Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
August 15 2018 - 4:08PM
Edgar (US Regulatory)
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
SEC File Number:
001-37899
CUSIP Number:
018626 101
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(Check one):
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¨
Form 10-K
¨
Form 20-F
¨
Form 11-K
x
Form 10-Q
¨
Form 10-D
¨
Form N-SAR
¨
Form N-CSR
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For Period
Ended:
June 30, 2018
¨
Transition
Report on Form 10-K
¨
Transition
Report on Form 20-F
¨
Transition
Report on Form 11-K
¨
Transition
Report on Form 10-Q
¨
Transition
Report on Form N-SAR
For the
Transition Period Ended: __________
Read Attached Instruction Sheet Before Preparing Form. Please Print or Type.
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Nothing in this form shall
be construed to imply that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing checked
above, identify the Item(s) to which the notification relates:
Part I – Registrant Information
Alliance MMA, Inc.
Full Name of Registrant
Former Name if Applicable
590 Madison
Ave, 21
st
Floor
Address of Principal Executive Office (
Street and Number
)
New York, New York 10022
City, State and Zip Code
Part II – Rules 12b-25(b) and (c)
If the subject report could not be filed without unreasonable
effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if
appropriate)
x
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(a)
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The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
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¨
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(b)
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The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
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¨
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(c)
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The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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Part III – Narrative
State below in reasonable detail the reasons why Form 10-K and
Form 10-KSB, 20-F, 11-K, 10-Q and Form 10-QSB, N-SAR, or the transition report or portion thereof, could not be filed within the
prescribed time period. (Attach Extra Sheets if Needed)
The Company is unable to file its Quarterly
Report on Form 10-Q for the three and six months ended June 30, 2018 within the prescribed time period because it has not yet been
able to complete the review of its June 30, 2018 financial statements. The Company intends to file its Quarterly Report on Form
10-Q within 5 days of the due date.
Part IV – Other Information
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(1)
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Name and telephone number of person to contact in regard
to this notification
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John Price
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212
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739-7825
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required under Section
13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12
months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify
report(s).
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Yes
x
No
¨
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(3)
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Is it anticipated that any significant change in results
of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included
in the subject report or portion thereof?
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Yes
x
No
¨
The company believes that it will incur a net loss from continuing
and discontinued operations, but is not yet able to estimate the total loss. The company does however expect the current period
loss to be significantly more than the loss the company realized in the comparable prior period.
Alliance MMA,
Inc.
(Name of
Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the
undersigned hereunto duly authorized.
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Date: August 15, 2018
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By:
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/s/ John Price
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Name: John Price
Title: President, Chief Financial
Officer
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