requirements of the Investment
Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.