- Initial Statement of Beneficial Ownership (3)
June 10 2009 - 6:22PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Ferrari Daniele
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/1/2009
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3. Issuer Name
and
Ticker or Trading Symbol
Huntsman CORP [HUN]
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(Last)
(First)
(Middle)
500 HUNTSMAN WAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Division President /
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(Street)
SALT LAKE CITY, UT 84108
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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100
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option (right to buy)
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(1)
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2/10/2015
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Common Stock
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24497
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$23
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D
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Option (right to buy)
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(2)
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3/1/2016
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Common Stock
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18731
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$20.50
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D
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Option (right to buy)
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(3)
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2/20/2017
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Common Stock
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27666
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$20.66
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D
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Option (right to buy)
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(4)
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3/2/2019
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Common Stock
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85714
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$2.59
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D
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Phantom Stock
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(5)
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(5)
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Common Stock
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2220
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$0
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D
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Phantom Stock
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(6)
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(6)
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Common Stock
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3220
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$0
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D
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Phantom Stock
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(7)
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(7)
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Common Stock
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37838
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$0
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D
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Explanation of Responses:
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(
1)
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This option became exercisable in three equal annual installments on February 10, 2006, 2007 and 2008.
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(
2)
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This option became exercisable in three equal annual installments on March 1, 2007, 2008 and 2009.
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(
3)
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This option became exercisable as to 9,222 shares on February 20, 2008, an additional 9,222 shares on February 20, 2009 and becomes exercisable as to the remaining 9,222 shares on February 20, 2010.
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(
4)
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This option becomes exercisable as to 28,572 shares on March 2, 2010, an additional 28,571 shares on March 2, 2011 and the remaining 25,571 shares March 2, 2012.
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(
5)
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These shares of phantom stock become payable on February 20, 2010.
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(
6)
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These shares of phantom stock become payable in two equal annual installments beginning February 26, 2010
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(
7)
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These shares of phantom stock become payable in three equal annual installments beginning March 2, 2010.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Ferrari Daniele
500 HUNTSMAN WAY
SALT LAKE CITY, UT 84108
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Division President
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Signatures
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/s/ Sean H. Pettey, by Power of Attorney
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6/10/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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