Current Report Filing (8-k)
December 09 2021 - 9:41AM
Edgar (US Regulatory)
0000862651
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0000862651
2021-12-07
2021-12-07
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xbrli:shares
UNITED
STATES
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SECURITIES
AND EXCHANGE COMMISSION
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Washington,
D.C. 20549
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FORM
8-K
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CURRENT
REPORT
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Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (date of earliest event reported): December 7, 2021
INVESTVIEW,
INC.
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(Exact
name of registrant as specified in its charter)
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Nevada
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000-27019
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87-0369205
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(State
or other jurisdiction of
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(Commission
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(IRS
Employer
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incorporation
or organization)
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File
Number)
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Identification
No.)
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234
Industrial Way West, Suite A202
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Eatontown,
New Jersey
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07724
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(Address
of principal executive offices)
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(Zip
code)
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Registrant’s
telephone number, including area code:
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732-889-4300
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n/a
(Former name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Exchange Act: None
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Title
of each class
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Trading
symbol(s)
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Name
of each change on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (Section 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (Section 240.12b-2 of this chapter).
Emerging
growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM
5.02—DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS
OF CERTAIN OFFICERS
On
December 7, 2021, Investview, Inc. (the “Company”), terminated the employment of Joseph Cammarata, its former Chief Executive
Officer, for cause. Mr. Cammarata had been placed on administrative leave and removed from all duties and responsibilities on November
5, 2021, following the announcement of civil and criminal charges filed against him in connection with his involvement with a class action
claims aggregator, Alpha Plus Recovery, LLC, an unrelated entity that is not and was never affiliated with the Company. In its notice
of a for cause termination, the Company concluded that cause existed due to, among other things, Mr. Cammarata’s inability, in
light of the criminal charges and related confinement, to devote his time, attention and services to the business and affairs of the
Company. In conjunction with his termination from office, on December 8, 2021, Mr. Cammarata tendered his resignation from the Company’s
Board of Directors. In his resignation, Mr. Cammarata offered no disagreement on any matter relating to the Company’s operations,
policies or practices; however, through counsel, he has denied that grounds exist justifying the Company’s termination of him for
cause, and has noticed the Company that he intends to reserve all rights arising in connection with his termination.
James
R. Bell will continue to serve as the Company’s acting CEO and the Company’s Board of Directors has appointed David B. Rothrock
as Chairman of the Board.
ITEM
8.01—OTHER EVENTS
On
December 8, 2021, Investview, Inc., issued a press release, a copy of which is attached as Exhibit 99.01.
ITEM
9.01—FINANCIAL STATEMENTS AND EXHIBITS
The
following is filed as an exhibit to this report:
Exhibit
Number*
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Title
of Document
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Location
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Item
99
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Miscellaneous
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99.1
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Press Release dated December 8, 2021
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This
filing
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104
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Cover
Page Interactive Data File (embedded within the Inline XBRL document
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*
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All
exhibits are numbered with the number preceding the decimal indicating the applicable SEC reference number in Item 601 and the number
following the decimal indicating the sequence of the particular document. Omitted numbers in the sequence refer to documents previously
filed as an exhibit.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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INVESTVIEW,
INC.
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Dated:
December 8, 2021
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By:
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/s/
James R. Bell
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James
R. Bell
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Acting
Chief Executive Officer
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