Statement of Changes in Beneficial Ownership (4)
December 01 2020 - 4:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MCCOLLOM MARK R |
2. Issuer Name and Ticker or Trading Symbol
FULTON FINANCIAL CORP
[
FULT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Sr. EVP & CFO |
(Last)
(First)
(Middle)
C/O FULTON FINANCIAL CORPORATION, P.O. BOX 4887, ONE PENN SQUARE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/27/2020 |
(Street)
LANCASTER, PA 170604
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
$2.50 par value common stock | 3/5/2020 | | J |
V
| 61.3033 (1) | A | $12.55 | 759.7987 (2) | D | |
$2.50 par value common stock | 11/27/2020 | | M | | 15506.6779 | A | $0.00 | 16293.2236 (3) | D | |
$2.50 par value common stock | 11/27/2020 | | F | | 4417.6779 | D | $12.98 | 11875.5456 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (4) | 11/27/2020 | | M | | | 15506.6779 | (5) | (5) | $2.50 par value Common Stock | 15506.6779 | $0.00 | 0.00 | D | |
Explanation of Responses: |
(1) | Purchase made with cash in the Employee Stock Purchase Plan. |
(2) | Includes 5.217125 shares acquired on January 17, 2020 pursuant to dividend reinvestment. |
(3) | Includes 7.118406 shares acquired on April 20, 2020, 9.714414 shares acquired on July 17, 2020 and 9.914077 shares acquired on October 19, 2020 pursuant to dividend reinvestment. |
(4) | Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock. |
(5) | This reflects the earning and vesting of certain restricted stock units, including accrued dividends from the original grant date to November 27, 2020. The restricted stock units cliff vest three years from their November 27, 2017 grant date and vested shares will be delivered to the reporting person upon vesting. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MCCOLLOM MARK R C/O FULTON FINANCIAL CORPORATION P.O. BOX 4887, ONE PENN SQUARE LANCASTER, PA 170604 |
|
| Sr. EVP & CFO |
|
Signatures
|
John R. Merva, Attorney-in-Fact | | 12/1/2020 |
**Signature of Reporting Person | Date |
Fulton Financial (NASDAQ:FULT)
Historical Stock Chart
From Jun 2024 to Jul 2024
Fulton Financial (NASDAQ:FULT)
Historical Stock Chart
From Jul 2023 to Jul 2024