Air Products & Chemicals Inc /DE/ (Other) (3)
October 01 2007 - 10:44AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jones Stephen J
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2. Date of Event Requiring Statement (MM/DD/YYYY)
9/30/2007
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3. Issuer Name
and
Ticker or Trading Symbol
AIR PRODUCTS & CHEMICALS INC /DE/ [APD]
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(Last)
(First)
(Middle)
7201 HAMILTON BOULEVARD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
V.P /
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(Street)
ALLENTOWN, PA 18195
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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3764
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D
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Common Stock
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163.26
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I
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By RSP
(1)
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Common Stock
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168.37
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I
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By RSP
(1)
(2)
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Common Stock
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178.76
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I
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By Spouse
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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1999 Global Employee Stock Option
(3)
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10/1/2002
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10/1/2009
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Common Stock
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100.00
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$28.78
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I
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By Spouse
(2)
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2003 Rights
(4)
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8/8/1988
(4)
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10/2/2012
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Common Stock
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4500.00
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(4)
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D
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2003 Rights
(4)
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8/8/1988
(4)
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10/2/2012
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Common Stock
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700.00
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(4)
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I
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By Spouse
(2)
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2003 Stock Options
(5)
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8/8/1988
(6)
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10/2/2012
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Common Stock
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4500.00
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$43.09
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D
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2003 Stock Options
(5)
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8/8/1988
(6)
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10/2/2012
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Common Stock
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700.00
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$43.09
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I
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By Spouse
(2)
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2004 Stock Options
(5)
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8/8/1988
(7)
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10/2/2013
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Common Stock
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5100.00
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$45.53
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D
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2005 Stock Options
(5)
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8/8/1988
(8)
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10/2/2014
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Common Stock
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8000.00
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$54.17
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D
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2006 Stock Options
(5)
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8/8/1988
(9)
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10/4/2015
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Common Stock
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7000.00
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$55.33
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D
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2007 Stock Options
(5)
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8/8/1988
(10)
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10/3/2016
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Common Stock
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6200.00
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$67.23
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D
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Rights 2004
(4)
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8/8/1988
(4)
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10/2/2013
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Common Stock
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5100.00
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(4)
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D
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Rights 2005
(4)
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8/8/1988
(4)
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10/2/2014
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Common Stock
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8000.00
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(4)
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D
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Rights 2006
(4)
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8/8/1988
(4)
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10/4/2015
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Common Stock
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7000.00
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(4)
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D
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Rights 2007
(4)
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8/8/1988
(4)
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10/3/2016
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Common Stock
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6200.00
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(4)
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D
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Explanation of Responses:
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(
1)
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Shares represented by units of interest in the Company Stock Fund held under the issuer's Retirement Savings Plan.
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(
2)
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Shares owned by spouse as to which the reporting person disclaims beneficial ownership,
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(
3)
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Granted under the Global Employee Stock Option Awards
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(
4)
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The Options include contractual rights (Rights) similar to employee restricted appreciation rights with exercise dates only during a 30 day period following a change in control of the Company (as defined in the LTIP). Exercise of Rights cancels the related Options on a one-for-one basis and entitles the reporting person to receive a cash payment equal to the fair market value of a share of Common Stock on the date of exercise (as defined int he LTIP) minus the option exercise price.
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(
5)
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Employee Stock Options (Options) granted under the issuer's Long-Term Incentive Plan (LTIP). Exercise of these Options cancels the related Rights described herein on a one-for-one basis.
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(
6)
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One-third became exercisable 10/1/03; one-third became exercisable 10/1/04; and one-third became exercisable 10/1/05.
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(
7)
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One-third became exercisable 10/1/04; one-third became exercisable 10/1/05; and one-third became exercisable 10/1/06.
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(
8)
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One-third became exercisable 10/1/05; one-third became exercisable 10/1/06; and one-third become exercisable 10/1/07.
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(
9)
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One-third became exercisable 10/3/06; one-third become exercisable 10/3/07; and one-third become exercisable 10/3/08.
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(
10)
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One-third become exercisable on 10/2/07; one-third become exercisable on 10/2/08; and one-third become exercisable on 10/2/09.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Jones Stephen J
7201 HAMILTON BOULEVARD
ALLENTOWN, PA 18195
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V.P
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Signatures
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By: Linda M. Svoboda as Attorney in Fact
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10/1/2007
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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