- Statement of Changes in Beneficial Ownership (4)
February 17 2011 - 8:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
FERRIS PETER
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2. Issuer Name
and
Ticker or Trading Symbol
EQUINIX INC
[
EQIX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Sales Officer
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(Last)
(First)
(Middle)
ONE LAGOON DRIVE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
2/15/2011
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(Street)
REDWOOD CITY, CA 94065
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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2/15/2011
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M
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7000
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A
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$0
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68500
(1)
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D
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Common Stock
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2/16/2011
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S
(2)
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3268
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D
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$91.3544
(3)
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65232
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D
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Common Stock
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276
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I
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As custodian for children's shares
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Units
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$0
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2/15/2011
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M
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2500
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(4)
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(5)
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Common Stock
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2500
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$0
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0
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D
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Restricted Stock Units
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$0
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2/15/2011
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M
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4500
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(6)
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(5)
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Common Stock
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4500
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$0
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4500
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D
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Explanation of Responses:
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(
1)
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Includes 378 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on February 14, 2011.
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(
2)
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Shares sold pursuant to a 10b5-1 Trading Plan.
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(
3)
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The average price of $91.3544 consists of the following blocks of shares: 100 shares sold at $90.84, 100 at $90.88, 100 at $90.96, 100 at $90.99, 100 at $91.13, 100 at $91.26, 100 at $91.27, 200 at $91.28, 350 at $91.29, 100 at $91.30, 100 at $91.32, 100 at $91.40, 100 at $91.41, 101 at $ 91.4104, 67 at $91.42, 250 at $91.44, 100 at $91.45, 90 at $91.48, 310 at $91.49, 100 at $91.51, 300 at $91.54, 100 at $91.58, 100 at $91.66 and 100 at $91.68.
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(
4)
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On January 31, 2008, the reporting person was granted restricted stock units, the vesting of which was subject to both continued service and the attainment of certain revenue and EBITDA targets for 2008. These targets were achieved, therefore 50% of the award vested on February 13, 2009, with 25% additional units scheduled to vest on each of February 15, 2010 and February 15, 2011, subject solely to continued service.
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(
5)
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Restricted stock unit award expires upon reporting person's termination of employment.
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(
6)
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On March 9, 2009, the reporting person was granted restricted stock units, the vesting of which was subject to both continued service and the attainment of certain revenue and EBITDA targets for 2009. These targets were achieved to the maximum extent, therefore 50% of the award vested on 2/12/10, with 25% additional units scheduled to vest on each of February 15, 2011 and February 15, 2012, subject solely to continued service.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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FERRIS PETER
ONE LAGOON DRIVE
REDWOOD CITY, CA 94065
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Chief Sales Officer
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Signatures
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Darrin B. Short, Attorney-in-Fact
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2/17/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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