CUSIP No. 053690103 13G Page 11 of 14 Pages
Item 1(a). Name of Issuer:
Avigen, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
1301 Harbor Bay Parkway
Alameda, CA 94502
Item 2(a, b, c). Name of Person Filing:
(i) HealthCor Management, L.P., a Delaware limited partnership;
Carnegie Hall Tower, 152 West 57th Street, 47th Floor, New York,
New York 10019;
(ii) HealthCor Associates, LLC, a Delaware limited liability
company, Carnegie Hall Tower, 152 West 57th Street, 47th Floor,
New York, New York 10019;
(iii) HealthCor Offshore, Ltd., a Cayman Islands limited company,
Carnegie Hall Tower, 152 West 57th Street, 47th Floor, New York,
New York 10019;
(iv) HealthCor Hybrid Offshore, Ltd., a Cayman Islands limited
company, Carnegie Hall Tower, 152 West 57th Street, 47th Floor,
New York, New York 10019;
(v) HealthCor Group, LLC, a Delaware limited liability company,
Carnegie Hall Tower, 152 West 57th Street, 47th Floor, New York,
New York 10019;
(vi) HealthCor Capital, L.P., a Delaware limited partnership,
Carnegie Hall Tower, 152 West 57th Street, 47th Floor, New York,
New York 10019;
(vii) HealthCor, L.P., a Delaware limited partnership, Carnegie
Hall Tower, 152 West 57th Street, 47th Floor, New York, New York
10019;
(viii) Joseph Healey; Carnegie Hall Tower, 152 West 57th Street,
47th Floor, New York, New York 10019; and
(ix) Arthur Cohen, 12 South Main Street, #203 Norwalk, Ct 06854.
Both Mr. Healey and Mr. Cohen are United States citizens.
The persons at (i) through (ix) above are collectively referred
to herein as the "Reporting Persons".
Item 2(d). Title of Class of Securities:
common stock, par value $0.001 per share (the "Common Stock")
Item 2(e). CUSIP Number:
053690103
Item 3. Not applicable.
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