FORM 4 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Evans Katie Seitz
2. Issuer Name and Ticker or Trading Symbol

Telaria, Inc. [ TLRA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chief Operating Officer
(Last)          (First)          (Middle)

C/O TELARIA, INC., 222 BROADWAY, 16TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

4/1/2020
(Street)

NEW YORK, NY 10038
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 4/1/2020  D  215407 D (1)0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) $1.11 4/1/2020  D     488   (2)6/24/2020 Common Stock 488 $0.00 0 D  
Stock Option (Right to Buy) $4.28 4/1/2020  D     1333   (2)2/3/2021 Common Stock 1333 $0.00 0 D  
Stock Option (Right to Buy) $4.28 4/1/2020  D     1333   (2)6/8/2021 Common Stock 1333 $0.00 0 D  
Stock Option (Right to Buy) $5.01 4/1/2020  D     2666   (2)7/26/2022 Common Stock 2666 $0.00 0 D  
Stock Opton (Right to Buy) $5.01 4/1/2020  D     2666   (2)7/19/2022 Common Stock 2666 $0.00 0 D  
Stock Option (Right to Buy) $5.90 4/1/2020  D     6666   (2)3/5/2023 Common Stock 6666 $0.00 0 D  
Stock Option (Right to Buy) $8.37 4/1/2020  D     5000   (2)7/31/2023 Common Stock 5000 $0.00 0 D  
Stock Option (Right to Buy) $4.27 4/1/2020  D     21231   (2)12/5/2023 Common Stock 21231 $0.00 0 D  
Stock Option (Right to Buy) $3.90 4/1/2020  D     51883   (2)2/27/2028 Common Stock 51883 $0.00 0 D  
Stock Option (Right to Buy) $5.58 4/1/2020  D     31004   (2)2/28/2029 Common Stock 31004 $0.00 0 D  
Restricted Stock Unit (3)$0.00 4/1/2020  D     12500   (4) (4)Common Stock 12500 $0.00 0 D  
Restricted Stock Unit (3)$0.00 4/1/2020  D     31250   (4) (4)Common Stock 31250 $0.00 0 D  
Restricted Stock Unit (3)$0.00 4/1/2020  D     12820   (4) (4)Common Stock 12820 $0.00 0 D  
Restricted Stock Unit (3)$0.00 4/1/2020  D     34722   (4) (4)Common Stock 34722 $0.00 0 D  

Explanation of Responses:
(1) On April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and The Rubicon Project, Inc. ("Rubicon"), each share of Issuer common stock was exchanged for 1.082 shares of Rubicon common stock.
(2) These options were assumed by Rubicon pursuant to the merger agreement on the Effective Date with the same vesting and other terms at the rate of 1.082 Rubicon options for each Issuer option, rounded down to the nearest whole share, and with an exercise price per share of each Rubicon option equal to the exercise price herein divided by 1.082, rounded up to the nearest cent.
(3) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
(4) On the Effective Date, pursuant to the merger agreement, restricted stock units were assumed by Rubicon, with the same vesting and other terms, at an exchange ratio of 1.082 Rubicon restricted stock units for each Issuer restricted stock unit reported herein, rounded down to the nearest whole share.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Evans Katie Seitz
C/O TELARIA, INC.
222 BROADWAY, 16TH FLOOR
NEW YORK, NY 10038


Chief Operating Officer

Signatures
/s/Aaron Saltz, Attorney-in-Fact4/3/2020
**Signature of Reporting PersonDate

Telaria (NYSE:TLRA)
Historical Stock Chart
From Apr 2024 to May 2024 Click Here for more Telaria Charts.
Telaria (NYSE:TLRA)
Historical Stock Chart
From May 2023 to May 2024 Click Here for more Telaria Charts.