State Street Corp - Initial Statement of Trust Indenture (305B2)
January 23 2008 - 9:41AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM T-1
STATEMENT OF ELIGIBILITY UNDER
THE TRUST INDENTURE ACT OF 1939 OF A
CORPORATION DESIGNATED TO ACT AS TRUSTEE
Check if an
Application to Determine Eligibility of
a Trustee Pursuant
to Section 305(b)(2)
o
U.S. BANK NATIONAL ASSOCIATION
(Exact name of
Trustee as specified in its charter)
31-0841368
I.R.S. Employer Identification No.
800
Nicollet Mall
Minneapolis, Minnesota
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55402
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(Address of
principal executive offices)
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(Zip Code)
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Earl W.
Dennison Jr.
U.S. Bank
National Association
100 Wall
Street, Suite 1600
New York,
NY 10005
(617) 603-6567
(Name, address and
telephone number of agent for service)
STATE
STREET CORPORATION
(Issuer with
respect to the Securities)
Massachusetts
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04-2456637
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(State or other
jurisdiction of incorporation or organization)
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(I.R.S. Employer
Identification No.)
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One
Lincoln Street
Boston, MA
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02111
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(Address of
Principal Executive Offices)
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(Zip Code)
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Guarantee
of Payment by State Street Corporation for the
State Street
Capital Trust III 8.250% Fixed-to-Floating Rate Normal Automatic
Preferred Enhanced Capital Securities
(Title of the
Indenture Securities)
FORM T-1
Item 1.
GENERAL INFORMATION
.
Furnish the following information as to the Trustee.
a)
Name and address of each
examining or supervising authority to which it is subject.
Comptroller
of the Currency
Washington,
D.C.
b)
Whether it is authorized to
exercise corporate trust powers.
Yes
Item 2.
AFFILIATIONS WITH OBLIGOR.
If the obligor is an affiliate of
the Trustee, describe each such affiliation.
None
Items 3-15
Items 3-15 are not applicable
because to the best of the Trustees knowledge, the obligor is not in default
under any Indenture for which the Trustee acts as Trustee.
Item 16.
LIST OF EXHIBITS:
List below all exhibits filed as a part of
this statement of eligibility and qualification.
1.
A copy of the Articles of Association of
the Trustee.*
2.
A copy of the certificate of authority of
the Trustee to commence business.*
3.
A copy of the certificate of authority of
the Trustee to exercise corporate trust powers.*
4.
A copy of the existing bylaws of the
Trustee.*
5.
A copy of each Indenture referred to in
Item 4. Not applicable.
6.
The consent of the Trustee required by Section 321(b) of
the Trust Indenture Act of 1939, attached as Exhibit 6.
7.
Report of Condition of the Trustee as of March 31,
2006 published pursuant to law or the requirements of its supervising or
examining authority, attached as Exhibit 7.
* Incorporated by
reference to Exhibit 25.1 to Amendment No. 2 to registration statement
on S-4, Registration Number 333-128217 filed on November 15, 2005.
2
SIGNATURE
Pursuant to the
requirements of the Trust Indenture Act of 1939, as amended, the Trustee, U.S.
BANK NATIONAL ASSOCIATION, a national banking association organized and
existing under the laws of the United States of America, has duly caused this
statement of eligibility and qualification to be signed on its behalf by the
undersigned, thereunto duly authorized, all in the City of Boston, Commonwealth
of Massachusetts, on the 17th day of
January, 2008.
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By:
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/s/ Earl W. Dennison
Jr.
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Earl W. Dennison Jr.
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Vice President
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By:
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/s/ David J. Ganss
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Name: David J. Ganss
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Title: Vice President
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3
Exhibit 6
CONSENT
In accordance with Section 321(b) of
the Trust Indenture Act of 1939, the undersigned, U.S. BANK NATIONAL
ASSOCIATION hereby consents that reports of examination of the undersigned by
Federal, State, Territorial or District authorities may be furnished by such
authorities to the Securities and Exchange Commission upon its request
therefor.
Dated: January 17,
2008
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By:
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/s/ Earl W. Dennison
Jr.
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Earl W. Dennison Jr.
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Vice President
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By:
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/s/ David J. Ganss
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Name: David J. Ganss
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Title: Vice President
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4
Exhibit 7
U.S. Bank
National Association
Statement
of Financial Condition
As of 9/30/2007
($000s)
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9/30/2007
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Assets
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Cash and Due
From Depository Institutions
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$
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6,710,248
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Securities
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39,854,938
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Federal Funds
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3,917,791
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Loans &
Lease Financing Receivables
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147,446,753
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Fixed Assets
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2,385,656
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Intangible
Assets
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11,966,716
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Other Assets
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13,693,927
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Total
Assets
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$
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225,976,029
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Liabilities
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Deposits
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$
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133,188,625
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Fed Funds
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12,571,367
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Treasury Demand
Notes
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0
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Trading
Liabilities
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234,272
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Other Borrowed
Money
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41,979,138
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Acceptances
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0
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Subordinated
Notes and Debentures
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7,697,466
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Other
Liabilities
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8,035,934
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Total
Liabilities
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$
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203,706,802
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Equity
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Minority
Interest in Subsidiaries
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$
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1,542,042
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Common and
Preferred Stock
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18,200
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Surplus
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12,057,531
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Undivided
Profits
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8,651,454
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Total
Equity Capital
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$
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22,269,227
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Total
Liabilities and Equity Capital
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$
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225,976,029
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To the best of the
undersigneds determination, as of the date hereof, the above financial
information is true and correct.
U.S. Bank
National Association
By:
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/s/ Earl W. Dennison
Jr.
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Vice President
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Date: January 17,
2008
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5
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