Corgi International Ltd - Amended Statement of Ownership (SC 13G/A)
August 12 2008 - 4:39PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
CORGI INTERNATIONAL LIMITED
(Name of Issuer)
American Depositary Shares
(Title of Class of Securities)
21872Q202
(CUSIP Number)
January 9, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
þ
Rule 13d-1(b)
o
Rule 13d-1(c)
o
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAMES OF REPORTING PERSONS
Royal Capital Value Fund (QP), L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
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NUMBER OF
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1,251,735
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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1,251,735
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,251,735
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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11.5%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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**SEE ITEM 4(b).
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1
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NAMES OF REPORTING PERSONS
RoyalCap Value Fund, Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Cayman Islands
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5
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SOLE VOTING POWER
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NUMBER OF
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944,116
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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944,116
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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944,116
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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8.7%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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**SEE ITEM 4(b).
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1
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NAMES OF REPORTING PERSONS
Royal Capital Management, L.L.C.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
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NUMBER OF
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2,576,930
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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2,576,930
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,576,930
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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23.7%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA
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**SEE ITEM 4(b).
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1
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NAMES OF REPORTING PERSONS
Robert W. Medway
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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U.S. Citizen
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5
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SOLE VOTING POWER
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NUMBER OF
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2,576,930
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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2,576,930
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,576,930
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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23.7%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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**SEE ITEM 4(b).
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1
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NAMES OF REPORTING PERSONS
Yale M. Fergang
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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U.S. Citizen
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5
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SOLE VOTING POWER
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NUMBER OF
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2,576,930
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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0
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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2,576,930
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WITH:
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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|
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2,576,930
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|
10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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23.7%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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**SEE ITEM 4(b).
SCHEDULE 13G/A
This Amendment No. 2 (this Amendment) to the Schedule 13G, as amended by Amendment No. 1 on
March 12, 2008 (the Schedule 13G), is being filed on behalf of Royal Capital Value Fund (QP),
L.P. (Royal Qualified), a Delaware limited partnership, RoyalCap Value Fund, Ltd., a Cayman
Islands exempted company (Royal Offshore), Royal Capital Management, L.L.C. (Royal Management),
a Delaware limited liability company, Mr. Robert W. Medway and Mr. Yale M. Fergang, relating to
American Depositary Shares and underlying Ordinary Shares, par value HK$3.00 per share (the
American Depositary Shares), of Corgi International Limited, a Hong Kong corporation (the
Issuer).
This Amendment relates to American Depositary Shares of the Issuer purchased by Royal
Management for the accounts of (i) Royal Capital Value Fund, L.P. (Royal Fund), a Delaware
limited partnership, (ii) Royal Qualified, (iii) Royal Offshore, (iv) RoyalCap Value Fund II, Ltd.,
a Cayman Islands exempted company (Royal Offshore II) and (v) a separate managed account (the
Account and together with Royal Fund, Royal Qualified, Royal Offshore and Royal Offshore II, the
Royal Accounts). Royal Management acts as investment manager to the Royal Accounts. Messrs.
Medway and Fergang are the principals of Royal Management.
This Amendment amends and restates the Schedule 13G as follows:
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Item 1(a)
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Name of Issuer.
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Corgi International Limited
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Item 1(b)
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Address of Issuers Principal Executive Offices.
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Unit 711-717, 7/F, Tower A, New Mandarin Plaza,
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14 Science Museum Road, TST East, Kowloon,
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Hong Kong, S.A.R., China.
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Item 2(a)
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Name of Person Filing.
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Royal Capital Value Fund (QP), L.P., RoyalCap Value Fund, Ltd., Royal Capital Management, L.L.C., Messrs. Robert W. Medway and Yale M. Fergang.
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Item 2(b)
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Address of Principal Business Office, or, if none, Residence.
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623 Fifth Avenue, 24
th
Floor
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New York, New York 10022
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Item 2(c)
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Citizenship or Place of Organization.
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Royal Qualified is a Delaware limited partnership. Royal Offshore is a Cayman
Islands exempted company. Royal Management is a Delaware limited liability
company. Robert W. Medway and Yale M. Fergang are the principals of Royal Management
and are United States citizens.
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Item 2(d)
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Title of Class of Securities.
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American Depositary Shares
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Item 2(e)
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CUSIP Number.
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21872Q202
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Item 3
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether
the person filing is a:
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(a)
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o
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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o
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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þ
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An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E).
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g)
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o
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
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(h)
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
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(i)
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o
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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(a)
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Royal Qualified is the beneficial owner of 1,251,735 American
Depository Shares. Royal Offshore is the beneficial owner of 944,116 American
Depository Shares. Royal Management, and Messrs. Medway and Fergang are the
beneficial owners of 2,576,930 American Depositary Shares.
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(b)
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Royal Qualified is the beneficial owner of 11.5% of the
outstanding American Depository Shares. Royal Offshore is the beneficial owner
of 8.7% of the outstanding American Depository Shares. Royal Management, and
Messrs. Medway and Fergang are the beneficial owners of 23.7% of the
outstanding American Depositary Shares. The denominator for determining these percentages is 10,851,769, the number of American Depository Shares
issued and outstanding as of November 5, 2007, as reported in the Issuers
Form 6-K filed November 8, 2007.
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(c)
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Royal Qualified has the sole power to vote and dispose of the
1,251,735 American Depositary Shares held by it. Royal Offshore has the sole
power to vote and dispose of the 944,116 American Depositary Shares held by it.
Royal Management has the sole power to vote and dispose of the 2,576,930
American Depositary Shares held by the Royal Accounts. As the principals of
Royal Management, Messrs. Yale and Fergang may direct the vote and disposition
of the 2,576,930 American Depositary Shares held by the Royal Accounts.
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Item 5
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Ownership of Five Percent or Less of a Class.
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Inapplicable.
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Item 6
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Ownership of More Than Five Percent on Behalf of Another Person.
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Inapplicable.
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Item 7
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Identification and Classification of the Subsidiary which Acquired the Security Being
Reported On by the Parent Holding Company.
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Inapplicable.
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Item 8
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Identification and Classification of Members of the Group.
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Inapplicable.
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Item 9
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Notice of Dissolution of Group.
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Inapplicable.
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Item 10
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Certification.
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By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose of
or with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
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Exhibits
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Exhibit 1
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Joint Filing Agreement by and among the reporting persons.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Date:
August 12, 2008
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ROYAL CAPITAL VALUE FUND (QP), L.P.
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By: Royal Capital Partners, LLC, its general partner
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By:
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/s/ Yale M. Fergang
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Name:
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Yale M. Fergang
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Title:
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Managing Member
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ROYALCAP VALUE FUND, LTD.
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By:
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/s/ Yale M. Fergang
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Name:
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Yale M. Fergang
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Title:
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Authorized Person
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ROYAL CAPITAL MANAGEMENT, L.L.C.
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By:
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/s/ Yale M. Fergang
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Name:
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Yale M. Fergang
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Title:
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Managing Member
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/s/ Robert W. Medway
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ROBERT W. MEDWAY
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/s/ Yale M. Fergang
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YALE M. FERGANG
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EXHIBIT INDEX
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Exhibit
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No.
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Description
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Exhibit 1
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Joint Filing Agreement by and among the reporting persons.
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