Provide the following information regarding the
aggregate number and percentage of the class of securities of the
issuer identified in Item 1.
The information relating to the beneficial ownership of shares of
common stock by each of the Reporting Persons set forth in Rows 5
through 9 and Row 11 of the cover pages hereto is incorporated
herein by reference.
As of the date of this filing, the Reporting Persons are deemed to
beneficially own in the aggregate 711,766 shares of common stock,
which consists of: (i) 78,338 shares of common stock issued to
Altamont Pharmaceutical Holdings, LLC, (ii) 600,000 shares of
common stock held by Mr. Pearson for which Altamont Pharmaceutical
Holdings, LLC holds sole voting and dispositive power and (iii)
33,428 shares of common stock issuable upon the exercise of vested
options held by Mr. Pearson.
Mr. Pearson is the sole owner of Altamont Pharmaceutical
Holdings, LLC and has (i) the sole power to direct the vote of
the shares of common stock held directly by Altamont Pharmaceutical
Holdings, LLC and (ii) the sole power to direct the
disposition of the shares of common stock held by Altamont
Pharmaceutical Holdings, LLC.
Ownership of Five Percent or Less of a
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following ☒.
Ownership of More than Five Percent on Behalf of
Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the Parent Holding
Company or Control Person.
Identification and Classification of Members of the
Notice of Dissolution of Group
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.