Statement of Changes in Beneficial Ownership (4)
December 18 2019 - 4:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
COHEN DAVID L |
2. Issuer Name and Ticker or Trading Symbol
COMCAST CORP
[
CMCSA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Sr. EVP |
(Last)
(First)
(Middle)
ONE COMCAST CENTER |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/16/2019 |
(Street)
PHILADELPHIA, PA 19103
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 11/27/2019 | | G |
V
| 95336.0000 | D | $0.0000 | 164790.3506 | D | |
Class A Common Stock | 11/29/2019 | | G |
V
| 9681.0000 | D | $0.0000 | 155109.3506 | D | |
Class A Common Stock | 12/3/2019 | | G |
V
| 1162.0000 | D | $0.0000 | 153947.3506 | D | |
Class A Common Stock | 12/16/2019 | | M | | 766920.0000 | A | $9.1700 | 947077.3506 | D | |
Class A Common Stock | 12/16/2019 | | M | | 357300.0000 | A | $12.5100 | 1304377.3506 | D | |
Class A Common Stock | 12/16/2019 | | F | | 246598.0000 | D | $43.9750 | 1057779.3506 | D | |
Class A Common Stock | 12/16/2019 | | S | | 373508.0000 | D | $43.7140 (1) | 684271.3506 | D | |
Class A Common Stock | 12/16/2019 | | F | | 504114.0000 | D | $43.9550 | 180157.3506 | D | |
Class A Common Stock | 12/10/2019 | | G |
V
| 4127.0000 | D | $0.0000 | 51060.0000 | I | By GRATs |
Class A Common Stock | 12/10/2019 | | G |
V
| 4127.0000 | A | $0.0000 | 798389.0000 | I | By Trusts |
Class A Common Stock | 12/16/2019 | | M | | 328680.0000 | A | $9.1700 | 1127069.0000 | I | By Trusts |
Class A Common Stock | 12/16/2019 | | F | | 68485.0000 | D | $44.0100 | 1058584.0000 | I | By Trusts |
Class A Common Stock | 12/16/2019 | | S | | 260195.0000 | D | $43.8330 (2) | 798389.0000 | I | By Trusts |
Class A Common Stock | | | | | | | | 80.0000 | I | By Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Option to Purchase | $37.4600 | 12/16/2019 | | G |
V
| | 118560.0000 | (3) | 3/16/2027 | Class A Common Stock | 118560.0000 | $37.4600 | 276640.0000 | D | |
Option to Purchase | $29.8800 | 12/16/2019 | | G |
V
| | 162000.0000 | (4) | 3/17/2026 | Class A Common Stock | 162000.0000 | $29.8800 | 318000.0000 | D | |
Option to Purchase | $12.5100 | 12/16/2019 | | M | | | 357300.0000 | (5) | 3/24/2021 | Class A Common Stock | 357300.0000 | $12.5100 | 436700.0000 | D | |
Option to Purchase | $9.1700 | 12/16/2019 | | M | | | 766920.0000 | (5) | 3/25/2020 | Class A Common Stock | 766920.0000 | $9.1700 | 0.0000 | D | |
Option to Purchase | $37.4600 | 12/16/2019 | | G |
V
| 118560.0000 | | (3) | 3/16/2027 | Class A Common Stock | 118560.0000 | $0.0000 | 118560.0000 | I | By Trusts |
Option to Purchase | $29.8800 | 12/16/2019 | | G |
V
| 162000.0000 | | (4) | 3/17/2026 | Class A Common Stock | 162000.0000 | $0.0000 | 162000.0000 | I | By Trusts |
Option to Purchase | $9.1700 | 12/16/2019 | | M | | | 328680.0000 | (5) | 3/25/2020 | Class A Common Stock | 328680.0000 | $9.1700 | 0.0000 | I | By Trusts |
Explanation of Responses: |
(1) | This transaction was executed in multiple trades at prices ranging from $43.32 to $44.04. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
(2) | This transaction was executed in multiple trades at prices ranging from $43.60 to $44.04. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
(3) | The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant. |
(4) | The options were granted on March 18, 2016 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant. |
(5) | With respect to the number of shares set forth in Column 7, this option is immediately exercisable. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
COHEN DAVID L ONE COMCAST CENTER PHILADELPHIA, PA 19103 |
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| Sr. EVP |
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Signatures
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Elizabeth Wideman, Attorney-in-fact | | 12/18/2019 |
**Signature of Reporting Person | Date |
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