Statement of Changes in Beneficial Ownership (4)
March 15 2019 - 6:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Christman Dan
|
2. Issuer Name
and
Ticker or Trading Symbol
MARVELL TECHNOLOGY GROUP LTD
[
MRVL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP, Storage Business Group
|
(Last)
(First)
(Middle)
5488 MARVELL LANE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/13/2019
|
(Street)
SANTA CLARA, CA 95054
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Performance Based Restricted Stock Units
|
$0.00
|
3/13/2019
|
|
A
|
|
17987
(1)
|
|
8/15/2019
(2)
|
8/15/2019
|
Common Shares
|
17987
|
$0.00
|
17987
|
D
|
|
Performance Based Restricted Stock Units
|
$0.00
|
3/13/2019
|
|
A
|
|
21300
(1)
|
|
8/15/2019
(2)
|
8/15/2019
|
Common Shares
|
21300
|
$0.00
|
21300
|
D
|
|
Performance Based Restricted Stock Units
|
$0.00
|
3/13/2019
|
|
A
|
|
29520
(3)
|
|
4/15/2020
(4)
|
4/15/2020
|
Common Shares
|
29520
|
$0.00
|
29520
|
D
|
|
Explanation of Responses:
|
(1)
|
Reflects the number of shares earned in respect of performance based restricted stock units originally granted on August 29, 2016. The Compensation Committee of the Board of Directors certified the achievement levels of the relative TSR performance metrics applicable to the award and the number of shares earned based on such results on March 13, 2019.
|
(2)
|
These performance based restricted stock units vest on August 15, 2019.
|
(3)
|
Reflects the number of shares earned in respect of performance based restricted stock units originally granted on April 15, 2017. The Compensation Committee of the Board of Directors certified the achievement levels of the operational performance metrics applicable to the award and the number of shares earned based on such results on March 13, 2019.
|
(4)
|
These performance based restricted stock units vest on April 15, 2020.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Christman Dan
5488 MARVELL LANE
SANTA CLARA, CA 95054
|
|
|
EVP, Storage Business Group
|
|
Signatures
|
Dan Christman by Blair Walters as Attorney-in-Fact
|
|
3/15/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Marvell Technology (NASDAQ:MRVL)
Historical Stock Chart
From Aug 2024 to Sep 2024
Marvell Technology (NASDAQ:MRVL)
Historical Stock Chart
From Sep 2023 to Sep 2024