- Statement of Changes in Beneficial Ownership (4)
March 15 2012 - 6:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SCHULTZ HOWARD D
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2. Issuer Name
and
Ticker or Trading Symbol
STARBUCKS CORP
[
SBUX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
chairman, president and ceo
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(Last)
(First)
(Middle)
2401 UTAH AVENUE SOUTH, SUITE 800
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/13/2012
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(Street)
SEATTLE, WA 98134
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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12/16/2011
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G
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V
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200000
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D
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$
0
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17620456
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D
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Common Stock
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2/1/2012
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G
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V
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740700
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D
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$
0
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0
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I
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by spouse
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Common Stock
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2/1/2012
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G
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V
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740700
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D
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$
0
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0
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I
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by GRAT
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Common Stock
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3/13/2012
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M
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1100000
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A
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$15.23
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18720456
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D
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Common Stock
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3/13/2012
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S
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1100000
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D
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$52.0527
(1)
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17620456
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D
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Common Stock
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3/14/2012
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M
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234700
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A
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$8.64
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17855156
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D
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Common Stock
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3/14/2012
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S
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234700
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D
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$52.7906
(2)
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17620456
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D
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Common Stock
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3/15/2012
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M
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400300
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A
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$8.64
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18020756
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D
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Common Stock
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3/15/2012
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S
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400300
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D
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$52.885
(3)
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17620456
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D
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Common Stock
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295000
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I
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Family Owned LLC
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-qualified Stock Option (Right to Buy)
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$15.23
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3/13/2012
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M
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1100000
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(4)
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11/20/2013
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Common Stock
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1100000
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$
0
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0
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D
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Non-qualified Stock Option (Right to Buy)
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$8.64
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3/14/2012
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M
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234700
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(5)
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11/17/2018
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Common Stock
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234700
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$
0
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2480247
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D
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Non-qualified Stock Option (Right to Buy)
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$8.64
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3/15/2012
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M
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400300
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(5)
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11/17/2018
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Common Stock
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400300
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$
0
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2079947
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D
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Explanation of Responses:
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(
1)
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This transaction was executed in multiple trades at prices ranging from $51.9300 to $52.1268. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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(
2)
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This transaction was executed in multiple trades at prices ranging from $52.7200 to $52.9100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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(
3)
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This transaction was executed in multiple trades at prices ranging from $52.8400 to $52.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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(
4)
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The option became exercisable in two increments of 366,667 shares each on October 1, 2004 and October 1, 2005 and one increment of 366,666 shares on October 1, 2006. The option expires on November 20, 2013.
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(
5)
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The option became exercisable in three increments of 678,737 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, and becomes exercisable in one increment of 678,736 shares on November 17, 2012. The option expires on November 17, 2018.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SCHULTZ HOWARD D
2401 UTAH AVENUE SOUTH, SUITE 800
SEATTLE, WA 98134
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X
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chairman, president and ceo
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Signatures
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/s/ Alejandro C. Torres, attorney-in-fact for Howard Schultz
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3/15/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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