- Amended Statement of Changes in Beneficial Ownership (4/A)
February 15 2011 - 5:13PM
Edgar (US Regulatory)
|
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
DORIS ROBERT J
|
2. Issuer Name
and
Ticker or Trading Symbol
SONIC SOLUTIONS/CA/
[
SNIC
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
|
(Last)
(First)
(Middle)
C/O SONIC SOLUTIONS, 7250 REDWOOD BLVD., SUITE 300
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/4/2011
|
|
(Street)
NOVATO, CA 94945
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
2/9/2011
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
|
Common Stock
|
2/4/2011
|
|
M
|
|
2467
|
A
|
$11.48
|
705356
|
D
|
|
|
Common Stock
|
2/4/2011
|
|
F
(2)
|
|
2171
|
D
|
$14.80
|
703185
|
D
|
|
|
Common Stock
|
2/4/2011
|
|
M
|
|
36300
|
A
|
$6.89
|
739485
|
D
|
|
|
Common Stock
|
2/4/2011
|
|
F
(2)
|
|
25955
|
D
|
$14.80
|
713530
|
D
|
|
|
Common Stock
|
2/4/2011
|
|
M
|
|
75000
|
A
|
$1.23
|
788530
|
D
|
|
|
Common Stock
|
2/4/2011
|
|
F
(2)
|
|
38644
|
D
|
$14.80
|
749886
|
D
|
|
|
Common Stock
|
2/4/2011
|
|
M
|
|
24600
|
A
|
$4.82
|
774486
|
D
|
|
|
Common Stock
|
2/4/2011
|
|
F
(2)
|
|
15755
|
D
|
$14.80
|
758731
|
D
|
|
|
Common Stock
|
|
|
|
|
|
|
|
683145
|
I
|
By Trust
(1)
|
|
Common Stock
|
|
|
|
|
|
|
|
269284
|
I
|
By Spouse
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Stock Option (Right to Buy)
|
$11.48
|
2/4/2011
|
|
M
|
|
|
2467
|
(3)
|
10/7/2020
|
Common Stock
|
2467
|
$0
|
7401
|
D
|
|
|
Stock Option (Right to Buy)
|
$6.89
|
2/4/2011
|
|
M
|
|
|
36300
|
(4)
|
6/12/2018
|
Common Stock
|
36300
|
$0
|
0
|
D
|
|
|
Stock Option (Right to Buy)
|
$1.23
|
2/4/2011
|
|
M
|
|
|
75000
|
(5)
|
12/15/2018
|
Common Stock
|
75000
|
$0
|
0
|
D
|
|
|
Stock Option (Right to Buy)
|
$4.82
|
2/4/2011
|
|
M
|
|
|
24600
|
(6)
|
10/28/2019
|
Common Stock
|
24600
|
$0
|
0
|
D
|
|
|
Explanation of Responses:
|
|
(
1)
|
Shares owned by Doris-Sauer Revocable Trust u/a/d 5 Nov. 2004, a revocable trust established by Robert Doris and Mary Sauer, husband and wife. Mr. Doris and Ms. Sauer are joint tenants and each has power to vote and dispose of any and all securities held by the trust.
|
|
(
2)
|
Represents shares withheld to satisfy the exercise price and income tax obligations associated with the exercise of stock options.
|
|
(
3)
|
The underlying stock option vests monthly over one year commencing on October 7, 2010 and is subject to change of control vesting per standard company policy for executive officers and directors.
|
|
(
4)
|
The underlying stock option vested monthly over one year commencing on June 12, 2008 and is subject to change of control vesting per standard company policy for executive officers and directors.
|
|
(
5)
|
The underlying stock option vested monthly over one year commencing on December 15, 2008 and is subject to change of control vesting per standard company policy for executive officers and directors.
|
|
(
6)
|
The underlying stock option vested monthly over one year commencing on October 28, 2009 and is subject to change of control vesting per standard company policy for executive officers and directors.
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
DORIS ROBERT J
C/O SONIC SOLUTIONS, 7250 REDWOOD BLVD.
SUITE 300
NOVATO, CA 94945
|
X
|
|
|
|
Signatures
|
|
/s/ Paul Norris as attorney-in-fact for Robert J. Doris
|
|
2/14/2011
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Sonic Solutions (MM) (NASDAQ:SNIC)
Historical Stock Chart
From Oct 2024 to Nov 2024
Sonic Solutions (MM) (NASDAQ:SNIC)
Historical Stock Chart
From Nov 2023 to Nov 2024
