Statement of Changes in Beneficial Ownership (4)
March 21 2016 - 3:51PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Lynch Keiron G
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2. Issuer Name
and
Ticker or Trading Symbol
Fox Chase Bancorp Inc
[
FXCB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP
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(Last)
(First)
(Middle)
4390 DAVISVILLE ROAD
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/7/2016
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(Street)
HATBORO, PA 19040
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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3/7/2016
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J
(1)
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V
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737
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A
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$0.00
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29313
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D
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Common Stock
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3/7/2016
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J
(1)
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V
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200
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A
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$0.00
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29513
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D
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Common Stock
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3/13/2016
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J
(1)
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V
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268
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A
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$0.00
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29781
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D
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Common Stock
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3/14/2016
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J
(1)
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V
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400
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A
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$0.00
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30181
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D
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Common Stock
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3/7/2016
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J
(1)
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V
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737
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D
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$0.00
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737
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I
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Performance Award III
(2)
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Common Stock
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3/7/2016
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J
(1)
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V
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200
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D
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$0.00
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400
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I
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Restricted Stock IV
(3)
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Common Stock
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3/13/2016
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J
(1)
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V
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268
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D
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$0.00
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1072
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I
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Restricted Stock VI
(4)
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Common Stock
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3/14/2016
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J
(1)
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V
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400
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D
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$0.00
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1200
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I
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Restricted Stock V
(5)
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Common Stock
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13442.7624
(6)
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I
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By ESOP
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Common Stock
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6613
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I
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By Incentive Plan
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Common Stock
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224
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I
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Performance Award
(7)
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Common Stock
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710
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I
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Performance Award II
(8)
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Common Stock
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660
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I
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Performance Award IV
(9)
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Common Stock
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129
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I
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Restricted Stock II
(10)
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Common Stock
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400
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I
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Restricted Stock III
(11)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
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$11.58
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8/31/2008
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8/31/2017
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Common Stock
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1065
(12)
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1065
(12)
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D
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Stock Option (Right to Buy)
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$12.39
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8/22/2012
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8/22/2021
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Common Stock
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3783
(13)
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3783
(13)
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D
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Stock Option (Right to Buy)
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$13.11
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5/10/2013
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5/10/2022
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Common Stock
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2000
(14)
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2000
(14)
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D
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Stock Option (Right to Buy)
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$17.00
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3/7/2014
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3/7/2023
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Common Stock
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2000
(15)
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2000
(15)
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D
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Stock Option (Right to Buy)
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$16.96
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3/14/2015
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3/14/2024
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Common Stock
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2000
(16)
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2000
(16)
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D
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Stock Option (Right to Buy)
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$16.99
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3/13/2016
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3/13/2025
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Common Stock
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2000
(17)
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2000
(17)
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D
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Explanation of Responses:
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(
1)
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This form reports the vesting of stock awards.
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(
2)
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The actual amount of shares received under this award was determined on the third anniversary date of grant (March 7, 2016). The recipient received 1,474 shares of common stock of which 50% vested on the third anniversary of the date of grant, 25% will vest on the fourth anniversary of the date of grant and 25% will vest on the fifth anniversary of the date of grant.
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(
3)
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Restricted stock vests in five equal annual installments beginning on March 7, 2014, the first anniversary of the date of the award.
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(
4)
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Restricted stock vests in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the award.
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(
5)
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Restricted stock vests in five equal annual installments beginning on March 14, 2015, the first anniversary of the date of the award.
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(
6)
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Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
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(
7)
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The actual amount of shares received under this award was determined on the third anniversary date of grant (August 22, 2014). The recipient received 901 shares of common stock of which 50% vested on the third anniversary of the date of grant, 25% vested on the fourth anniversary of the date of grant and 25% will vest on the fifth anniversary of the date of grant.
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(
8)
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The actual amount of shares received under this award was determined on the third anniversary of the date of grant (May 10, 2015). The recipient received 1,421 shares of common stock of which 50% vested on the third anniversary of the date of grant, 25% will vest on the fourth anniversary of the date of grant and 25% will vest on the fifth anniversary of the date of grant.
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(
9)
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The actual amount of shares to be received under this award will be determined on the third anniversary of the date of grant and may fluctuate based on the performance of the Company during that three-year period. Depending on the performance, the recipient may receive up to 990 shares of common stock. The award vests as follows: 50% on the third anniversary of the date of the grant (March 13, 2018), 50% on the fourth anniversary of the date of the grant, in each case subject to the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates, such award shares will be forfeited.
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(
10)
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Restricted stock vests in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the award.
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(
11)
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Restricted stock vests in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the award.
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(
12)
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Options are fully vested and exercisable.
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(
13)
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Options vest in five equal annual installments beginning on August 22, 2012, the first anniversary of the date of the grant.
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(
14)
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Options vest in five equal annual installments beginning on May 10, 2013, the first anniversary of the date of the grant.
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(
15)
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Options vest in five equal annual installments beginning on March 7, 2014, the first anniversary of the date of the grant.
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(
16)
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Options vest in five equal annual installments beginning on March 14, 2015, the first anniversary of the date of the grant.
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(
17)
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Options vest in five equal annual installments beginning on March 13, 2016, the first anniversary of the date of the grant.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Lynch Keiron G
4390 DAVISVILLE ROAD
HATBORO, PA 19040
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EVP
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Signatures
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/s/ Roger S. Deacon, pursuant to power of attorney
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3/18/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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