Current Report Filing (8-k)
August 07 2019 - 4:30PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): August 7, 2019
CATALYST PHARMACEUTICALS, INC.
(Exact Name Of Registrant As Specified In Its Charter)
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Delaware
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001-33057
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76-0837053
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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355 Alhambra Circle
Suite 1250
Coral
Gables, Florida
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33134
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone
number, including area code: (305)
420-3200
Not Applicable
Former Name or Former address, if changed since last report
Securities registered pursuant to Section 12(b) of the Act:
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Title of Each Class
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Name of Exchange
on Which Registered
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Ticker
Symbol
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Common Stock, par value $0.001 per share
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NASDAQ Capital Market
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CPRX
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Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17
CFR
240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule
14d-2(b)
under the
Exchange Act (17
CFR240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule
13e-4(c)
under the
Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this Chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On August 7, 2019, the Company issued a press release announcing its results of operations for the three and six months ended June 30, 2019 and
providing a corporate update. A copy of the press release is attached hereto as Exhibit 99.1.
Item 9.01
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
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Catalyst Pharmaceuticals, Inc.
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By:
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/s/ Alicia Grande
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Alicia Grande
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Vice President, Treasurer and CFO
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Dated: August 7, 2019
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