Post-effective Amendment to an S-8 Filing (s-8 Pos)
September 28 2018 - 4:21PM
Edgar (US Regulatory)
As filed with the Securities and Exchange
Commission on September 28, 2018
Registration No. 333-192136
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
___________________
TRUETT-HURST,
INC.
(Exact Name of Registrant as Specified in
Its Charter)
___________________
Delaware
|
46-1561499
|
(State or Other Jurisdiction of
|
(I.R.S. Employer
|
Incorporation or Organization)
|
Identification No.)
|
125 Foss Creek Circle
Healdsburg, CA 95448
(Address, Including Zip Code, of Principal Executive Offices)
___________________
Truett-Hurst, Inc.
2012 Stock Incentive Plan
(Full Title of the Plan)
___________________
Phillip L. Hurst
President and Chief Executive Officer
Truett-Hurst, Inc.
125 Foss Creek Circle
Healdsburg, CA 95448
(707) 431-4423
(Name, Address and Telephone Number, Including
Area Code, of Agent for Service)
COPY TO:
David Makarechian, Esq.
O’Melveny & Myers LLP
2765 Sand Hill Road
Menlo Park, California 94025
___________________
Indicate by check mark whether the registrant is a large accelerated
filer, an accelerated filer, a non-accelerated filer, smaller reporting company or “emerging growth company” . See
definitions of “large accelerated filer,” “accelerated filer”, “smaller reporting company”
and “emerging growth company” in Rule 12b-2 of the Exchange Act.
|
Large accelerated filer
¨
|
|
Accelerated
filer
¨
|
|
|
Non-accelerated
filer
x
|
|
Smaller reporting company
x
Emerging growth company
¨
|
|
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act
¨
EXPLANATORY NOTE
Truett-Hurst, Inc.,
a Delaware corporation (the “Registrant”), is filing this Post-Effective Amendment No. 1 to Form S-8 Registration Statement
to deregister certain securities originally registered by the Registrant pursuant to its Registration Statement on Form S-8 filed
with the Securities and Exchange Commission (the “Commission”) on November 6, 2013 (Commission File No. 333-192136
and referred to herein as the “Registration Statement”) with respect to shares of the Registrant’s Class A common
stock, par value $0.001 per share (the “Common Stock”), thereby registered for offer or sale pursuant to the Truett-Hurst,
Inc. 2012 Stock Incentive Plan (the “2012 Plan”). A total of 266,000 shares of Common Stock were initially registered
for issuance under the Registration Statement.
The Registrant hereby
terminates the effectiveness of the Registration Statement. As to any securities that had been registered for issuance pursuant
to the Registration Statement that remain unsold at the termination of the Registration Statement, the Registrant hereby removes
and withdraws from registration all such securities of the Registrant registered under the Registration Statement that remain unsold
as of the date this Post-Effective Amendment.
SIGNATURES
Pursuant to the requirements of the Securities
Act of 1933, as amended (the “Securities Act”), the Registrant certifies that it has reasonable grounds to believe
that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Form S-8
Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Healdsburg, State
of California, on September 28, 2018.
|
TRUETT-HURST, INC.
|
|
|
|
|
|
|
|
|
By:
|
/s/ Phillip L. Hurst
|
|
|
|
Name:
|
Phillip L. Hurst
|
|
|
|
Title:
|
Chief Executive Officer
|
|
Pursuant to the requirements of the Securities
Act, this Post-Effective Amendment No. 1 to Form S-8 Registration Statement has been signed below by the following persons in the
capacities and on the dates indicated.
Signature
|
|
Title
|
|
Date
|
|
|
|
|
|
/s/
Phillip L. Hurst
|
|
|
|
|
Phillip L.
Hurst
|
|
Chief
Executive Officer, President and Director
|
|
|
|
|
(Principal
Executive Officer)
|
|
September
28, 2018
|
|
|
|
|
|
/s/
Karen Weaver
|
|
Chief
Financial Officer
|
|
|
Karen Weaver
|
|
(Principal
Financial and Accounting Officer)
|
|
September
28, 2018
|
|
|
|
|
|
|
|
|
|
|
/s/
Paul E. Dolan, III
|
|
|
|
|
Paul E. Dolan,
III
|
|
Director
|
|
September
28, 2018
|
|
|
|
|
|
|
|
|
|
|
/s/
Daniel A. Carroll
|
|
|
|
|
Daniel A.
Carroll
|
|
Director
|
|
September
28, 2018
|
|
|
|
|
|
|
|
|
|
|
/s/
Barrie Graham
|
|
|
|
|
Barrie Graham
|
|
Director
|
|
September
28, 2018
|
|
|
|
|
|
|
|
|
|
|
/s/
Spencer Grimes
|
|
|
|
|
Spencer Grimes
|
|
Director
|
|
September
28, 2018
|
|
|
|
|
|
|
|
|
|
|
/s/
Gerry Hansen
|
|
|
|
|
Gerry Hansen
|
|
Director
|
|
September
28, 2018
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Marcus Benedetti
|
|
Director
|
|
|
Truett Hurst (CE) (USOTC:THST)
Historical Stock Chart
From May 2024 to Jun 2024
Truett Hurst (CE) (USOTC:THST)
Historical Stock Chart
From Jun 2023 to Jun 2024