Annual Statement of Changes in Beneficial Ownership (5)
February 12 2021 - 6:55PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BOYLE TIMOTHY P | 2. Issuer Name and Ticker or Trading SymbolCOLUMBIA SPORTSWEAR CO [COLM] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman, President & CEO |
(Last)
(First)
(Middle)
C/O COLUMBIA SPORTSWEAR COMPANY, 14375 NW SCIENCE PARK DRIVE | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2020 |
(Street)
PORTLAND, OR 97229
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 6/3/2020 | | G | 183992 | D | $0 | 998578 (1) | I | GRATs (5) |
Common Stock | 8/3/2020 | | G | 73008 | D | $0 | 22661114 (1) | D | |
Common Stock | | | | | | | 21666753 (2)(3)(4)(8) | D | |
Common Stock | | | | | | | 1988939 (3)(4) | I | GRATs (5) |
Common Stock | | | | | | | 1014 | I | Wife Trust (6) |
Common Stock | | | | | | | 2000 | I | Voting Trust (7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | 468,679 shares previously reported as directly owned by the reporting person were tranferred to a grantor retained annuity trust on February 7, 2020 and February 28, 2020. |
(2) | 4,000 shares previously reported as directly owned by the reporting person were transferred to generation skipping trusts for the insider's children on October 14, 2020. |
(3) | 1,268,956 shares previously reported as directly owned by the reporting person were tranferred to a grantor retained annuity trust on October 30, 2020. |
(4) | 278,595 shares previously reported as indirectly owned by the reporting person were tranferred from grantor retained annuity trusts to directly owned on October 23, 2020. |
(5) | Shares held in grantor retained annuity trusts for which Mr. Boyle is trustee and income beneficiary. |
(6) | Shares held in trust for the benefit of the reporting person's spouse, of which she is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(7) | Boyle Columbia Sportswear Company Voting Trust, Timothy P. Boyle, Trustee, dated January 24, 2011. |
(8) | The reporting person's indirect beneficial ownership no longer includes 398,776 shares held in generation skipping trusts for the insider's children, for which the reporting person's spouse no longer serves as trustee. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BOYLE TIMOTHY P C/O COLUMBIA SPORTSWEAR COMPANY 14375 NW SCIENCE PARK DRIVE PORTLAND, OR 97229 | X | X | Chairman, President & CEO |
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Signatures
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Peter J. Bragdon, Attorney-in-Fact | | 2/12/2021 |
**Signature of Reporting Person | Date |
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