Name of Issuer
|
|
Ticker
Symbol
|
|
CUSIP
|
|
S/H
Meeting Date
|
|
Matter
Voted on
|
|
Who
Proposed
(issuer or S/H)
|
|
Did
Fund Vote
|
|
How
Voted
|
|
For/Against
Mgmt
Position
|
|
Broadridge
Financial Solutions
|
|
BR
|
|
11133T-103
|
|
11/27/2007
|
|
Vote for
directors, appointed Deloitte & Touche
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Micron
Technology, Inc.
|
|
MU
|
|
595112-SMH
|
|
12/4/2007
|
|
vote for directors,
approved equity incentive plan, ratified PWC as independent registered public
accounting firm
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Energy Conversion
Devices, Inc.
|
|
ENER
|
|
292659-109
|
|
12/11/2007
|
|
Vote for
directors, ratified Grant Thornton as registered public accounting firm,
approved annual incentive program, approved of ammended
and restated articles of incorporation, approved ammendment
to authorize 20,000,000 shares of prefered stock
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Star Asia
Finance, Limited
|
|
SASAY
|
|
855082-103
|
|
2/4/2008
|
|
Vote to increase
share capital of the company
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
China Sunergy Co., Ltd
|
|
CSUN
|
|
16942X-104
|
|
2/5/2008
|
|
vote to approve
and adopt second share incentive plan
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Pennantpark
Investment Corp.
|
|
PNNT
|
|
708062-104
|
|
2/8/2008
|
|
Vote for
directors, ratify KPMG as independent registered public accounting firm
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Helmerich
& Payne, Inc.
|
|
HP
|
|
423452-101
|
|
3/5/2008
|
|
Vote for
directors
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Pharmion
Corporation
|
|
PHRM
|
|
71715B-409
|
|
3/6/2008
|
|
Vote to approve
and adopt the agreement and plan of merger, vote to approve the adjournment
of special meeting
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Kookmin
Bank
|
|
KB
|
|
50049M-109
|
|
3/20/2008
|
|
Approved
financial statements, ammended articles of
incorporation, approved directors, approved audit committee, approved
aggregate remuneration limit for directors
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Schlumberger
Limited
|
|
SLB
|
|
806857-108
|
|
4/9/2008
|
|
Vote for
directors, adopted and approved financials and dividends, adopted stock
incentive plan, approved independent registered accounting firm
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Public Service
Enterprise Group, Inc.
|
|
PEG
|
|
744573-106
|
|
4/15/2008
|
|
Vote for
directors, ratified Deloitte & Touche,
vote against stockholder proposal relating to executive compensation, vote
against stockholder proposal relating to the nomination of directors, vote
against stockholder proposal relating to election of directors
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Brookline
Bancorp, Inc.
|
|
BRKL
|
|
11373M-107
|
|
4/17/2008
|
|
Vote for
directors, ratified KPMG
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Annaly
Capital Management, Inc.
|
|
NLY
|
|
035710-409
|
|
4/21/2008
|
|
vote to approve
proposal to increase number of authorized shares
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Banco
Santander Chile
|
|
SAN
|
|
05965X-109
|
|
4/22/2008
|
|
Approved annual
reports, approved allocation of net income, approved designation of external
auditors, approved election of board members, approved determination of board
renumeration for 2008, approved audit committees
annual report
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Encana
Corporation
|
|
ECA
|
|
292505-104
|
|
4/22/2008
|
|
Vote for
directors, appointed PWC as auditors, approved ammendment
to stock option plan, vote against shareholder proposal
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Spirit Aerosystems Holdings Inc.
|
|
SPR
|
|
848574-109
|
|
4/22/2008
|
|
Vote for directors,
approve amendments to short-term incentive plan, approve amendments to
long-term incentive plan, ratified PWC
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
DPL Inc.
|
|
DPL
|
|
233293-109
|
|
4/23/2008
|
|
Vote for
directors, ratified KPMG as independent accounting firm, vote against
shareholder proposal to dissolve DPL and other non-utility subsidiaries
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Equitable
Resources, Inc.
|
|
EQT
|
|
294549-100
|
|
4/23/2008
|
|
Vote for
directors, ratify Ernst & Young as independent registered public
accountants
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
MEMC Electronic
Materials, Inc.
|
|
WFR
|
|
552715-104
|
|
4/23/2008
|
|
Vote for
directors, ratified KPMG
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Textron Inc.
|
|
TXT
|
|
883203-101
|
|
4/23/2008
|
|
Vote for
directors, ratified independent public accounting firm, vote against shareholder
proposal relating to foreign military sales, vote against proposal relating
to tax gross-up payments to senior executives
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Walter
Industries, Inc.
|
|
WLT
|
|
93317Q-105
|
|
4/23/2008
|
|
Vote for
directors
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Arch Coal, Inc.
|
|
ACI
|
|
039380-100
|
|
4/24/2008
|
|
Vote for
directors, ratified independent public accounting firm
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Baker Hughes
Incorporated
|
|
BHI
|
|
057224-107
|
|
4/24/2008
|
|
Vote for
directors, ratified Deloitte & Touche,
approved performance criteria for awards, such other business as may properly
come before the meeting and any reconvened meeting after an adjournment
thereof
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Blackrock
Kelson
Capital Corporation
|
|
BKCC
|
|
092533-108
|
|
4/24/2008
|
|
Vote for
directors, approve a new invesment management
agreement, vote to approve proposal to sell shares of common stock at price
below companys then current NAV/share, ratify Deloitte&Touche
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|
Corning
Incorporated
|
|
GLW
|
|
219350-105
|
|
4/24/2008
|
|
Vote for
directors, approved amendment of employee equity participation program,
ratified Pricewaterhour Coopers as independent
auditors
|
|
Issuer
|
|
Yes
|
|
Yes
|
|
For
|
|