- Initial Statement of Beneficial Ownership (3)
February 15 2011 - 6:21PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Mason Mary V
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/7/2011
|
3. Issuer Name
and
Ticker or Trading Symbol
CENTENE CORP [CNC]
|
(Last)
(First)
(Middle)
7700 FORSYTH BOULEVARD
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
SVP & Chief Medical Officer /
|
(Street)
ST. LOUIS, MO 63105
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
21790
(1)
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Phantom Stock
|
2/7/2011
|
2/7/2011
(2)
|
Common Stock
|
3899.362
|
$0
(3)
|
D
|
|
Common Stock Option (right to buy)
|
1/3/2011
(4)
|
1/3/2016
|
Common Stock
|
7500
|
$26.29
|
D
|
|
Common Stock Option (right to buy)
|
4/24/2011
(4)
|
4/24/2016
|
Common Stock
|
2000
|
$28.26
|
D
|
|
Common Stock Option (right to buy)
|
12/12/2011
(4)
|
12/12/2016
|
Common Stock
|
5000
|
$25.21
|
D
|
|
Explanation of Responses:
|
(
1)
|
Ownership includes previous awards of 1,625 restricted stock units which vest on December 12, 2011; 1,167 restricted stock units which vest on December 9, 2011; 200 restricted stock units which vest on April 24, 2011; 2,000 restricted stock units which vest in two equal annual installments on the anniversary of the grant date beginning on July 24, 2011; 2,667 restricted stock units which vest in two annual installments on the anniversary of the grant date beginning on December 10, 2011; 6,500 restricted stock units which vest in three annual installments on the anniversary of the grant date beginning on December 14, 2011.
|
(
2)
|
The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Dr. Mason's termination with the Company or on such other date Dr. Mason may elect.
|
(
3)
|
Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
|
(
4)
|
The options vest in five annual installments on the anniversary of the grant date, with the final vesting taking place on the date exercisable.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Mason Mary V
7700 FORSYTH BOULEVARD
ST. LOUIS, MO 63105
|
|
|
SVP & Chief Medical Officer
|
|
Signatures
|
/s/ William N. Scheffel (executed by attorney-in-fact)
|
|
2/15/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Centene (NYSE:CNC)
Historical Stock Chart
From Aug 2024 to Sep 2024
Centene (NYSE:CNC)
Historical Stock Chart
From Sep 2023 to Sep 2024