Report of Proposed Sale of Securities (144)
November 08 2021 - 4:44PM
Edgar (US Regulatory)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
|
OMB APPROVAL
|
OMB Number: 3235-0101
Expires: July 31, 2023
Estimated average burden hours per response 1.00
|
SEC USE ONLY
|
DOCUMENT SEQUENCE NO.
|
CUSIP NUMBER
|
1 (a) NAME OF ISSUER (Please type or print)
Red River Bancshares, Inc.
|
(b) IRS IDENT. NO.
72-1412058
|
(c) S.E.C. FILE NO.
001-38888
|
WORK LOCATION
|
1 (d) ADDRESS OF ISSUER STREET CITY STATE
1412 Centre Court Drive, Suite 501, Alexandria, Louisiana 71301
|
(e) TELEPHONE NO.
|
|
|
|
|
|
AREA CODE
318
|
NUMBER
561-5028
|
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
Barry D. Hines
|
|
(b) RELATIONSHIP TO ISSUER
Director
|
(c) ADDRESS STREET CITY STATE ZIP CODE
c/o Red River Bancshares, Inc. Alexandria Louisiana 71301
1412 Centre Court Drive, Suite 501
|
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3 (a)
Title of the
Class of
Securities
To Be Sold
|
(b)
Name and Address of Each Broker Through Whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities
|
SEC USE ONLY
|
(c)
Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
|
(d)
Aggregate
Market
Value
(See instr. 3(d))
|
(e)
Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
|
(f)
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
|
(g)
Name of Each
Securities
Exchange
(See instr. 3(g))
|
Broker-Dealer
File Number
|
Common Stock
|
LPL Financial Services
1055 LPL Way
Fort Mills, South Carolina 29715
|
|
5,000
|
$265,500
(at 11/3/2021)
|
7,276,483
|
11/4/2021
|
Nasdaq
|
|
|
|
|
|
|
|
|
INSTRUCTIONS: 3 . (a) Title of the class of securities to be sold
1.(a) Name of issuer (b) Name and address of each broker through whom the securities are intended to be sold
(b) Issuer's I.R.S. Identification Number (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(c) Issuer's S.E.C. file number, if any (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(d) Issuer's address, including zip code (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown
(e) Issuer's telephone number, including area code by the most recent report or statement published by the issuer
(f) Approximate date on which the securities are to be sold
2.(a) Name of person for whose account the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold
(b) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
(c)Such person's address, including zip code
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number. SEC 1147 (08-07)
TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Title of
the Class
|
Date you
Acquired
|
Nature of Acquisition Transaction
|
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
|
Amount of
Securities Acquired
|
Date of
Payment
|
Nature of Payment
|
Common Stock
|
1/29/99
|
Acquisition from issuer
|
Red River Bancshares, Inc.
|
500(1)
|
1/29/99
|
Cash
|
(1)The reporting person purchased 500 shares of stock from Red River Bancshares, Inc. A stock split on December 30, 2005 resulted in the reporting person owning 9,000 shares as a result of this purchase. A second stock split, on October 1, 2018, resulted in the reporting person owning 18,000 shares as a result of this purchase. The reporting person sold 7,500 of these shares on February 9, 2021, resulting in 10,500 shares remaining. The reporting person intends to sell 5,000 of these shares.
INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Name and Address of Seller
|
Title of Securities Sold
|
Date of Sale
|
Amount of
Securities Sold
|
Gross Proceeds
|
None
|
|
|
|
|
REMARKS:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
|
|
ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
|
|
|
|
|
|
|
|
November 4, 2021
|
|
|
/s/ Amanda W. Barnett
|
|
|
DATE OF NOTICE
|
|
|
Amanda W. Barnett, as attorney-in-fact
|
|
|
|
|
|
|
|
|
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
|
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy
|
|
|
|
|
|
|
|
|
IF RELYING ON RULE 10B5-1
|
of the notice shall be manually signed.Any copies not manually signed shall bear typed or printed signatures.
|
|
|
|
|
|
|
|
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
|
SEC 1147 (02-08)
Red River Bancshares (NASDAQ:RRBI)
Historical Stock Chart
From Oct 2024 to Nov 2024
Red River Bancshares (NASDAQ:RRBI)
Historical Stock Chart
From Nov 2023 to Nov 2024