Initial Statement of Beneficial Ownership (3)
August 05 2020 - 10:00AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Avoro Capital
Advisors LLC |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
8/3/2020
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3. Issuer Name and Ticker or Trading
Symbol CymaBay Therapeutics, Inc. [CBAY] |
(Last)
(First)
(Middle)
110 GREENE STREET, SUITE 800 |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director ___X___
10% Owner
_____ Officer (give title
below) _____
Other (specify below)
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(Street)
NEW
YORK, NY 10012
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable
Line)___ Form filed by One Reporting
Person
_X_ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock, par value $0.0001 per share |
10300000 |
I |
See footnotes (1)(2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The securities reported
herein are held on behalf of accounts managed by Avoro Capital
Advisors LLC, a Delaware limited liability company (the "Investment
Manager") and Avoro Life Sciences Fund LLC, a Delaware limited
liability company, a fund managed by the Investment Manager. Behzad
Aghazadeh ("Dr. Aghazadeh," and together with the Investment
Manager, the "Reporting Persons") serves as the portfolio manager
and controlling person of the Investment Manager. |
(2) |
The filing of this statement
shall not be deemed an admission that either of the Reporting
Persons is the beneficial owner of the securities reported herein
for purposes of Section 16 of the Securities Act of 1934, as
amended, or otherwise. Each of the Reporting Persons expressly
disclaims beneficial ownership of the securities reported herein
except to the extent of its or his pecuniary interest
therein. |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Avoro Capital Advisors LLC
110 GREENE STREET
SUITE 800
NEW YORK, NY 10012 |
|
X |
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Aghazadeh Behzad
C/O AVORO CAPITAL ADVISORS LLC
110 GREENE STREET, SUITE 800
NEW YORK, NY 10012 |
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X |
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Signatures
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Avoro Capital Advisors LLC, by: /s/ Scott
Epstein, its Chief Financial Officer & Chief Compliance
Officer |
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8/5/2020 |
**Signature of
Reporting Person |
Date |
/s/ Behzad Aghazadeh |
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8/5/2020 |
**Signature of
Reporting Person |
Date |