- Statement of Changes in Beneficial Ownership (4)
January 26 2012 - 7:53PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
HILGER JAMES K
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2. Issuer Name
and
Ticker or Trading Symbol
DAVITA INC
[
DVA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Accounting Officer
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(Last)
(First)
(Middle)
C/O DAVITA INC., 1551 WEWATTA ST.
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3. Date of Earliest Transaction
(MM/DD/YYYY)
1/24/2012
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(Street)
DENVER, CO 80202
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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1/24/2012
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M
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10000
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A
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$52.12
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16925
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D
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Common Stock
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1/24/2012
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F
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6480
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D
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$80.44
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10445
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D
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Common Stock
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1/24/2012
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S
(1)
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3520
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D
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$80.6647
(2)
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6925
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D
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Common Stock
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1/24/2012
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M
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3333
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A
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$50.37
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10258
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D
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Common Stock
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1/24/2012
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F
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2088
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D
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$80.44
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8170
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D
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Common Stock
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1/24/2012
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S
(1)
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1245
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D
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$80.7004
(3)
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6925
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D
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Common Stock
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1/24/2012
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M
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1666
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A
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$46.26
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8591
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D
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Common Stock
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1/24/2012
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F
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959
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D
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$80.44
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7632
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D
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Common Stock
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1/24/2012
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S
(1)
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707
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D
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$80.6781
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6925
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Appreciation Right
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$52.12
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1/24/2012
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M
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10000
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3/14/2010
(4)
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3/14/2012
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Common Stock
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10000
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$
0
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0
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D
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Stock Appreciation Right
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$50.37
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1/24/2012
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M
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3333
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2/28/2009
(5)
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2/28/2013
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Common Stock
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3333
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$
0
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6667
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D
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Stock Appreciation Right
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$46.26
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1/24/2012
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M
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1666
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3/2/2010
(5)
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3/2/2014
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Common Stock
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1666
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$
0
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8334
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D
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Explanation of Responses:
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(
1)
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The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2011 (which had been inadvertantly previously reported as effective on May 6 2011).
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(
2)
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The range of prices for the sale of these shares was $80.62 - $80.69. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
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(
3)
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The range of prices for the sale of these shares was $80.69 - $80.705. The filer undertakes to provide staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
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(
4)
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Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 50% on the third anniversary of the grant date, 12.5% on the 45th month following the grant date, and 12.5% every three months thereafter.
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(
5)
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Stock Appreciation Right, pursuant to the DaVita Inc. 2002 Equity Compensation Plan (as amended and restated, the "DaVita Inc. 2011 Incentive Award Plan," effective June 6, 2011), which vested 25% on the first anniversary of the grant date, 8.33% on the 20th month following the grant date, and 8.33% every four months thereafter.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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HILGER JAMES K
C/O DAVITA INC.
1551 WEWATTA ST.
DENVER, CO 80202
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Chief Accounting Officer
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Signatures
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/s/ Kim M. Rivera Attorney-in-Fact
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1/26/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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