Initial Statement of Beneficial Ownership (3)
February 02 2021 - 6:23PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Anderson Harvey |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/1/2021
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3. Issuer Name and Ticker or Trading Symbol
HP INC [HPQ]
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(Last)
(First)
(Middle)
C/O HP INC., 1501 PAGE MILL ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Legal Officer & Sec / |
(Street)
PALO ALTO, CA 94304-1100
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 0.00 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Common Stock | 13032.00 (1) | $0.00 | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 16354.00 (2) | $0.00 | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 20150.00 (3) | $0.00 | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 29268.00 (4) | $0.00 | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 11249.00 (5) | $0.00 | D | |
Restricted Stock Units | (6) | (6) | Common Stock | 70788.00 (6) | $0.00 | D | |
Restricted Stock Units | (7) | (7) | Common Stock | 44341.00 (7) | $0.00 | D | |
Restricted Stock Units | (8) | (8) | Common Stock | 19003.00 (8) | $0.00 | D | |
Explanation of Responses: |
(1) | On 10/29/2018, the reporting person was granted 13,032 restricted stock units ('RSUs"), 4,344 of which vested on each of 10/29/2019 and 10/29/2020 and 4,344 of which are scheduled to vest on 10/20/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(2) | On 12/07/2018, the reporting person was granted 16,354 restricted stock units ('RSUs"), 5,451 of which vested on each of 12/07/2019 and 12/07/2020 and 5,452 of which are scheduled to vest on 12/07/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(3) | On 10/31/2019, the reporting person was granted 20,150 restricted stock units ('RSUs"), 6,716 of which vested on 10/31/2020 and 6,717 of which are scheduled to vest on each of 10/31/2021 and 10/31/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(4) | On 12/06/2019, the reporting person was granted 29,268 restricted stock units ('RSUs"), 9,756 of which vested on 12/07/2020 and 9,756 of which are scheduled to vest on each of 12/07/2021 and 12/07/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(5) | On 10/29/2020, the reporting person was granted 11,249 restricted stock units ('RSUs"), 1/3 of which vests annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(6) | On 11/23/2020, the reporting person was granted 70,788 restricted stock units ('RSUs"), 1/3 of which vests annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(7) | On 12/07/2020, the reporting person was granted 44,341 restricted stock units ('RSUs"), 1/3 of which vests annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(8) | On 12/07/2020, the reporting person was granted 19,003 restricted stock units ('RSUs"), 1/3 of which vests annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Anderson Harvey C/O HP INC. 1501 PAGE MILL ROAD PALO ALTO, CA 94304-1100 |
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| Chief Legal Officer & Sec |
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Signatures
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/s/ Ruairidh Ross as Attorney-in-Fact for Harvey Anderson | | 2/2/2021 |
**Signature of Reporting Person | Date |
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