Amended Statement of Ownership (sc 13g/a)
February 14 2019 - 10:51AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Amendment #1
Under the Securities and Exchange Act of 1934
Nuance
Communications Inc
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
67020Y100
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
This Schedule is filed pursuant to Rule 13d-1(b)
The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be
filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
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1)
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Name of
Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Ameriprise Financial, Inc.
IRS No. 13-3180631
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2)
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Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☒*
* This filing describes the
reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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3)
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SEC Use Only
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4)
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Citizenship or Place of
Organization
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5)
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Sole Voting
Power
0
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6)
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Shared Voting Power
17,989,271
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7)
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Sole Dispositive Power
0
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8)
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Shared Dispositive Power
18,379,915
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9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
18,379,915
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10)
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
Not Applicable
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11)
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Percent of Class Represented by Amount
In Row (9)
6.39%
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12)
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Type of Reporting Person
HC
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1)
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Name of
Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Columbia Management Investment Advisers, LLC
IRS No.
41-1533211
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2)
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Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☒*
* This filing describes the
reporting persons relationship with other persons, but the reporting person does not affirm the existence of a group.
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3)
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SEC Use Only
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4)
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Citizenship or Place of
Organization
Minnesota
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5)
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Sole Voting
Power
0
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6)
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Shared Voting Power
17,989,271
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7)
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Sole Dispositive Power
0
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8)
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Shared Dispositive Power
18,371,565
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9)
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Aggregate Amount Beneficially Owned by Each Reporting Person
18,371,565
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10)
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
Not Applicable
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11)
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Percent of Class Represented by Amount
In Row (9)
6.39%
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12)
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Type of Reporting Person
IA
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1(a)
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Name of Issuer:
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Nuance Communications Inc
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1(b)
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Address of Issuers Principal
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1 Wayside Road
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Executive Offices:
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Burlington, MA 01803
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2(a)
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Name of Person Filing:
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(a) Ameriprise Financial, Inc. (AFI)
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(b) Columbia Management Investment Advisers, LLC (CMIA)
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2(b)
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Address of Principal Business Office:
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(a) Ameriprise Financial, Inc.
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145 Ameriprise Financial Center
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Minneapolis, MN 55474
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(b) 225 Franklin St.
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Boston, MA 02110
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2(c)
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Citizenship:
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(a) Delaware
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(b) Minnesota
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2(d)
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Title of Class of Securities:
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Common Stock
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2(e)
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Cusip Number:
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67020Y100
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3
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Information if statement is filed pursuant to Rules
13d-1(b)
or
13d-2(b):
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(a) Ameriprise Financial, Inc.
A parent holding company in accordance with Rule
13d-1(b)(1)(ii)(G).
(Note: See Item 7)
(b) Columbia Management Investment Advisers, LLC
An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E).
4
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Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.
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AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly,
the shares reported herein by AFI include those shares separately reported herein by CMIA.
Each of AFI and CMIA disclaims beneficial
ownership of any shares reported on this Schedule.
5
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Ownership of 5% or Less of a Class: Not Applicable
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6
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Ownership of more than 5% on Behalf of Another Person: Not Applicable
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7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent
Holding Company:
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AFI: See Exhibit I
8
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Identification and Classification of Members of the Group:
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Not Applicable
9
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Notice of Dissolution of Group:
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Not Applicable
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course
of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such
purposes or effect.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 14, 2019
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Ameriprise Financial, Inc.
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By:
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/s/ Amy K. Johnson
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Name:
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Amy K. Johnson
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Title:
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Senior Vice President and Chief Operating Officer-Asset Management
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Columbia Management Investment
Advisers, LLC
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By:
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/s/ Amy K. Johnson
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Name:
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Amy K. Johnson
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Title:
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Managing Director and Global Head of Operations
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Contact Information
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Mark D. Braley
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Vice President
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Head of Reporting and Data Management |
Global Operations and Investor Services
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Telephone: (617)
747-0663
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Exhibit Index
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Exhibit I
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Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
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Exhibit II
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Joint Filing Agreement
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