A better digital experience for regulatory and
transactional communications
NEW
YORK, May 17, 2023 /PRNewswire/ -- Hilltop
Securities Inc. has selected global Fintech leader, Broadridge
Financial Solutions, Inc. (NYSE: BR), to provide new
regulatory communications tools, expanded market coverage, and
solutions to help transform the communications experience for
advisors, correspondents, and investors while driving engagement
and greater digital
adoption.
"We are always looking for new capabilities that help our
advisors and correspondents grow their business, differentiate
themselves in the market, and enhance client relationships," said
David Holleran, HilltopSecurities
COO. "Broadridge is a leader in transforming regulatory and
customer communications and helping firms drive digital adoption by
providing an improved experience for advisors and wealth management
firms."
HilltopSecurities is focused on transforming their
communications to deliver a more engaging and interactive digital
experience for customers while ensuring they are meeting evolving
regulatory requirements. The partnership provides a holistic and
consistent multi-channel user experience across the full spectrum
of investor communications including comprehensive event coverage
and processing of regulatory communications like proxies (for
US and EU based Issuers), fund disclosures, post-sale prospectus,
voluntary corporate actions; as well as statements, trade
confirmations, and tax documents.
"We are excited to have HilltopSecurities back with Broadridge,
working with them to provide the best in market communication tools
and a better and stronger advisor and investor communications
experience," said Doug
DeSchutter, Broadridge President, Bank
Broker-Dealer and Customer Communications. "Broadridge's
multi-channel communication solutions will provide
HilltopSecurities' advisors, correspondents and clients leading
edge technology to drive adoption to digital channels. Our ability
to support regulatory and transactional communications under one
roof is unmatched, HilltopSecurities customers will have similar
client experience options across statements, confirms, tax forms,
prospectus and proxies, including voting proxies via the only
mobile app in the market."
About HilltopSecurities
Hilltop Securities Inc. is a full-service municipal investment
bank and wealth advisory firm providing a full suite of financial
services for public entities, institutional investors, housing
finance agencies, broker-dealers, and individual investors. Founded
in 1946, its primary areas of focus include public finance, capital
markets, structured finance, retail brokerage, clearing services,
and securities lending. Hilltop Securities Inc.'s goal is to build
long-term relationships to help communities, businesses, and
individuals thrive. A wholly owned subsidiary of Hilltop Holdings
Inc. (NYSE: HTH), HilltopSecurities' affiliates include Momentum
Independent Network, PlainsCapital Bank, and PrimeLending. Member:
NYSE/FINRA/SIPC
About Broadridge
Broadridge Financial Solutions (NYSE: BR), a global Fintech
leader with more than $5 billion in
revenues, provides the critical infrastructure that powers
investing, corporate governance and communications to enable better
financial lives. We deliver technology-driven solutions that drive
business transformation for banks, broker-dealers, asset and wealth
managers and public companies.
Broadridge's infrastructure serves as a global communications
hub enabling corporate governance by linking thousands of public
companies and mutual funds to tens of millions of individual and
institutional investors around the world. Our technology and
operations platforms underpin the daily trading of more than U.S.
$9 trillion of equities, fixed income
and other securities globally. A certified Great Place to
Work®, Broadridge is part of the S&P
500® Index, employing over 14,000 associates in 21
countries.
For more information about us and what we can do for you, please
visit www.broadridge.com.
Broadridge media contact:
Tatjana Kulkarni
+1 203-285-0766
Tatjana.kulkarni@broadridge.com
Hilltop Securities media contact: Hilltop Holdings
Inc.
Ben Brooks
214.252.4047
Ben.Brooks@Hilltop-Holdings.com
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SOURCE Broadridge Financial Solutions, Inc.