Statement of Changes in Beneficial Ownership (4)
November 27 2019 - 5:33PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
BANY SARAH |
2. Issuer Name and Ticker or Trading Symbol
COLUMBIA SPORTSWEAR CO
[
COLM
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
9740 SW HILLMAN COURT, SUITE 200 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/25/2019 |
(Street)
WILSONVILLE, OR 97070-7710
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 11/25/2019 | | S | | 2500 | D | $90.30 (1) | 8703598 (2) | I | By the Gertrude Boyle Trust (3) |
Common Stock | 11/25/2019 | | S | | 139500 | D | $90.96 (4) | 8564098 (2) | I | By the Gertrude Boyle Trust (3) |
Common Stock | 11/26/2019 | | S | | 100 | D | $90.87 | 8563998 (2) | I | By the Gertrude Boyle Trust (3) |
Common Stock | 11/26/2019 | | S | | 9640 | D | $91.16 (5) | 8554358 (2) | I | By the Gertrude Boyle Trust (3) |
Common Stock | 11/26/2019 | | S | | 38769 | D | $92.62 (6) | 8515589 (2) | I | By the Gertrude Boyle Trust (3) |
Common Stock | 11/26/2019 | | S | | 17144 | D | $93.47 (7) | 8498445 (2) | I | By the Gertrude Boyle Trust (3) |
Common Stock | | | | | | | | 1154136 | D | |
Common Stock | | | | | | | | 804418 (8) | I | By DSRA, LLC (9) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported is a weighted average price for shares sold in multiple transactions ranging from $90.00 to $90.45, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the ranges set forth in footnotes (1), (4), (5), (6) and (7) to this Form 4. |
(2) | As permitted by instruction 4(b)(iv) to Form 4, the reporting person is reporting all shares of common stock of Columbia Sportswear Company owned directly by the Gertrude Boyle Trust. As permitted by Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, and the inclusion of such shares in this statement shall not be deemed an admission of beneficial ownership of all of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
(3) | The reporting person is the sole trustee of the Gertrude Boyle Trust, and beneficiaries of the Gertrude Boyle Trust include the reporting person and her children. |
(4) | The price reported is a weighted average price for shares sold in multiple transactions ranging from $90.46 to $91.45, inclusive. |
(5) | The price reported is a weighted average price for shares sold in multiple transactions ranging from $90.95 to $91.93, inclusive. |
(6) | The price reported is a weighted average price for shares sold in multiple transactions ranging from $91.95 to $92.90, inclusive. |
(7) | The price reported is a weighted average price for shares sold in multiple transactions ranging from $92.95 to $93.94, inclusive. |
(8) | As permitted by instruction 4(b)(iv) to Form 4, the reporting person is reporting all shares of common stock of Columbia Sportswear Company owned directly by DSRA, LLC. As permitted by Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, and the inclusion of such shares in this statement shall not be deemed an admission of beneficial ownership of all of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
(9) | The reporting person is the manager of DSRA, LLC, and the members of DSRA, LLC include trusts for which the reporting person is the sole trustee and of which the beneficiaries are the reporting person's children. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BANY SARAH 9740 SW HILLMAN COURT SUITE 200 WILSONVILLE, OR 97070-7710 | X | X |
|
|
Signatures
|
Steven H. Hull, attorney-in-fact for Sarah A. Bany | | 11/27/2019 |
**Signature of Reporting Person | Date |
Columbia Sportswear (NASDAQ:COLM)
Historical Stock Chart
From Jun 2024 to Jul 2024
Columbia Sportswear (NASDAQ:COLM)
Historical Stock Chart
From Jul 2023 to Jul 2024