Current Report Filing (8-k)
April 28 2022 - 05:05PM
Edgar (US Regulatory)
false 0001061069 0001061069 2022-04-28
2022-04-28
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported) April 28,
2022
AVALON HOLDINGS CORPORATION
(Exact Name of Registrant as Specified in its Charter)
Ohio |
|
1-14105 |
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34-1863889 |
(State or Other
Jurisdiction |
|
(Commission File |
|
(IRS Employer |
of Incorporation) |
|
Number) |
|
Identification
No.) |
One American Way, Warren, Ohio 44484
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (330)
856-8800
(Former name and address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Class A Common Stock, $0.01 par value
|
AWX
|
NYSE American
|
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e4(c))
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
ITEM 5.07 Submission of Matters to a Vote of Security
Holders
The Avalon Holdings Corporation Annual Meeting of Stockholders was
held on April 28, 2022.
The matters presented for a vote and the related results are as
follows:
The following directors were elected by the holders of Class B
Common Stock:
Name
|
|
Votes For
|
|
Votes Withheld
|
|
Abstentions
|
|
Broker Non-votes
|
Ronald E. Klingle
|
|
6,114,850
|
|
-0-
|
|
-0-
|
|
-0-
|
Bryan P. Saksa
|
|
6,114,850
|
|
-0-
|
|
-0-
|
|
-0-
|
Timothy C. Coxson
|
|
6,114,850
|
|
-0-
|
|
-0-
|
|
-0-
|
Christine M. Bell
|
|
6,114,850
|
|
-0-
|
|
-0-
|
|
-0-
|
The following directors were elected by the holders of the Class A
Common Stock:
Name
|
|
Votes For
|
|
Votes Withheld
|
|
Abstentions
|
|
Broker Non-votes
|
Kurtis D. Gramley
|
|
382,365
|
|
1,361,302
|
|
-0-
|
|
1,533,788
|
Stephen L. Gordon
|
|
380,489
|
|
1,363,178
|
|
-0-
|
|
1,533,788
|
2.
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ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED
EXECUTIVE OFFICERS
|
|
|
Votes For
|
|
Votes Against
|
|
Abstentions
|
|
Broker Non-votes
|
|
|
6,759,073
|
|
1,092,112
|
|
7,332
|
|
1,533,788
|
Pursuant to the foregoing votes, the Executive Compensation of the
Named Executive Officers of Avalon Holdings Corporation was
approved in the non-binding vote.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the Company has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
Date: April 28, 2022
|
Avalon Holdings
Corporation
|
|
|
|
|
|
|
|
|
|
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By:
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/s/ Bryan
P. Saksa
|
|
|
|
Bryan P. Saksa
|
|
|
|
Chief Financial
Officer
|
|
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