Initial Statement of Beneficial Ownership (3)
March 09 2018 - 4:46PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Peters David B
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2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2018
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3. Issuer Name
and
Ticker or Trading Symbol
TRANSACT TECHNOLOGIES INC [TACT]
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(Last)
(First)
(Middle)
323 PROSPECT STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
VP & Chief Accounting Officer /
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(Street)
PLANTSVILLE, CT 06489
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option
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5/15/2018
(1)
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5/15/2024
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Common Stock
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2500
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$10.06
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D
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Stock Option
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2/26/2016
(2)
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2/26/2025
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Common Stock
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750
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$6.76
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D
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Stock Option
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2/25/2017
(2)
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2/25/2026
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Common Stock
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563
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$7.17
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D
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Stock Option
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5/22/2018
(2)
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5/22/2027
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Common Stock
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750
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$8.3
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D
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Stock Option
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3/1/2019
(2)
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3/1/2028
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Common Stock
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3000
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$13.65
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D
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Explanation of Responses:
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(1)
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Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable on the fourth anniversary date of the grant which was May 15, 2014 and expires 10 years after the grant date.
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(2)
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Grant of non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant and expires 10 years after the grant date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Peters David B
323 PROSPECT STREET
PLANTSVILLE, CT 06489
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VP & Chief Accounting Officer
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Signatures
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David B. Peters
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3/9/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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