Statement of Changes in Beneficial Ownership (4)
June 02 2020 - 5:54PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Watterson Andrew M |
2. Issuer Name and Ticker or Trading Symbol
SOUTHWEST AIRLINES CO
[
LUV
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP & Chief Revenue Officer |
(Last)
(First)
(Middle)
SOUTHWEST AIRLINES CO., 2702 LOVE FIELD DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/29/2020 |
(Street)
DALLAS, TX 75235
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 5/29/2020 | | S | | 108 | D | $32.31 | 37170 | D | |
Common Stock | 5/29/2020 | | S | | 300 | D | $32.32 | 36870 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $32.33 | 36770 | D | |
Common Stock | 5/29/2020 | | S | | 120 | D | $32.34 | 36650 | D | |
Common Stock | 5/29/2020 | | S | | 95 | D | $32.35 | 36555 | D | |
Common Stock | 5/29/2020 | | S | | 227 | D | $32.36 | 36328 | D | |
Common Stock | 5/29/2020 | | S | | 364 | D | $32.37 | 35964 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $32.38 | 35864 | D | |
Common Stock | 5/29/2020 | | S | | 370 | D | $32.40 | 35494 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $32.43 | 35394 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $32.45 | 35294 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $32.47 | 35094 | D | |
Common Stock | 5/29/2020 | | S | | 154 | D | $32.49 | 34940 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $32.52 | 34840 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $32.54 | 34740 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $32.58 | 34640 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $32.59 | 34540 | D | |
Common Stock | 5/29/2020 | | S | | 405 | D | $32.6 | 34135 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $32.61 | 33935 | D | |
Common Stock | 5/29/2020 | | S | | 300 | D | $32.64 | 33635 | D | |
Common Stock | 5/29/2020 | | S | | 300 | D | $32.65 | 33335 | D | |
Common Stock | 5/29/2020 | | S | | 364 | D | $32.66 | 32971 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $32.67 | 32771 | D | |
Common Stock | 5/29/2020 | | S | | 100 | D | $32.68 | 32671 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $32.69 | 32471 | D | |
Common Stock | 5/29/2020 | | S | | 300 | D | $32.7 | 32171 | D | |
Common Stock | 5/29/2020 | | S | | 325 | D | $32.71 | 31846 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $32.72 | 31646 | D | |
Common Stock | 5/29/2020 | | S | | 204 | D | $32.73 | 31442 | D | |
Common Stock | 5/29/2020 | | S | | 200 | D | $32.74 | 31242 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Watterson Andrew M SOUTHWEST AIRLINES CO. 2702 LOVE FIELD DRIVE DALLAS, TX 75235 |
|
| EVP & Chief Revenue Officer |
|
Signatures
|
/s/ Tim Whisler, on behalf of and as attorney-in-fact for Andrew M. Watterson | | 6/2/2020 |
**Signature of Reporting Person | Date |
Southwest Airlines (NYSE:LUV)
Historical Stock Chart
From Aug 2024 to Sep 2024
Southwest Airlines (NYSE:LUV)
Historical Stock Chart
From Sep 2023 to Sep 2024