Current Report Filing (8-k)
December 03 2018 - 6:19AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): November 30, 2018 (November 30, 2018)
AERKOMM
INC.
|
(Exact
name of registrant as specified in its charter)
|
Nevada
|
|
000-55925
|
|
46-3424568
|
(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
|
923
Incline Way #39, Incline Village, NV 89451
|
|
|
(Address
of principal executive offices)
|
|
|
(877)
742-3094
|
|
|
(Registrant's
telephone number, including area code)
|
|
|
Not
Applicable
|
|
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(Former
name or former address, if changed since last report.)
|
|
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule
12b-2 of the Securities Exchange Act of 1934.
Emerging
Growth Company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM
8.01. Other Events
On November 30, 2018, Aerkomm Inc. (the
“Company”) posted audited financial statements for the six months ended September 30, 2018 to the OTC Markets website
in connection with the Company’s application for uplisting to the OTCQX market. A copy of such audited financial statements
is filed herewith as Exhibit 99.1
ITEM
9.01 Financial Statement and Exhibits
(d) Exhibits
The following
exhibits are filed herewith:
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
November 30, 2018
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AERKOMM
INC.
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|
|
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/s/
Jeffrey Wun
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Name:
Jeffrey Wun
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Title:
Chief Executive Officer
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2
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