Current Report Filing (8-k)
September 23 2019 - 4:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported)
|
September
20, 2019
|
Hudson
Technologies, Inc.
(Exact Name of Registrant as Specified in
Charter)
New York
(State or Other Jurisdiction of Incorporation)
1-13412
|
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13-3641539
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(Commission File Number)
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(IRS Employer Identification No.)
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PO Box 1541, 1 Blue Hill Plaza, Pearl River, New York
|
|
10965
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(Address of Principal Executive Offices)
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(Zip Code)
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(845)
735-6000
(Registrant's Telephone Number, Including
Area Code)
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
|
|
Trading Symbols(s)
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Name of each exchange on which registered
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Common Stock, $0.01 par value
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HDSN
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Nasdaq Capital Market
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Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02 Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers
On September 20, 2019, Hudson Technologies,
Inc. (the “Company”) entered into amended and restated employment agreements with: (i) Kevin J. Zugibe, its Chairman
of the Board and Chief Executive Officer; (ii) Brian F. Coleman, its President and Chief Operating Officer; and (iii) Nat Krishnamurti,
its Vice President, Chief Financial Officer and Secretary.
These amended and restated agreements amended
the prior agreements with the indicated executives to update the agreements with respect to certain recent regulatory developments,
including the Defend Trade Secrets Act and related whistleblower provisions, and other technical and clarifying amendments. The
amended and restated agreements did not materially amend the economic or other fundamental terms of the existing agreements.
The description of the foregoing agreements
does not purport to be complete and is qualified in its entirety by reference to the full text of the agreements which are filed
as Exhibit 10.1, Exhibit 10.2 and Exhibit 10.3 to this Report.
Item 9.01
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Financial Statements and Exhibits
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SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: September 23, 2019
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HUDSON
TECHNOLOGIES, INC.
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By:
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/s/ Nat Krishnamurti
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Name:
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Nat Krishnamurti
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Title:
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Chief Financial Officer & Secretary
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