Current Report Filing (8-k)
November 30 2018 - 5:30PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
Form
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): November 30, 2018
PROFESSIONAL
DIVERSITY NETWORK, INC.
(Exact
Name of Registrant as Specified in its Charter)
Delaware
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001-35824
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80-0900177
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(State
of other Jurisdiction
of
Incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
Number)
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801
W. Adams Street, Sixth Floor, Chicago, Illinois
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60607
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code:
(312) 614-0950
(Former
name or former address if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
7.01 Regulation FD Disclosure
Professional
Diversity Network, Inc. (the “Company”) is furnishing presentation materials (the “Investor Presentation”)
that management intends to use, possibly with modifications, in one or more meetings from time to time with current and potential
investors. The Investor Presentation includes an update on the Company’s current operations and major projects, as well
as information relating to the Company’s strategic plans, goals, growth initiatives and outlook, and forecasts for future
performance and industry development.
The
foregoing description of the Investor Presentation does not purport to be complete and is qualified in its entirety by reference
to the complete text of the Investor Presentation attached as Exhibit 99.1 to this Current Report on Form 8-K.
The
information contained in the Investor Presentation is summary information that should be considered in the context of the Company’s
filings with the Securities and Exchange Commission and other public announcements the Company may make by press release or otherwise
from time to time. The Investor Presentation speaks as of the date of this Report. While the Company may elect to update the Investor
Presentation in the future to reflect events and circumstances occurring or existing after the date of this Report, the Company
specifically disclaims any obligation to do so.
By
furnishing this Current Report on Form 8-K and furnishing the Investor Presentation, the Company makes no admission as to the
materiality of any information in this Report, including without limitation the Investor Presentation. The Investor Presentation
contains forward-looking statements. See Page 1 of the Investor Presentation for a discussion of certain forward-looking statements
that are included therein and the risks and uncertainties related thereto.
The
information set forth in this Item 7.01 of this Report, including without limitation the Investor Presentation, is not deemed
“filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as may be
expressly set forth by specific reference in such a filing.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
November 30, 2018
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PROFESSIONAL
DIVERSITY NETWORK, INC.
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By:
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/s/
Jiangping (Gary) Xiao
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Jiangping
(Gary) Xiao
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Chief
Financial Officer
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