Initial Statement of Beneficial Ownership (3)
October 04 2013 - 2:50PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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MCCARTHY KENT C
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/27/2013
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3. Issuer Name
and
Ticker or Trading Symbol
China Cord Blood Corp [NYSY:CO]
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(Last)
(First)
(Middle)
7335 COTTONWOOD DRIVE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below)
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X
___ Other (specify below)
/ Member 13(d) group owning >10%
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(Street)
SHAWNEE, KS 66216
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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9577407
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I
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See Footnote
(1)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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See Exhibit 99.1
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MCCARTHY KENT C
7335 COTTONWOOD DRIVE
SHAWNEE, KS 66216
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X
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Member 13(d) group owning >10%
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JAYHAWK CAPITAL MANAGEMENT, L.L.C.
7335 COTTONWOOD DRIVE
SHAWNEE, KS 66216
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13(d) group owning > 10%
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JAYHAWK PRIVATE EQUITY, LLC
7335 COTTONWOOD DRIVE
SHAWNEE, KS 66216
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X
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13(d) group owning > 10%
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JHAB MANAGEMENT II, LLC
7335 COTTONWOOD DRIVE
SHAWNEE, KS 66216
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13(d) group owning > 10%
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JCF CO LF, L.P.
7335 COTTONWOOD DRIVE
SHAWNEE, KS 66216
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13(d) group owning > 10%
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JAYHAWK PRIVATE EQUITY GP II, L.P.
7335 COTTONWOOD DRIVE
SHAWNEE, KS 66216
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13(d) group owning > 10%
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JAYHAWK PRIVATE EQUITY FUND II LP
7335 COTTONWOOD DRIVE
SHAWNEE, KS 66216
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13(d) group owning > 10%
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JHAB FUND II, LLC
7335 COTTONWOOD DRIVE
SHAWNEE, KS 66216
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13(d) group owning > 10%
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Signatures
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/s/ Kent C. McCarthy
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10/4/2013
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**
Signature of Reporting Person
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Date
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/s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C.
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10/4/2013
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Signature of Reporting Person
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Date
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/s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC
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10/4/2013
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Signature of Reporting Person
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Date
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/s/ Kent C. McCarthy, Manager of JHAB Management II, LLC
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10/4/2013
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**
Signature of Reporting Person
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Date
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/s/ Kent C. McCarthy, Manager of Jayhawk Capital Management, L.L.C., which is the general partner of JCF CO LF, L.P.
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10/4/2013
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**
Signature of Reporting Person
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Date
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/s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P.
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10/4/2013
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**
Signature of Reporting Person
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Date
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/s/ Kent C. McCarthy, Manager of Jayhawk Private Equity, LLC, which is the general partner of Jayhawk Private Equity GP II, L.P., which is the general partner of Jayhawk Private Equity Fund II, L.P.
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10/4/2013
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**
Signature of Reporting Person
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Date
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/s/ Kent C. McCarthy, Manager of JHAB Management II, LLC, which is the manager of JHAB Fund II, LLC
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10/4/2013
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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