Current Report Filing (8-k)
June 17 2019 - 4:25PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 14, 2019
MEDALLION FINANCIAL CORP.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
001-37747
(Commission File Number)
04-3291176
(IRS Employer Identification No.)
437 Madison
Avenue
New York, New York 10022
(Address of principal executive offices) (Zip code)
(212) 328-2100
(Registrants telephone number, including area code)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
|
|
|
|
|
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
Common Stock, par value $0.01 per share
9.000% Senior Notes due 2021
|
|
MFIN
MFINL
|
|
NASDAQ Global Select Market
NASDAQ Global Select Market
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or
Rule 12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07
|
Submission of Matters to a Vote of Security Holders.
|
Medallion Financial Corp. (the Company) held its annual meeting of stockholders (the Annual Meeting) on June 14,
2019. A summary of the matters voted on at the Annual Meeting by the Companys stockholders is set forth below.
1. The following individuals were elected to the Companys Board of Directors to serve as Class II Directors
until the 2022 annual meeting of stockholders by the following votes:
|
|
|
|
|
|
|
NOMINEE
|
|
VOTES FOR
|
|
VOTES WITHHELD
|
|
BROKER
NON-VOTES
|
Andrew M. Murstein
|
|
9,984,567
|
|
267,390
|
|
11,126,514
|
Allan J. Tanenbaum
|
|
9,961,650
|
|
290,307
|
|
11,126,514
|
2. The Companys stockholders ratified the appointment of Mazars USA LLP as the
Companys independent registered public accounting firm for the year ending December 31, 2019 by the following votes:
|
|
|
|
|
|
|
VOTES FOR
|
|
VOTES AGAINST
|
|
VOTES ABSTAINED
|
|
BROKER
NON-VOTES
|
20,613,633
|
|
579,453
|
|
185,385
|
|
0
|
3. The Companys stockholders approved a
non-binding
advisory resolution to approve the 2018 compensation of the Companys named executive officers, as described in the proxy statement by the following votes:
|
|
|
|
|
|
|
VOTES FOR
|
|
VOTES AGAINST
|
|
VOTES ABSTAINED
|
|
BROKER
NON-VOTES
|
8,811,199
|
|
1,285,861
|
|
154,897
|
|
11,126,514
|
-2-
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
Dated: June 17, 2019
|
|
|
|
|
MEDALLION FINANCIAL CORP.
|
|
|
By:
|
|
/s/ Larry D. Hall
|
|
|
Name:
|
|
Larry D. Hall
|
|
|
Title:
|
|
Chief Financial Officer
|
-3-
Medallion Financial (NASDAQ:MFIN)
Historical Stock Chart
From Aug 2024 to Sep 2024
Medallion Financial (NASDAQ:MFIN)
Historical Stock Chart
From Sep 2023 to Sep 2024