Statement of Changes in Beneficial Ownership (4)
December 23 2021 - 11:36AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Strawbridge Philip O |
2. Issuer Name and Ticker or Trading Symbol
CENTRUS ENERGY CORP
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LEU
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP, CFO, CAO & Treasurer |
(Last)
(First)
(Middle)
CENTRUS ENERGY CORP., 6901 ROCKLEDGE DRIVE, SUITE 800 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/21/2021 |
(Street)
BETHESDA, MD 20817
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 12/21/2021 | | M | | 10000 | A | $3.65 | 10000 | D | |
Class A Common Stock | 12/21/2021 | | S | | 200 (1) | D | $49.985 | 9800 | D | |
Class A Common Stock | 12/21/2021 | | S | | 814 (2) | D | $51.5276 | 8986 | D | |
Class A Common Stock | 12/21/2021 | | S | | 1350 (3) | D | $52.6493 | 7636 | D | |
Class A Common Stock | 12/21/2021 | | S | | 4550 (4) | D | $53.8540 | 3086 | D | |
Class A Common Stock | 12/21/2021 | | S | | 3086 (5) | D | $54.6773 | 0 | D | |
Class A Common Stock | 12/22/2021 | | M | | 10000 | A | $3.65 | 10000 | D | |
Class A Common Stock | 12/22/2021 | | S | | 4021 (7) | D | $52.5948 | 8979 | D | |
Class A Common Stock | 12/22/2021 | | S | | 4920 (8) | D | $53.5021 | 1059 | D | |
Class A Common Stock | 12/22/2021 | | S | | 859 (9) | D | $54.0777 | 200 | D | |
Class A Common Stock | 12/22/2021 | | S | | 200 (10) | D | $55.1700 | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class A Common Stock | $3.65 | 12/21/2021 | | M | | 20000 | | (6) | 9/30/2029 | Class A Common Stock | 20000 | $0 | 50000 | D | |
Explanation of Responses: |
(1) | This transaction was executed in multiple trades at prices ranging from $49.54 to $50.43? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(2) | This transaction was executed in multiple trades at prices ranging from $50.96 to $51.82? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(3) | This transaction was executed in multiple trades at prices ranging from $52.12 to $53.03? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(4) | This transaction was executed in multiple trades at prices ranging from $53.31 to $54.20? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(5) | This transaction was executed in multiple trades at prices ranging from $54.33 to $55.00? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(6) | The option vests in two equal annual installments on each of September 30, 2021 and September 30, 2022. |
(7) | This transaction was executed in multiple trades at prices ranging from $52.00 to $53.00? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(8) | This transaction was executed in multiple trades at prices ranging from $53.01 to $53.99? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(9) | This transaction was executed in multiple trades at prices ranging from $54.02 to $54.24? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(10) | This transaction was executed in multiple trades at prices ranging from $55.04 to $55.30? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Strawbridge Philip O CENTRUS ENERGY CORP. 6901 ROCKLEDGE DRIVE, SUITE 800 BETHESDA, MD 20817 |
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| SVP, CFO, CAO & Treasurer |
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Signatures
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/s/ Dennis J. Scott, Attorney-in-Fact | | 12/23/2021 |
**Signature of Reporting Person | Date |
Centrus Energy (AMEX:LEU)
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